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ANGLO AMERICAN PLC - Notification of transactions by directors / PDMRs

Release Date: 06/03/2019 17:00
Code(s): AGL     PDF:  
Wrap Text
Notification of transactions by directors / PDMRs

Anglo American plc (the "Company")
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

Notification of transactions by Directors / PDMRs

The Company announces transactions in its Ordinary Shares by PDMRs.

Vesting of Shares awarded at nil cost under the Company's Bonus Share Plan ("BSP"), Long Term
Incentive Plan ("LTIP") and Non-Cyclical Award ("NCA").

On 4 March 2019, awards made under the BSP, LTIP and NCA vested to Directors/PDMRs and shares
were released and sold to cover withholding taxes as noted below at £20.098 per share.

In the case of awards granted under the LTIP and NCA in 2016, the relevant performance conditions
were met as to 100% (further details can be found in the Directors' Remuneration Report of the
Company's 2018 Annual Report). The awards are also subject to the vesting cap approved by the
Company's Remuneration Committee in 2017, other than the exceptions described below. These
awards therefore vested to the following Directors/PDMRs, to the extent noted below. The remaining
portion of the share awards did not vest and lapsed on the same date.

Ruben Fernandes' 2016 LTIP award was made prior to his becoming a PDMR. Stephen Pearce's 2017
NCA is the final tranche of a buy-out award made to him as compensation for incentives forfeited from
his previous employer, as first announced on 24 February 2017. These awards are therefore not subject
to the vesting cap applicable to the LTIP and NCA awards granted in 2016. They were subject to
performance conditions, which were met as to 100% (further details can be found in the 2018
Directors' Remuneration Report) and therefore have vested in full and been released into the two-year
holding period described below.

Awards granted under the BSP to PDMRs vest in two tranches. The first tranche, equal to two thirds of
the award, vests three years after grant. The remaining third vests as a second tranche five years from
grant. First tranches of the 2016 BSP awards and second tranches of the 2014 BSP awards have vested
as set out below.

All shares were released net of shares sold to cover taxes as indicated below. The net shares released
under all LTIP and NCA awards are subject to a further two-year holding period, during which time
they may not be sold or transferred.

Director/PDMR        Share           Shares       Shares       Shares sold    Net shares retained
                     Plan            Granted      Vested       for tax        by Director/PDMR
Didier Charreton     2016 LTIP       180,180      147,863      69,496         78,367
Didier Charreton     2016 NCA        90,090       49,288       23,166         26,122
Bruce Cleaver        2016 LTIP       240,990      240,990      113,266        127,724
Bruce Cleaver        2016 BSP        61,108       61,108       28,721         32,387
Mark Cutifani        2016 LTIP       993,810      558,544      262,516        296,028
Mark Cutifani        2014 BSP        15,685       15,685       7,372          8,313
Mark Cutifani        2016 BSP        89,269       89,269       41,957         47,312
Ruben Fernandes      2016 LTIP       135,135      135,135      37,163         97,972
Ruben Fernandes      2014 BSP        3,323        3,323        914            2,409
Ruben Fernandes      2016 BSP        27,270       27,270       7,500          19,770
Seamus French        2016 LTIP       371,621      210,841      99,096         111,745
Seamus French        2014 BSP        11,160       11,160       5,246          5,914
Seamus French        2016 BSP        73,406       73,406       34,501         38,905
Anik Michaud         2016 LTIP       180,180      131,434      61,774         69,660
Anik Michaud         2016 BSP        33,575       33,575       15,781         17,794
Tony O'Neill         2016 LTIP       532,398      299,424      140,730        158,694
Tony O'Neill         2014 BSP        4,235        4,235        1,991          2,244
Tony O'Neill         2016 BSP        58,850       58,850       27,660         31,190
Stephen Pearce       2017 NCA        97,770       97,770       45,952         51,818
Duncan Wanblad       2016 LTIP       371,621      210,841      99,096         111,745
Duncan Wanblad       2014 BSP        7,680        7,680        3,610          4,070
Duncan Wanblad       2016 BSP        67,812       67,812       31,872         35,940
Peter Whitcutt       2016 LTIP       371,621      210,841      99,096         111,745
Peter Whitcutt       2014 BSP        9,648        9,648        4,535          5,113
Peter Whitcutt       2016 BSP        70,477       70,477       33,125         37,352

Other Transactions in Vested Shares by PDMRs and PCAs

The Company further announces a sale of its Ordinary shares by a PDMR and two transfers of its
Ordinary shares by PDMRs to persons closely associated with them (PCAs).

In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are
set out below.

1.    Details of PDMR / person closely associated (PCA)
a)    Name                              Didier Charreton

2.    Reason for the notification
a)    Position / status                 Group Director – People and Organisation (PDMR)
b)    Initial notification /            Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor
a)    Full name of the entity           Anglo American plc
b)    LEI                               549300S9XF92D1X8ME43

4.1   Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Release of Shares awarded in March 2016 under the terms of
                                        the Anglo American plc Long Term Incentive Plan and Non-
                                        Cyclical Award.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                      Volume(s)
                                        GBP 0.00                      147,863
                                        GBP 0.00                      49,288
e)    Aggregated information
      Aggregated volume                 197,151
      Price                             GBP 0.00
f)    Date of the transaction           2019-03-04
g)    Place of the transaction          London Stock Exchange - XLON

4.2   Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Sale of Shares released under the terms of the Anglo American
                                        plc Long Term Incentive Plan and Non-Cyclical Award to cover
                                        tax.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                      Volume(s)
                                        GBP 20.098                    69,496
                                        GBP 20.098                    23,166
e)    Aggregated information
      Aggregated volume                 92,662
      Price                             GBP 20.098
f)    Date of the transaction           2019-03-05
g)    Place of the transaction          London Stock Exchange - XLON

1.    Details of PDMR / person closely associated (PCA)
a)    Name                              Bruce Cleaver

2.    Reason for the notification
a)    Position / status                 CEO De Beers (PDMR)
b)    Initial notification /            Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor
a)    Full name of the entity           Anglo American plc
b)    LEI                               549300S9XF92D1X8ME43
 
4.1   Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Release of Shares awarded in March 2016 under the terms of
                                        the Anglo American plc Long Term Incentive Plan and Bonus
                                        Share Plan.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                      Volume(s)
                                        GBP 0.00                      240,990
                                        GBP 0.00                      61,108
e)    Aggregated information
      Aggregated volume                 302,098
      Price                             GBP 0.00
f)    Date of the transaction           2019-03-04
g)    Place of the transaction          London Stock Exchange - XLON

4.2   Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Sale of Shares released under the terms of the Anglo American
                                        plc Long Term Incentive Plan and Bonus Share Plan to cover tax.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                      Volume(s)
                                        GBP 20.098                    113,266
                                        GBP 20.098                    28,721
e)    Aggregated information
      Aggregated volume                 141,987
      Price                             GBP 20.098
f)    Date of the transaction           2019-03-05
g)    Place of the transaction          London Stock Exchange - XLON

1.    Details of PDMR / person closely associated (PCA)
a)    Name                              Mark Cutifani

2.    Reason for the notification
a)    Position / status                 Chief Executive (Director/PDMR)
b)    Initial notification /            Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor
a)    Full name of the entity           Anglo American plc
b)    LEI                               549300S9XF92D1X8ME43

4.1   Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Release of Shares awarded in March 2016 and March 2014
                                        under the terms of the Anglo American plc Bonus Share Plan
                                        and Long Term Incentive Plan.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                      Volume(s)
                                        GBP 0.00                      558,544
                                        GBP 0.00                      15,685
                                        GBP 0.00                      89,269
e)    Aggregated information
      Aggregated volume                 663,498
      Price                             GBP 0.00
f)    Date of the transaction           2019-03-04
g)    Place of the transaction          London Stock Exchange - XLON

4.2   Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Sale of Shares released under the terms of the Anglo American
                                        plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                      Volume(s)
                                        GBP 20.098                    262,516
                                        GBP 20.098                    7,372
                                        GBP 20.098                    41,957
e)    Aggregated information
      Aggregated volume                 311,845
      Price                             GBP 20.098
f)    Date of the transaction           2019-03-05
g)    Place of the transaction          London Stock Exchange - XLON

1.    Details of PDMR / person closely associated (PCA)
a)    Name                              Ruben Fernandes

2.    Reason for the notification
a)    Position / status                 CEO of Base Metals (PDMR)
b)    Initial notification /            Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor
a)    Full name of the entity           Anglo American plc
b)    LEI                               549300S9XF92D1X8ME43

4.1   Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Release of Shares awarded in March 2016 and March 2014
                                        under the terms of the Anglo American plc Bonus Share Plan
                                        and Long Term Incentive Plan.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                      Volume(s)
                                        GBP 0.00                      135,135
                                        GBP 0.00                      3,323
                                        GBP 0.00                      27,270
e)    Aggregated information
      Aggregated volume                 165,728
      Price                             GBP 0.00
f)    Date of the transaction           2019-03-04
g)    Place of the transaction          London Stock Exchange - XLON

4.2   Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Sale of Shares released under the terms of the Anglo American
                                        plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                      Volume(s)
                                        GBP 20.098                    37,163
                                        GBP 20.098                    914
                                        GBP 20.098                    7,500
e)    Aggregated information
      Aggregated volume                 45,577
      Price                             GBP 20.098
f)    Date of the transaction           2019-03-05
g)    Place of the transaction          London Stock Exchange - XLON

1.    Details of PDMR / person closely associated (PCA)
a)    Name                              Seamus French

2.    Reason for the notification
a)    Position / status                 CEO of Bulk Commodities and Other Minerals (PDMR)
b)    Initial notification /            Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor
a)    Full name of the entity           Anglo American plc
b)    LEI                               549300S9XF92D1X8ME43

4.1   Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument 
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Release of Shares awarded in March 2016 and March 2014
                                        under the terms of the Anglo American plc Bonus Share Plan
                                        and Long Term Incentive Plan.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                      Volume(s)
                                        GBP 0.00                      210,841
                                        GBP 0.00                      11,160
                                        GBP 0.00                      73,406
e)    Aggregated information
      Aggregated volume                 295,407
      Price                             GBP 0.00
f)    Date of the transaction           2019-03-04
g)    Place of the transaction          London Stock Exchange - XLON

4.2   Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Sale of Shares released under the terms of the Anglo American
                                        plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                      Volume(s)
                                        GBP 20.098                    99,096
                                        GBP 20.098                    5,246
                                        GBP 20.098                    34,501
e)    Aggregated information
      Aggregated volume                 138,843
      Price                             GBP 20.098
f)    Date of the transaction           2019-03-05
g)    Place of the transaction          London Stock Exchange - XLON

1.    Details of PDMR / person closely associated (PCA)
a)    Name                              Anik Michaud

2.    Reason for the notification
a)    Position / status                 Group Director, Corporate Relations (PDMR)
b)    Initial notification /            Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor
a)    Full name of the entity           Anglo American plc
b)    LEI                               549300S9XF92D1X8ME43

4.1   Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Release of Shares awarded in March 2016 under the terms of
                                        the Anglo American plc Long Term Incentive Plan and Bonus
                                        Share Plan.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                      Volume(s)
                                        GBP 0.00                      131,434
                                        GBP 0.00                      33,575
e)    Aggregated information
      Aggregated volume                 165,009
      Price                             GBP 0.00
f)    Date of the transaction           2019-03-04
g)    Place of the transaction          London Stock Exchange - XLON

4.2   Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Sale of Shares released under the terms of the Anglo American
                                        plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                      Volume(s)
                                        GBP 20.098                    61,774
                                        GBP 20.098                    15,781
e)    Aggregated information
      Aggregated volume                 77,555
      Price                             GBP 20.098
f)    Date of the transaction           2019-03-05
g)    Place of the transaction          London Stock Exchange - XLON

1.    Details of PDMR / person closely associated (PCA)
a)    Name                              Tony O'Neill

2.    Reason for the notification
a)    Position / status                 Technical Director (Director/PDMR)
b)    Initial notification /            Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor
a)    Full name of the entity           Anglo American plc
b)    LEI                               549300S9XF92D1X8ME43

4.1   Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Release of Shares awarded in March 2016 and March 2014
                                        under the terms of the Anglo American plc Bonus Share Plan
                                        and Long Term Incentive Plan.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                      Volume(s)
                                        GBP 0.00                      299,424
                                        GBP 0.00                      4,235
                                        GBP 0.00                      58,850
e)    Aggregated information
      Aggregated volume                 362,509
      Price                             GBP 0.00
f)    Date of the transaction           2019-03-04
g)    Place of the transaction          London Stock Exchange - XLON

4.2   Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Sale of Shares released under the terms of the Anglo American
                                        plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                      Volume(s)
                                        GBP 20.098                    140,730
                                        GBP 20.098                    1,991
                                        GBP 20.098                    27,660
e)    Aggregated information
      Aggregated volume                 170,381
      Price                             GBP 20.098
f)    Date of the transaction           2019-03-05
g)    Place of the transaction          London Stock Exchange - XLON

1.    Details of PDMR / person closely associated (PCA)
a)    Name                              Stephen Pearce

2.    Reason for the notification
a)    Position / status                 Finance Director (Director/PDMR)
b)    Initial notification /            Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor
a)    Full name of the entity           Anglo American plc
b)    LEI                               549300S9XF92D1X8ME43

4.1   Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Release of Shares awarded in February 2017 under the terms of
                                        the Anglo American plc Non-Cyclical Award.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                      Volume(s)
                                        GBP 0.00                      97,770
e)    Aggregated information
      Aggregated volume                 97,770
      Price                             GBP 0.00
f)    Date of the transaction           2019-03-04
g)    Place of the transaction          London Stock Exchange - XLON

4.2   Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Sale of Shares released under the terms of the Anglo American
                                        plc Non-Cyclical Plan to cover tax.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                      Volume(s)
                                        GBP 20.098                    45,952
e)    Aggregated information
      Aggregated volume                 45,952
      Price                             GBP 20.098
f)    Date of the transaction           2019-03-05
g)    Place of the transaction          London Stock Exchange - XLON

1.    Details of PDMR / person closely associated (PCA)
a)    Name                              Duncan Wanblad

2.    Reason for the notification
a)    Position / status                 Group Director, Strategy & Business Development (PDMR)
b)    Initial notification /            Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor
a)    Full name of the entity           Anglo American plc
b)    LEI                               549300S9XF92D1X8ME43

4.1   Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Release of Shares awarded in March 2016 and March 2014
                                        under the terms of the Anglo American plc Bonus Share Plan
                                        and Long Term Incentive Plan.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                      Volume(s)
                                        GBP 0.00                      210,841
                                        GBP 0.00                      7,680
                                        GBP 0.00                      67,812
e)    Aggregated information
      Aggregated volume                 286,333
      Price                             GBP 0.00
f)    Date of the transaction           2019-03-04
g)    Place of the transaction          London Stock Exchange - XLON

4.2   Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Sale of Shares released under the terms of the Anglo American
                                        plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                      Volume(s)
                                        GBP 20.098                    99,096
                                        GBP 20.098                    3,610
                                        GBP 20.098                    31,872
e)    Aggregated information
      Aggregated volume                 134,578
      Price                             GBP 20.098
f)    Date of the transaction           2019-03-05
g)    Place of the transaction          London Stock Exchange - XLON

1.    Details of PDMR / person closely associated (PCA)
a)    Name                              Peter Whitcutt

2.    Reason for the notification
a)    Position / status                 CEO of Marketing (PDMR)
b)    Initial notification /            Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor
a)    Full name of the entity           Anglo American plc
b)    LEI                               549300S9XF92D1X8ME43

4.1   Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Release of Shares awarded in March 2016 and March 2014
                                        under the terms of the Anglo American plc Bonus Share Plan
                                        and Long Term Incentive Plan.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                      Volume(s)
                                        GBP 0.00                      210,841
                                        GBP 0.00                      9,648
                                        GBP 0.00                      70,477
e)    Aggregated information
      Aggregated volume                 290,966
      Price                             GBP 0.00
f)    Date of the transaction           2019-03-04
g)    Place of the transaction          London Stock Exchange - XLON

4.2   Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Sale of Shares released under the terms of the Anglo American
                                        plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                       Volume(s)
                                        GBP 20.098                     99,096
                                        GBP 20.098                     4,535
                                        GBP 20.098                     33,125
e)    Aggregated information
      Aggregated volume                 136,756
      Price                             GBP 20.098
f)    Date of the transaction           2019-03-05
g)    Place of the transaction          London Stock Exchange - XLON

1.    Details of PDMR / person closely associated (PCA)
a)    Name                              Peter Whitcutt

2.    Reason for the notification
a)    Position / status                 CEO of Marketing (PDMR)
b)    Initial notification /            Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor
a)    Full name of the entity           Anglo American plc
b)    LEI                               549300S9XF92D1X8ME43

4.    Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Transfer of Ordinary Shares to spouse at nil cost.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                       Volume(s)
                                        GBP 0.00                       42,465
e)    Aggregated information
      Aggregated volume                 42,465
      Price                             GBP 0.00
f)    Date of the transaction           2019-03-04
g)    Place of the transaction          London Stock Exchange - XLON

1.    Details of PDMR / person closely associated (PCA)
a)    Name                              Lucy Emma Whitcutt

2.    Reason for the notification
a)    Position / status                 PCA – Spouse of Peter Whitcutt, a PDMR.
b)    Initial notification /            Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor
a)    Full name of the entity           Anglo American plc
b)    LEI                               549300S9XF92D1X8ME43

4.    Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Transfer of Ordinary Shares from spouse at nil cost.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                       Volume(s)
                                        GBP 0.00                       42,465
e)    Aggregated information
      Aggregated volume                 42,465
      Price                             GBP 0.00
f)    Date of the transaction           2019-03-04
g)    Place of the transaction          London Stock Exchange - XLON

1.    Details of PDMR / person closely associated (PCA)
a)    Name                              Bruce Cleaver

2.    Reason for the notification
a)    Position / status                 CEO De Beers (PDMR)
b)    Initial notification /            Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor
a)    Full name of the entity           Anglo American plc
b)    LEI                               549300S9XF92D1X8ME43

4.    Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Transfer of Ordinary Shares to spouse at nil cost.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                       Volume(s)
                                        GBP 0.00                       22,387
e)    Aggregated information
      Aggregated volume                 22,387
      Price                             GBP 0.00
f)    Date of the transaction           2019-03-04
g)    Place of the transaction          London Stock Exchange - XLON

1.    Details of PDMR / person closely associated (PCA)
a)    Name                              Adele Cleaver

2.    Reason for the notification
a)    Position / status                 PCA – Spouse of Bruce Cleaver, a PDMR.
b)    Initial notification /            Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor
a)    Full name of the entity           Anglo American plc
b)    LEI                               549300S9XF92D1X8ME43

4.    Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Transfer of Ordinary Shares from spouse at nil cost.
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                       Volume(s)
                                        GBP 0.00                       22,387
e)    Aggregated information
      Aggregated volume                 22,387
      Price                             GBP 0.00
f)    Date of the transaction           2019-03-04
g)    Place of the transaction          London Stock Exchange - XLON

1.    Details of PDMR / person closely associated (PCA)
a)    Name                              Bruce Cleaver

2.    Reason for the notification
a)    Position / status                 CEO De Beers (PDMR)
b)    Initial notification /            Initial notification
      amendment

3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor
a)    Full name of the entity           Anglo American plc
b)    LEI                               549300S9XF92D1X8ME43

4.    Details of the transaction(s)
a)    Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code               GB00B1XZS820
b)    Nature of the transaction         Sale of Ordinary Shares
c)    Currency                          GBP - British Pound
d)    Price(s) and volume(s)
                                        Price(s)                      Volume(s)
                                        GBP 20.098                    10,000
e)    Aggregated information
      Aggregated volume                 10,000
      Price                             GBP 20.098
f)    Date of the transaction           2019-03-05
g)    Place of the transaction          London Stock Exchange - XLON

Clare Davage
Deputy Company Secretary

6 March 2019

The Company has a primary listing on the Main Market of the London Stock Exchange and secondary
listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia Stock
Exchange and the SIX Swiss Exchange.

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

Date: 06/03/2019 05:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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