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BHP GROUP PLC - Notification of Major Interest in Shares

Release Date: 24/01/2022 08:05
Code(s): BHP     PDF:  
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Notification of Major Interest in Shares

BHP Group Plc
Registration number 3196209
Registered in England and Wales
Share code: BHP
ISIN: GB00BH0P3Z91



            Issued by:                               BHP Group Plc


            Date:                                    21 January 2022


            To:                                      London Stock Exchange
                                                     Australian Securities Exchange


            Cc:                                      JSE Limited
                                                     New York Stock Exchange


            For Release:                             Immediately


            Authorised for                           Stefanie Wilkinson
            lodgement by:
                                                     Group Company Secretary




                           BHP Group Plc – Notification of Major Interest in Shares




    The attached notification was received on 20 January 2022 by BHP Group Plc from Elliott
    Investment Management, L.P relating to a change of major interests in shares in BHP
    Group Plc.


Sponsor: UBS South Africa (Pty) Limited




    BHP Group Limited ABN 49 004 028 077                                BHP Group Plc Registration number 3196209
    Registered in Australia                                             LEI 549300C116EOWV835768
    LEI WZE1WSENV6JSZFK0JC28                                            Registered in England and Wales
    Registered Office: 171 Collins Street Melbourne Victoria            Registered Office: Nova South, 160 Victoria Street
    3000 Australia                                                      London, SW1E 5LB United Kingdom
    Tel +61 1300 55 4757 Fax +61 3 9609 3015                            Tel +44 20 7802 4000 Fax +44 20 7802 4111

                                            The BHP Group is headquartered in Australia




                                                                                                                             1
TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
 Word format if possible)i

 1a. Identity of the issuer or the underlying issuer
 of existing shares to which voting rights are at-                                                           BHP Group PLC
 tachedii:
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights

 An acquisition or disposal of financial instruments                                                                                                   X

 An event changing the breakdown of voting rights

 Other (please specify)iii – Acquisition of voting rights as a result of introduction of new holding company following a scheme of arrangement

 3. Details of person subject to the notification obligationiv
 Name                                                                              Elliott Investment Management, L.P
 City and country of registered office (if applicable)                             Delaware

 4. Full name of shareholder(s) (if different from 3.)v

 Name                                                                              Elliott International, L.P.

 City and country of registered office (if applicable)                             Grand Cayman, Cayman Islands

 5. Date on which the threshold was crossed or
                                                                                   18/01/2022
 reachedvi:

 6. Date on which issuer notified (DD/MM/YYYY):                                    20/01/2022

 7. Total positions of person(s) subject to the notification obligation
                                                                     % of voting rights
                                 % of voting rights at-                                                                              Total number of
                                                                 through financial instru-             Total of both in %
                                 tached to shares (to-                                                                               voting rights of is-
                                                                            ments                         (8.A + 8.B)
                                      tal of 8. A)                                                                                   suervii
                                                                  (total of 8.B 1 + 8.B 2)
 Resulting situation
 on the date on which
 threshold was
                                 4.66%                           0.32%                               4.98%                           2,112,057,615
 crossed or reached
 Position of previous
 notification (if                4.66%                           0.41%                               5.07%
 applicable)


                                                                                                                                                   2
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of           Number of voting rightsix                           % of voting rights
shares
                                 Direct                Indirect                      Direct                   Indirect
                           (Art 9 of Directive     (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                        2004/109/EC) (DTR5.1)        2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                                       (DTR5.2.1)                                             (DTR5.2.1)

GB00BH0P3Z91            98,325,953                                          4.66%




SUBTOTAL 8. A                             98,325,953                                              4.66%



B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                          Number of voting rights
Type of financial in-   Expiration        Exercise/                       that may be acquired if
                                                                                                       % of voting rights
strument                datex             Conversion Periodxi             the instrument is
                                                                          exercised/converted.




                                          SUBTOTAL 8. B 1



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                          Exercise/           Physical or
Type of financial   Expiration                                                      Number of
                                          Conversion Pe-      cash                                     % of voting rights
instrument          datex                                                           voting rights
                                          riod xi             settlementxii
Equity Swap         27/04/2023                                Cash                  6,854,768          0.32%




                                                              SUBTOTAL
                                                              8.B.2
                                                                                    6,854,768          0.32%




                                                                                                                        3
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv       X
(please add additional rows as necessary)
                                                                   % of voting rights
                                 % of voting rights if it                                           Total of both if it
                                                                 through financial in-
                                  equals or is higher                                              equals or is higher
          Namexv                                                 struments if it equals
                                  than the notifiable                                              than the notifiable
                                                                 or is higher than the
                                       threshold                                                       threshold
                                                                  notifiable threshold
Paul Singer                     4.66%                           0.32%                           4.98%
Elliott Investment Man-
                                4.66%                           0.32%                           4.98%
agement GP LLC
Elliott Investment Man-
                                4.66%                           0.32%                           4.98%
agement LP
Elliott International, L.P      4.66%                           0.32%                           4.98%




10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held



11. Additional informationxvi




Place of completion          London, UK

Date of completion           19/01/2022




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Date: 24-01-2022 08:05:00
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