Dealings in securities
NORTHAM PLATINUM LIMITED
Incorporated in the Republic of South Africa
(Registration number 1977/003282/06)
Share code: NHM ISIN: ZAE000030912
Debt issuer code: NHMI
Bond code: NHM002 Bond ISIN: ZAG000129024
Bond code: NHM006 Bond ISIN: ZAG000158577
Bond code: NHM007 Bond ISIN: ZAG000158593
Bond code: NHM008 Bond ISIN: ZAG000158858
Bond code: NHM009 Bond ISIN: ZAG000158866
Bond code: NHM010 Bond ISIN: ZAG000159229
Bond code: NHM011 Bond ISIN: ZAG000159237
Bond code: NHM012 Bond ISIN: ZAG000160136
Bond code: NHM013 Bond ISIN: ZAG000162181
(“Northam” or the “company”)
DEALINGS IN SECURITIES
Purchase of Zambezi Platinum (RF) Limited (“Zambezi Platinum”) preference shares (“preference
shares”)
In terms of the Northam broad-based black economic empowerment transaction implemented on 18 May 2015,
Zambezi Platinum holds ordinary shares in Northam. Pursuant to the preference share terms, Zambezi Platinum
is entitled to elect to settle the preference share redemption amount in cash, Northam ordinary shares or a
combination thereof.
Accordingly, in compliance with paragraphs 3.63 to 3.70 of the JSE Limited Listings Requirements (“Listings
Requirements”), Northam advises its shareholders of the following dealings by associates of a director of a major
subsidiary of the company and Zambezi Platinum:
Name of director of major subsidiary Mr L C van Schalkwyk
Name of major subsidiary Booysendal Platinum Proprietary Limited
Class of shares Preference shares
Transactions completed on market Yes
Clearance obtained in terms of paragraph 3.66 of the Yes
Listings Requirements
Transaction 1
Name of associate Mr L C van Schalkwyk
Relationship with director Son of Mr van Schalkwyk
Date of transaction 25 September 2019
Nature of transaction Purchase of preference shares
Price per preference share R76.9025
Total number of preference shares 153
Value of transaction R11 766.08
Nature and extent of director’s interest Indirect non-beneficial interest in Zambezi Platinum
resulting in an indirect exposure to Northam
ordinary shares
Transaction 2
Name of associate Mrs C van Schalkwyk
Relationship with director Wife of Mr van Schalkwyk
Date of transaction 25 September 2019
Nature of transaction Purchase of preference shares
Price per preference share R76.9025
Total number of preference shares 115
Value of transaction R8 843.79
Nature and extent of director’s interest Indirect beneficial interest in Zambezi Platinum
resulting in an indirect exposure to Northam
ordinary shares
Transaction 3
Name of associate Ms C van Schalkwyk
Relationship with director Daughter of Mr van Schalkwyk
Date of transaction 25 September 2019
Nature of transaction Purchase of preference shares
Price per preference share R76.9025
Total number of preference shares 620
Value of transaction R47 679.55
Nature and extent of director’s interest Indirect non-beneficial interest in Zambezi
Platinum resulting in an indirect exposure
to Northam ordinary shares
Transaction 4
Name of associate Bepro Messina Proprietary Limited
Relationship with director Mr van Schalkwyk is a director of Bepro
Messina Proprietary Limited
Date of transaction 25 September 2019
Nature of transaction Purchase of preference shares
Price per preference share R76.9025
Total number of preference shares 4 810
Value of transaction R369 901.03
Nature and extent of director’s interest Indirect beneficial interest in Zambezi
Platinum resulting in an indirect exposure
to Northam ordinary shares
Transaction 5
Name of associate Mr L C van Schalkwyk
Relationship with director Son of Mr van Schalkwyk
Date of transaction 30 September 2019
Nature of transaction Purchase of preference shares
Price per preference share R76.9965
Total number of preference shares 1 541
Value of transaction R118 651.61
Nature and extent of director’s interest Indirect non-beneficial interest in Zambezi
Platinum resulting in an indirect exposure
to Northam ordinary shares
Transaction 6
Name of associate Mrs C van Schalkwyk
Relationship with director Wife of Mr van Schalkwyk
Date of transaction 30 September 2019
Nature of transaction Purchase of preference shares
Price per preference share R76.9965
Total number of preference shares 1 541
Value of transaction R118 651.61
Nature and extent of director’s interest Indirect beneficial interest in Zambezi
Platinum resulting in an indirect exposure
to Northam ordinary shares
Transaction 7
Name of associate Ms C van Schalkwyk
Relationship with director Daughter of Mr van Schalkwyk
Date of transaction 30 September 2019
Nature of transaction Purchase of preference shares
Price per preference share R76.9965
Total number of preference shares 1 541
Value of transaction R118 6561.61
Nature and extent of director’s interest Indirect non-beneficial interest in Zambezi
Platinum resulting in an indirect exposure
to Northam ordinary shares
Johannesburg
1 October 2019
Sponsor and Debt Sponsor
One Capital
Date: 01/10/2019 03:00:00
Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.