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ANGLO AMERICAN PLC - TR-1: Standard form for notification of major holdings

Release Date: 27/02/2020 09:30
Code(s): AGL     PDF:  
 
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TR-1: Standard form for notification of major holdings

Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible) i

1a. Identity of the issuer or the underlying issuer                                   ANGLO AMERICAN PLC
of existing shares to which voting rights are
attached ii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights                                                           X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii:

3. Details of person subject to the notification obligation iv
Name                                                          PUBLIC INVESTMENT CORPORATION SOC LIMITED
City and country of registered office (if applicable)         PRETORIA, SOUTH AFRICA

4. Full name of shareholder(s) (if different from 3.) v
Name
City and country of registered office (if applicable)

5. Date on which the threshold was crossed or                 25/02/2020
reached vi:

6. Date on which issuer notified (DD/MM/YYYY):                26/02/2020

7. Total positions of person(s) subject to the notification obligation

                         % of voting rights     % of voting rights         Total of both in %       Total number of
                         attached to shares     through financial in-      (8.A + 8.B)              voting rights of
                         (total of 8. A)        struments                                           issuer vii
                                                (total of 8.B 1 + 8.B 2)
Resulting situation      9.978%                                            9.978%                   1 367 798 510
on the date on which
threshold was
crossed or reached
                                                                                                                 
Position of previous     10.985%                                           10.985%
notification (if
applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached viii
A: Voting rights attached to shares

Class/type of              Number of voting rights ix                         % of voting rights
shares
ISIN code (if possible)    Direct                  Indirect                   Direct                       Indirect
                           (Art 9 of Directive     (Art 10 of Directive       (Art 9 of Directive          (Art 10 of Directive
                           2004/109/EC) (DTR5.1)   2004/109/EC)               2004/109/EC) (DTR5.1)        2004/109/EC)
                                                   (DTR5.2.1)                                              (DTR5.2.1)
GB00B1XZS820               136 474 785                                        9.978%

SUBTOTAL 8. A                              136 474 785                                                9.978%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial          Expiration     Exercise/                        Number of voting rights         % of voting rights
instrument                 datex          Conversion Periodxi              that may be acquired if
                                                                           the instrument is
                                                                           exercised/converted.

                                          SUBTOTAL 8. B 1                  NIL                             NIL

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))

Type of financial      Expiration         Exercise/               Physical or          Number of           % of voting rights
instrument             date x             Conversion              cash                 voting rights
                                          Period xi               settlement xii

                                                                  SUBTOTAL             NIL                 NIL
                                                                  8.B.2
                                                                                                                            
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not          X
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv
(please add additional rows as necessary)

Name xv                         % of voting rights if it        % of voting rights              Total of both if it
                                equals or is higher             through financial in-           equals or is higher
                                than the notifiable             struments if it equals          than the notifiable
                                threshold                       or is higher than the           threshold
                                                                notifiable threshold
PUBLIC INVESTMENT               9.978%                                                          9.978%
CORPORATION SOC
LIMITED

10. In case of proxy voting, please identify:
Name of the proxy holder                                        N/A
The number and % of voting rights held                          N/A
The date until which the voting rights will be held             N/A

11. Additional information xvi

Name: REITUMETSE KAU
E-Mail: Reitumetse.Kau@pic.gov.za
TEL: 0127423747

Place of completion         PRETORIA, SOUTH AFRICA
Date of completion          26 February 2020

27 February 2020

The Company has a primary listing on the Main Market of the London Stock Exchange and secondary
listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia Stock
Exchange and the SIX Swiss Exchange.

Sponsor RAND MERCHANT BANK (A division of FirstRand Bank Limited)




                                                                                                                   

Date: 27-02-2020 09:30:00
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