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INTU PROPERTIES PLC - TR-1: Standard form for notification of major holdings

Release Date: 18/11/2019 17:38
Code(s): ITU     PDF:  
 
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TR-1: Standard form for notification of major holdings

INTU PROPERTIES PLC
(Registration number UK3685527)
ISIN Code: GB0006834344
JSE Code:      ITU
LEI: 213800JSNTERD5CJZO95


TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word for-
 mat if possible)I

 1a. Identity of the issuer or the underlying is-
 suer of existing shares to which voting rights                                 Intu Properties Plc
 are attachedii:
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights                                                                           X

 An acquisition or disposal of financial instruments

 An event changing the breakdown of voting rights

 Other (please specify)iii:

 3. Details of person subject to the notification obligationiv
 Name                                                                                         JPMorgan Chase & Co.
 City and country of registered office (if applicable)                                    Wilmington, Delaware, USA

 4. Full name of shareholder(s) (if different from 3.)v
                                                                                       J.P. Morgan Securities plc
 Name                                                                                 J.P. Morgan Securities LLC
                                                                        JPMorgan Chase Bank, National Association
 City and country of registered office (if applicable)                                       London, United Kingdom

 5. Date on which the threshold was crossed or
                                                                                                    13 November 2019
 reachedvi:

 6. Date on which issuer notified (DD/MM/YYYY):                                                     15 November 2019

 7. Total positions of person(s) subject to the notification obligation
                                                       % of voting rights
                          % of voting rights at-                                                     Total number of
                                                   through financial instru-   Total of both in %
                          tached to shares (to-                                                      voting rights of is-
                                                              ments               (8.A + 8.B)
                               tal of 8. A)                                                          suervii
                                                    (total of 8.B 1 + 8.B 2)
 Resulting situation
 on the date on which
                                 1.32%                     3.85%                    5.17%             1,355,040,243


                                                                                                                   1
threshold was
crossed or reached

Position of previous
notification (if                  1.15%                     3.96%                        5.11%
applicable)



8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of             Number of voting rightsix                           % of voting rights
shares
ISIN code (if possible)           Direct                 Indirect                      Direct                   Indirect
                              (Art 9 of Directive    (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                           2004/109/EC) (DTR5.1)       2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                                         (DTR5.2.1)                                             (DTR5.2.1)

  GB0006834344                                         17,909,269                                                1.32%




SUBTOTAL 8. A                               17,909,269                                              1.32%



B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                            Number of voting rights
Type of financial in-     Expiration           Exercise/                    that may be acquired if
                                                                                                         % of voting rights
strument                  datex                Conversion Periodxi          the instrument is
                                                                            exercised/converted.

   Right to Recall                N/A                  N/A                         3,731,289                     0.28%

 Convertible Bond           01/11/2022              01/11/2022                     9,518,478                     0.70%

 Convertible Bond
                            01/11/2022              01/11/2022                     1,546,417                     0.11%
  Right to Recall
                                               SUBTOTAL 8. B 1                     14,796,184                    1.09%



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                                                       Physical or
Type of finan-       Expiration         Exercise/                                      Number of
                                                                       cash                              % of voting rights
cial instrument      datex              Conversion Period xi                           voting rights
                                                                       settlementxii
 Cash Settled
  Call or Put          15/11/2019       Put: 255p Call:382.5p               Cash         1,059,079               0.08%
   Option*
 Cash Settled
  Call or Put          22/11/2019       Put: 255p Call:382.5p               Cash         1,059,079               0.08%
   Option*
Cash Settled
 Call or Put   29/11/2019   Put: 255p Call:382.5p   Cash   1,059,079   0.08%
  Option*
Cash Settled
 Call or Put   06/12/2019   Put: 255p Call:382.5p   Cash   1,059,079   0.08%
  Option*
Cash Settled
 Call or Put   13/12/2019   Put: 255p Call:382.5p   Cash   1,059,079   0.08%
  Option*
Cash Settled
 Call or Put   20/12/2019   Put: 255p Call:382.5p   Cash   1,059,079   0.08%
  Option*
Cash-settled
               27/11/2019        27/11/2019         Cash   485,218     0.04%
Equity Swap
Cash-settled
               03/12/2019        03/12/2019         Cash    96,801     0.01%
Equity Swap
Cash-settled
               04/12/2019        04/12/2019         Cash   2,000,000   0.15%
Equity Swap
Cash-settled
               03/01/2020        03/01/2020         Cash    81,647     0.01%
Equity Swap
Cash-settled
               07/01/2020        07/01/2020         Cash   846,955     0.06%
Equity Swap
Cash-settled
               04/02/2020        04/02/2020         Cash    37,089     0.00%
Equity Swap
Cash-settled
               28/02/2020        28/02/2020         Cash   1,000,000   0.07%
Equity Swap
Cash-settled
               03/03/2020        03/03/2020         Cash    10,194     0.00%
Equity Swap
Cash-settled
               02/04/2020        02/04/2020         Cash    6,209      0.00%
Equity Swap
Cash-settled
               30/04/2020        30/04/2020         Cash   877,865     0.06%
Equity Swap
Cash-settled
               05/05/2020        05/05/2020         Cash    95,820     0.01%
Equity Swap
Cash-settled
               02/06/2020        02/06/2020         Cash    81,091     0.01%
Equity Swap
Cash-settled
               18/06/2020        18/06/2020         Cash   1,422,275   0.10%
Equity Swap
Cash-settled
               01/07/2020        01/07/2020         Cash   357,074     0.03%
Equity Swap
Cash-settled
               02/07/2020        02/07/2020         Cash    29,520     0.00%
Equity Swap
Cash-settled
               28/07/2020        28/07/2020         Cash    40,884     0.00%
Equity Swap
Cash-settled
               03/08/2020        03/08/2020         Cash   550,000     0.04%
Equity Swap
Cash-settled
               04/08/2020        04/08/2020         Cash    9,435      0.00%
Equity Swap
Cash-settled
               02/09/2020        02/09/2020         Cash    25,190     0.00%
Equity Swap
Cash-settled
               18/09/2020        18/09/2020         Cash    7,338      0.00%
Equity Swap
Cash-settled
               02/10/2020        02/10/2020         Cash   311,519     0.02%
Equity Swap
 Cash-settled
                     15/10/2020              15/10/2020                  Cash          16,828,330               1.24%
 Equity Swap
 Cash-settled
                     20/10/2020              20/10/2020                  Cash            348,684                0.03%
 Equity Swap
 Cash-settled
                     02/11/2020              02/11/2020                  Cash            567,243                0.04%
 Equity Swap
 Cash-settled
                     03/11/2020              03/11/2020                  Cash            230,018                0.02%
 Equity Swap
 Cash-settled
                     19/11/2020              19/11/2020                  Cash             26,897                0.00%
 Equity Swap
 Cash-settled
                     26/11/2020              26/11/2020                  Cash             2,781                 0.00%
 Equity Swap
 Cash-settled
                     10/12/2020              10/12/2020                  Cash             2,875                 0.00%
 Equity Swap
 Cash-settled
                     11/12/2020              11/12/2020                  Cash             2,705                 0.00%
 Equity Swap
 Cash-settled
                     17/12/2020              17/12/2020                  Cash             78,149                0.01%
 Equity Swap
 Cash-settled
                     29/01/2021              29/01/2021                  Cash            266,265                0.02%
 Equity Swap
 Cash-settled
                     27/05/2022              27/05/2022                  Cash           3,210,205               0.24%
 Equity Swap
 Cash-settled
                     08/02/2023              08/02/2023                  Cash            420,425                0.03%
 Equity Swap
 Cash-settled
                     07/10/2024              07/10/2024                  Cash            607,772                0.04%
 Equity Swap
                                                                     SUBTOTAL
                                                                     8.B.2
                                                                                       37,318,947               2.75%




9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv    X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Interna-
tional Finance Limited
J.P. Morgan Capital
Holdings Limited
J.P. Morgan Securities
                                                                            3.71%                           5.00%
plc
JPMorgan Chase & Co.
JPMorgan Chase Hold-
ings LLC
J.P. Morgan Broker-
Dealer Holdings Inc.
J.P. Morgan Securities
LLC


JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
10. In case of proxy voting, please identify:
Name of the proxy holder                                                  N/A

The number and % of voting rights held                                    N/A

The date until which the voting rights will be held                       N/A




11. Additional informationxvi

Table 8) Includes stock borrows of 47,962,292 (3.54%)

Chain of controlled undertakings:

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co. (100%)
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)

Place of completion                                     London, United Kingdom

Date of completion                                          15 November 2019


JSE Sponsor:
Merrill Lynch South Africa (Pty) Limited


18 November 2019

Date: 18/11/2019 05:38:00
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