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NINETY ONE PLC - TR-1: Standard form for notification of major holdings

Release Date: 15/01/2021 14:30
Code(s): N91 NY1     PDF:  
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TR-1: Standard form for notification of major holdings

Ninety One Limited                               Ninety One plc
Incorporated in the Republic of South Africa     Incorporated in England and Wales
Registration number 2019/526481/06               Registration number 12245293
Date of registration: 18 October 2019            Date of registration: 4 October 2019
JSE share code: NY1                              LSE share code: N91
ISIN: ZAE000282356                               JSE share code: N91
                                                 ISIN: GB00BJHPLV88

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
 Word format if possible)i

 1a. Identity of the issuer or the underlying issuer
                                                                                    Ninety One Plc
 of existing shares to which voting rights are at-
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights                                                                    X
 An acquisition or disposal of financial instruments

 An event changing the breakdown of voting rights

 Other (please specify)iii:

 3. Details of person subject to the notification obligationiv
                                                             Coronation Asset Management (Pty) Ltd acting as dis-
 Name                                                        cretionary investment manager on behalf of managed
 City and country of registered office (if applicable)       Cape Town, South Africa

 4. Full name of shareholder(s) (if different from 3.)v

 Name                                                        N/A

 City and country of registered office (if applicable)

 5. Date on which the threshold was crossed or

 6. Date on which issuer notified (DD/MM/YYYY):              14-01-2021

 7. Total positions of person(s) subject to the notification obligation

                                                         % of voting rights
                          % of voting rights at-                                                              Total number of
                                                     through financial instru-       Total of both in %
                          tached to shares (to-                                                               voting rights of is-
                                                                ments                   (8.A + 8.B)
                               tal of 8. A)                                                                   suervii
                                                      (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
                          4.99                                                     4.99                       622 624 622
threshold was
crossed or reached
Position of previous
notification (if          5.02                                                     5.02

8. Notified details of the resulting situation on the date on which the threshold was crossed or
A: Voting rights attached to shares
Class/type of              Number of voting rightsix                            % of voting rights
ISIN code (if possible)             Direct                 Indirect                       Direct                    Indirect
                              (Art 9 of Directive      (Art 10 of Directive          (Art 9 of Directive        (Art 10 of Directive
                           2004/109/EC) (DTR5.1)         2004/109/EC)             2004/109/EC) (DTR5.1)           2004/109/EC)
                                                           (DTR5.2.1)                                               (DTR5.2.1)

GB00BJHPLV88               31 111 915                                                      4.99

SUBTOTAL 8. A                                 31 111 915                                               4.99

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                              Number of voting rights
Type of financial in-      Expiration        Exercise/                        that may be acquired if
                                                                                                              % of voting rights
strument                   datex             Conversion Periodxi              the instrument is

                                             SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                             Exercise/            Physical or
Type of financial      Expiration                                                         Number of
                                             Conversion Pe-       cash                                        % of voting rights
instrument             datex                                                              voting rights
                                             riod xi              settlementxii


9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv       X
(please add additional rows as necessary)
                                                                   % of voting rights
                                 % of voting rights if it                                           Total of both if it
                                                                 through financial in-
                                  equals or is higher                                              equals or is higher
          Namexv                                                 struments if it equals
                                  than the notifiable                                              than the notifiable
                                                                 or is higher than the
                                       threshold                                                       threshold
                                                                  notifiable threshold
Coronation Fund Managers
Coronation Investment
Management SA (Pty) Ltd
Coronation Asset Manage-
                                            4.99                                                             4.99
ment (Pty) Ltd

10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional informationxvi

Place of completion    Cape Town, South Africa

Date of completion     14 January 2021

Date of release: 15 January 2021
JSE Sponsor: J.P. Morgan Equities South Africa (Pty) Ltd


Date: 15-01-2021 02:30:00
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