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INTU PROPERTIES PLC - TR-1: Standard form for notification of major holdings

Release Date: 21/08/2019 13:45
Code(s): ITU     PDF:  
 
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TR-1: Standard form for notification of major holdings

INTU PROPERTIES PLC
(Registration number UK3685527)
ISIN Code: GB0006834344
JSE Code:      ITU

LEI: 213800JSNTERD5CJZO95


TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word for-
 mat if possible)I

 1a. Identity of the issuer or the underlying is-
 suer of existing shares to which voting rights                                 Intu Properties Plc
 are attachedii:
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights                                                                         X

 An acquisition or disposal of financial instruments

 An event changing the breakdown of voting rights

 Other (please specify)iii:

 3. Details of person subject to the notification obligationiv
 Name                                                                                         JPMorgan Chase & Co.
 City and country of registered office (if applicable)                                    Wilmington, Delaware, USA

 4. Full name of shareholder(s) (if different from 3.)v
                                                                                        J.P. Morgan Securities plc
                                                                                       J.P. Morgan Securities LLC
 Name
                                                                      JPMorgan Chase Bank, National Association
                                                              J.P. Morgan Equities South Africa Proprietary Limited
 City and country of registered office (if applicable)                                       London, United Kingdom

 5. Date on which the threshold was crossed or
                                                                                                      16 August 2019
 reachedvi:

 6. Date on which issuer notified (DD/MM/YYYY):                                                       20 August 2019

 7. Total positions of person(s) subject to the notification obligation
                                                       % of voting rights
                          % of voting rights at-                                                    Total number of
                                                   through financial instru-   Total of both in %
                          tached to shares (to-                                                     voting rights of is-
                                                              ments               (8.A + 8.B)
                               tal of 8. A)                                                         suervii
                                                    (total of 8.B 1 + 8.B 2)
 Resulting situation
 on the date on which
                                 0.64%                     5.27%                    5.90%             1,355,040,243
threshold was
crossed or reached

Position of previous
notification (if                  0.78%                     5.27%                        6.05%
applicable)



8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of             Number of voting rightsix                           % of voting rights
shares
ISIN code (if possible)           Direct                  Indirect                     Direct                   Indirect
                              (Art 9 of Directive    (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                           2004/109/EC) (DTR5.1)       2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                                         (DTR5.2.1)                                             (DTR5.2.1)

  GB0006834344                                           8,638,976                                               0.64%




SUBTOTAL 8. A                                8,638,976                                              0.64%



B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                            Number of voting rights
Type of financial in-     Expiration           Exercise/                    that may be acquired if
                                                                                                         % of voting rights
strument                  datex                Conversion Periodxi          the instrument is
                                                                            exercised/converted.

   Right to Recall                N/A                    N/A                       5,615,629                     0.41%

 Convertible Bond           01/11/2022              01/11/2022                     9,198,528                     0.68%

 Convertible Bond
                            01/11/2022              01/11/2022                     1,333,120                     0.10%
  Right to Recall
                                               SUBTOTAL 8. B 1                     16,147,277                    1.19%



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                                                       Physical or
Type of finan-       Expiration         Exercise/                                      Number of
                                                                       cash                              % of voting rights
cial instrument      datex              Conversion Period xi                           voting rights
                                                                       settlementxii
 Cash Settled
  Call or Put          23/08/2019       Put: 255p Call:382.5p               Cash         1,061,713              0.078%
   Option*
 Cash Settled
  Call or Put          30/08/2019       Put: 255p Call:382.5p               Cash         1,061,713              0.078%
   Option*
Cash Settled
 Call or Put   06/09/2019   Put: 255p Call:382.5p   Cash   1,061,713   0.078%
  Option*
Cash Settled
 Call or Put   13/09/2019   Put: 255p Call:382.5p   Cash   1,061,713   0.078%
  Option*
Cash Settled
 Call or Put   20/09/2019   Put: 255p Call:382.5p   Cash   1,061,713   0.078%
  Option*
Cash Settled
 Call or Put   27/09/2019   Put: 255p Call:382.5p   Cash   1,061,713   0.078%
  Option*
Cash Settled
 Call or Put   04/10/2019   Put: 255p Call:382.5p   Cash   1,061,713   0.078%
  Option*
Cash Settled
 Call or Put   11/10/2019   Put: 255p Call:382.5p   Cash   1,061,713   0.078%
  Option*
Cash Settled
 Call or Put   18/10/2019   Put: 255p Call:382.5p   Cash   1,061,713   0.078%
  Option*
Cash Settled
 Call or Put   25/10/2019   Put: 255p Call:382.5p   Cash   1,061,713   0.078%
  Option*
Cash Settled
 Call or Put   01/11/2019   Put: 255p Call:382.5p   Cash   1,061,713   0.078%
  Option*
Cash Settled
 Call or Put   08/11/2019   Put: 255p Call:382.5p   Cash   1,061,713   0.078%
  Option*
Cash Settled
 Call or Put   15/11/2019   Put: 255p Call:382.5p   Cash   1,061,713   0.078%
  Option*
Cash Settled
 Call or Put   22/11/2019   Put: 255p Call:382.5p   Cash   1,061,713   0.078%
  Option*
Cash Settled
 Call or Put   29/11/2019   Put: 255p Call:382.5p   Cash   1,061,713   0.078%
  Option*
Cash Settled
 Call or Put   06/12/2019   Put: 255p Call:382.5p   Cash   1,061,713   0.078%
  Option*
Cash Settled
 Call or Put   13/12/2019   Put: 255p Call:382.5p   Cash   1,061,713   0.078%
  Option*
Cash Settled
 Call or Put   20/12/2019   Put: 255p Call:382.5p   Cash   1,061,713   0.078%
  Option*
Cash-settled
               03/09/2019        03/09/2019         Cash    25,190     0.00%
Equity Swap
Cash-settled
               04/09/2019        04/09/2019         Cash   2,000,000   0.15%
Equity Swap
Cash-settled
               17/09/2019   17/09/2019   Cash   14,078,410   1.04%
Equity Swap
Cash-settled
               02/10/2019   02/10/2019   Cash    293,288     0.02%
Equity Swap
Cash-settled
               04/11/2019   04/11/2019   Cash    259,009     0.02%
Equity Swap
Cash-settled
               27/11/2019   27/11/2019   Cash   1,892,922    0.14%
Equity Swap
Cash-settled
               03/12/2019   03/12/2019   Cash    106,614     0.01%
Equity Swap
Cash-settled
               05/12/2019   05/12/2019   Cash    500,000     0.04%
Equity Swap
Cash-settled
               03/01/2020   03/01/2020   Cash    81,647      0.01%
Equity Swap
Cash-settled
               07/01/2020   07/01/2020   Cash    846,955     0.06%
Equity Swap
Cash-settled
               04/02/2020   04/02/2020   Cash    37,089      0.00%
Equity Swap
Cash-settled
               13/02/2020   13/02/2020   Cash    18,231      0.00%
Equity Swap
Cash-settled
               28/02/2020   28/02/2020   Cash   1,000,000    0.07%
Equity Swap
Cash-settled
               03/03/2020   03/03/2020   Cash    26,408      0.00%
Equity Swap
Cash-settled
               02/04/2020   02/04/2020   Cash     6,209      0.00%
Equity Swap
Cash-settled
               05/05/2020   05/05/2020   Cash    95,820      0.01%
Equity Swap
Cash-settled
               12/05/2020   12/05/2020   Cash   2,271,549    0.17%
Equity Swap
Cash-settled
               26/05/2020   26/05/2020   Cash   2,233,225    0.16%
Equity Swap
Cash-settled
               02/06/2020   02/06/2020   Cash    81,091      0.01%
Equity Swap
Cash-settled
               17/06/2020   17/06/2020   Cash    113,718     0.01%
Equity Swap
Cash-settled
               18/06/2020   18/06/2020   Cash   1,363,690    0.10%
Equity Swap
Cash-settled
               30/06/2020   30/06/2020   Cash    653,591     0.05%
Equity Swap
Cash-settled
               01/07/2020   01/07/2020   Cash    93,260      0.01%
Equity Swap
Cash-settled
               02/07/2020   02/07/2020   Cash    29,520      0.00%
Equity Swap
Cash-settled
               23/07/2020   23/07/2020   Cash    600,000     0.04%
Equity Swap
Cash-settled
               28/07/2020   28/07/2020   Cash    40,884      0.00%
Equity Swap
Cash-settled
               03/08/2020   03/08/2020   Cash    550,000     0.04%
Equity Swap
Cash-settled
               04/08/2020   04/08/2020   Cash     9,435      0.00%
Equity Swap
 Cash-settled
                     13/08/2020              13/08/2020                  Cash             19,764                0.00%
 Equity Swap
 Cash-settled
                     19/08/2020              19/08/2020                  Cash           1,418,430               0.10%
 Equity Swap
 Cash-settled
                     20/08/2020              20/08/2020                  Cash             8,644                 0.00%
 Equity Swap
 Cash-settled
                     19/10/2020              19/10/2020                  Cash             76,659                0.01%
 Equity Swap
 Cash-settled
                     29/01/2021              29/01/2021                  Cash            350,000                0.03%
 Equity Swap
 Cash-settled
                     27/05/2022              27/05/2022                  Cash           3,002,879               0.22%
 Equity Swap
 Cash-settled
                     08/02/2023              08/02/2023                  Cash            582,536                0.04%
 Equity Swap
 Cash-settled
                     26/07/2023              26/07/2023                  Cash           1,348,601               0.10%
 Equity Swap
                                                                     SUBTOTAL
                                                                     8.B.2
                                                                                       55,226,102               4.08%




               * Please note that either a call or a put option (but not both) can be exercised upon ma-
      turity, depending on the share price of Intu Properties Plc.



9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv    X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Interna-
tional Finance Limited
J.P. Morgan Capital
Holdings Limited
J.P. Morgan Securities
                                                                            5.13%                           5.72%
plc


JPMorgan Chase & Co.
JPMorgan Chase Hold-
ings LLC
J.P. Morgan Broker-
Dealer Holdings Inc.
J.P. Morgan Securities
LLC


JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association


JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Interna-
tional Finance Limited
J.P. Morgan EU Capital
Holdings Limited
J.P. Morgan EU Hold-
ings Limited
J.P. Morgan Equities
South Africa Proprietary
Limited
10. In case of proxy voting, please identify:
Name of the proxy holder                                N/A

The number and % of voting rights held                  N/A

The date until which the voting rights will be held     N/A




11. Additional informationxvi

Table 8) Includes stock borrows of 69,826,836 (5.15%)

Chain of controlled undertakings:

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co. (100%)
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan EU Capital Holdings Limited (100%)
J.P. Morgan EU Holdings Limited (100%)
J.P. Morgan Equities South Africa Proprietary Limited (100%)



Place of completion                                            London, United Kingdom

Date of completion                                                     20 August 2019


     21 August 2019

     JSE Sponsor:
     Merrill Lynch South Africa (Pty) Limited

Date: 21/08/2019 01:45:00
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