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TR-1: Standard form for notification of major holdings
QUILTER PLC
(previously, Old Mutual Wealth Management Limited)
Incorporated under the Companies Act 1985 with registered number
06404270 and re-registered as a public limited company under the
Companies Act 2006)
ISIN CODE: GB00BDCXV269
JSE SHARE CODE: QLT
Quilter plc (the "Company")
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at- QUILTER PLC
tachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name Bank of America Corporation
City and country of registered office (if applicable) Wilmington, DE, United States
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or
9th January 2020
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 13th January 2020
7. Total positions of person(s) subject to the notification obligation
1
% of voting rights
% of voting rights at- Total number of
through financial instru- Total of both in %
tached to shares (to- voting rights of is-
ments (8.A + 8.B)
tal of 8. A) suervii
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which 0.041% 3.019% 3.060%
1,902,251,098
threshold was
crossed or reached
Position of previous Below Notifiable Below Notifiable Below Notifiable
notification (if Threshold Threshold Threshold
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive 2004/109/EC) (Art 10 of Directive
2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
GB00BDCXV269
782,566 0.041%
SUBTOTAL 8. A 782,566 0.041%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Exercise/
Type of financial in- Expiration that may be acquired if the % of voting
Conversion Peri-
strument datex instrument is rights
odxi
exercised/converted.
N/A N/A N/A N/A N/A
SUBTOTAL 8. B 1 N/A N/A
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Exercise/ Physical or
Type of financial Expiration Number of vot- % of voting
Conversion Pe- cash
instrument datex ing rights rights
riod xi settlementxii
Swaps 13/02/2020 N/A Cash Settled 2,911,433 0.153%
Swaps 12/03/2020 N/A Cash Settled 113,385 0.006%
2
Swaps 13/05/2020 N/A Cash Settled 247,270 0.013%
Swaps 13/08/2020 N/A Cash Settled 1,816,376 0.095%
Swaps 11/09/2020 N/A Cash Settled 21,006,866 1.104%
Swaps 12/11/2020 N/A Cash Settled 1,623,022 0.085%
Swaps 11/12/2020 N/A Cash Settled 15,073,038 0.792%
Swaps 13/01/2021 N/A Cash Settled 2,667,660 0.140%
Swaps 11/02/2021 N/A Cash Settled 11,965,272 0.629%
SUBTOTAL 57,424,322 3.019%
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv X
(please add additional rows as necessary)
% of voting % of voting rights
Total of both if it
rights if it through financial in-
equals or is
equals or is struments if it
Namexv higher than the
higher than the equals or is higher
notifiable thresh-
notifiable than the notifiable
old
threshold threshold
Bank of America Corporation N/A N/A N/A
NB Holdings Corporation N/A N/A N/A
BAC North America Holding Com-
N/A N/A N/A
pany
Bank of America, National Associa-
N/A N/A N/A
tion
N/A N/A N/A
Bank of America Corporation
3
N/A N/A N/A
NB Holdings Corporation
N/A N/A N/A
BofAML Jersey Holdings Limited
N/A N/A N/A
MLEIH Funding
SNC Farringdon International (Hold- N/A N/A N/A
ings) BV
Merrill Lynch South Africa Proprietary N/A N/A N/A
Limited
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion United Kingdom
Date of completion 13th January 2020
14 January 2020
Sponsor:
J.P. Morgan Equities South Africa Proprietary Limited
4
5
Date: 14-01-2020 04:00:00
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