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ANGLO AMERICAN PLC - TR-1: Standard form for notification of major holdings

Release Date: 20/05/2020 10:00
Code(s): AGL     PDF:  
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TR-1: Standard form for notification of major holdings

Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible) i

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are                              ANGLO AMERICAN PLC
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights                                                X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii:

3. Details of person subject to the notification obligation iv
Name                                                           PUBLIC INVESTMENT CORPORATION SOC LIMITED
City and country of registered office (if applicable)          PRETORIA, SOUTH AFRICA

4. Full name of shareholder(s) (if different from 3.) v
Name
City and country of registered office (if applicable)

5. Date on which the threshold was crossed or                  14/05/2020
reached vi:

6. Date on which issuer notified (DD/MM/YYYY):                 19/05/2020

7. Total positions of person(s) subject to the notification obligation
                                                     % of voting rights
                             % of voting rights     through financial in-                            Total number of
                            attached to shares           struments          Total of both in %       voting rights of
                              (total of 8. A)      (total of 8.B 1 + 8.B 2)    (8.A + 8.B)           issuer vii
                                                                                                                                                                                                          
Resulting situation
on the date on which
threshold was
                                 9.915%                                           9.915%             1 363 061 293
crossed or reached
Position of previous
notification (if                10.002%                                          10.002%
applicable)


                                                                                                                
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached viii
A: Voting rights attached to shares
Class/type of              Number of voting rights ix                           % of voting rights
shares
ISIN code (if possible)            Direct                 Indirect                      Direct                  Indirect
                               (Art 9 of Directive     (Art 10 of Directive          (Art 9 of Directive     (Art 10 of Directive
                            2004/109/EC) (DTR5.1)        2004/109/EC)             2004/109/EC) (DTR5.1)        2004/109/EC)
                                                           (DTR5.2.1)                                            (DTR5.2.1)

GB00B1XZS820                  135 152 340                                              9.915%



SUBTOTAL 8. A                               135 152 340                                       9.915%



B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                             Number of voting rights
Type of financial          Expiration       Exercise/                        that may be acquired if
instrument                 date x           Conversion Period xi             the instrument is              % of voting rights
                                                                             exercised/converted.
                                                                              


                                             SUBTOTAL 8. B 1                             NIL                        NIL



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                             Exercise/            Physical or
Type of financial     Expiration             Conversion           cash                      Number of
instrument            date x                 Period xi            settlement xii            voting rights   % of voting rights
                                                                       
                                                        


                                                                  SUBTOTAL
                                                                  8.B.2
                                                                                               NIL                  NIL




9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii              X
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv
(please add additional rows as necessary)

                                                                                                                       
                                                           % of voting rights
                              % of voting rights if it    through financial in-              Total of both if it
                               equals or is higher       struments if it equals             equals or is higher
                               than the notifiable        or is higher than the              than the notifiable
         Name xv                   threshold              notifiable threshold                    threshold
                                                             
                                                                                                                                                                                            
PUBLIC INVESTMENT
CORPORATION SOC                      9.915%                                                        9.915%
LIMITED




10. In case of proxy voting, please identify:
Name of the proxy holder                                 N/A
The number and % of voting rights held                   N/A
The date until which the voting rights will be held      N/A

11. Additional information xvi
Name: REITUMETSE KAU
E-Mail: Reitumetse.Kau@pic.gov.za
TEL: 0127423747



Place of completion       PRETORIA, SOUTH AFRICA
Date of completion        19 May 2020

Clare Davage
Deputy Company Secretary
Anglo American plc
20 May 2020

The Company has a primary listing on the Main Market of the London Stock Exchange and
secondary listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the
Namibia Stock Exchange and the SIX Swiss Exchange.

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)




                                                                                                   

Date: 20-05-2020 10:00:00
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