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OLD MUTUAL LIMITED - Public Opening Position Disclosure/Dealing Disclosure by a Person with Interests in Relevant Securities

Release Date: 23/06/2022 15:00
Code(s): OMU     PDF:  
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Public Opening Position Disclosure/Dealing Disclosure by a Person with Interests in Relevant Securities

Old Mutual Limited
Incorporated in the Republic of South Africa
Registration number: 2017/235138/06
ISIN: ZAE000255360
LEI: 213800MON84ZWWPQCN47
JSE Share Code: OMU
LSE Share Code: OMU
MSE Share Code: OMU
NSX Share Code: OMM
ZSE Share Code: OMU
("Old Mutual" or “the Company”)


Ref: 25/22
23 June 2022


                                                       FORM 8.3


                         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
                  A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                                      Rule 8.3 of the Takeover Code (the “Code”)


       1.      KEY INFORMATION


        (a) Full name of discloser:
                                                                         Old Mutual Limited (and
                                                                        subsidiaries)
        (b) Owner or controller of interests and short positions
            disclosed, if different from 1(a):
            The naming of nominee or vehicle companies is
            insufficient. For a trust, the trustee(s), settlor and
            beneficiaries must be named.
        (c) Name of offeror/offeree in relation to whose relevant          Mediclinic International plc
            securities this form relates:
            Use a separate form for each offeror/offeree
        (d) If an exempt fund manager connected with an
            offeror/offeree, state this and specify identity of
            offeror/offeree:
        (e) Date position held/dealing undertaken:                                 22 / 06 / 2022
            For an opening position disclosure, state the latest
            practicable date prior to the disclosure
        (f) In addition to the company in 1(c) above, is the
            discloser making disclosures in respect of any other
            party to the offer?
            If it is a cash offer or possible cash offer, state “N/A”


       2.      POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional
class of relevant security.


(a)     Interests and short positions in the relevant securities of the offeror or offeree to which the
        disclosure relates following the dealing (if any)


 Class of relevant security:                                      50p ordinary

                                                   Interests                      Short positions
                                                Number              %             Number            %
 (1) Relevant securities owned                  9,661,480        1.31%
     and/or controlled:

 (2) Cash-settled derivatives:

 (3) Stock-settled derivatives
     (including options) and
     agreements to purchase/sell:
                                                9,661,480         1.31%
      TOTAL:




All interests and all short positions should be disclosed.


Details of any open stock-settled derivative positions (including traded options), or agreements to
purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).


(b)     Rights to subscribe for new securities (including directors’ and other employee options)


 Class of relevant security in relation to which
 subscription right exists:
 Details, including nature of the rights
 concerned and relevant percentages:




3.      DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE


Where there have been dealings in more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of
relevant security dealt in.


The currency of all prices and other monetary amounts should be stated.
(a)        Purchases and sales


        Class of relevant                Purchase/sale             Number of securities            Price per unit
            security
 Ordinary                           Purchase                              3,300                      4.388 GBP



(b)        Cash-settled derivative transactions


  Class of relevant               Product             Nature of dealing              Number of         Price per unit
          security               description        e.g. opening/closing a            reference
                                  e.g. CFD           long/short position,             securities
                                                    increasing/reducing a
                                                      long/short position




(c)        Stock-settled derivative transactions (including options)


(i)        Writing, selling, purchasing or varying


  Class of           Product            Writing,      Number         Exercise        Type          Expiry       Option
  relevant      description          purchasing,         of           price          e.g.          date         money
  security           e.g. call          selling,      securities     per unit     American,                      paid/
                     option          varying etc.     to which                    European                     received
                                                       option                        etc.                       per unit
                                                       relates




(ii)       Exercise


  Class of relevant                 Product             Exercising/              Number of           Exercise price
          security                 description           exercised                securities                per unit
                                 e.g. call option         against




(d)        Other dealings (including subscribing for new securities)


       Class of relevant                Nature of dealing                       Details             Price per unit (if
           security               e.g. subscription, conversion                                       applicable)
4.      OTHER INFORMATION


(a)     Indemnity and other dealing arrangements


 Details of any indemnity or option arrangement, or any agreement or understanding, formal or
 informal, relating to relevant securities which may be an inducement to deal or refrain from
 dealing entered into by the person making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:
 Irrevocable commitments and letters of intent should not be included. If there are no such
 agreements, arrangements or understandings, state “none”


 None


(b)     Agreements, arrangements or understandings relating to options or derivatives


 Details of any agreement, arrangement or understanding, formal or informal, between the
 person making the disclosure and any other person relating to:
 (i) the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant securities to which any
      derivative is referenced:
 If there are no such agreements, arrangements or understandings, state “none”


(c)     Attachments


 Is a Supplemental Form 8 (Open Positions) attached?                                          No




 Date of disclosure:                                   23 June 2022

 Contact name:                                         Rasheeqah Ismail

 Telephone number:                                     +27(0)82 0690 377



Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service
and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s
Market Surveillance Unit is available for consultation in relation to the Code’s disclosure
requirements on +44 (0)20 7638 0129.


The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Sandton


Sponsors

 Johannesburg Stock Exchange                  Merrill Lynch South Africa (Pty) Limited ta BofA Securities
 Malawi Stock Exchange                        Stockbrokers Malawi Limited
 Namibia Stock Exchange                       PSG Wealth Management (Namibia) (Proprietary) Limited
 Zimbabwe Stock Exchange                      Imara Capital Zimbabwe plc


Enquiries
 Investor Relations
 Sizwe Ndlovu                                 T: +27 (0)11 217 1163
 Head of Investor Relations                   E: tndlovu6@oldmutual.com


 Communications
 Vuyo Mtawa                                   M: +27 68 422 8125
 Head: Group Communications                   E: vmtawa@oldmutual.com




Notes to Editors


About Old Mutual Limited
Old Mutual is a premium African financial services group that offers a broad spectrum of financial solutions
to retail and corporate customers across key market segments in 14 countries. Old Mutual's primary
operations are in South Africa and the Rest of Africa and it has a niche business in Asia. With 177 years of
heritage across sub-Saharan Africa, Old Mutual is a crucial part of the communities they serve and the
broader society on the continent.


For further information on Old Mutual, and its underlying businesses, please visit the corporate website at
www.oldmutual.com.

Date: 23-06-2022 03:00:00
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