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RDI REIT PLC - TR-1: Standard Form For Notification Of Major Holdings

Release Date: 01/03/2021 10:00
Code(s): RPL     PDF:  
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TR-1: Standard Form For Notification Of Major Holdings

RDI REIT P.L.C.
(Incorporated in the Isle of Man)
(Registered number 010534V)
LSE share code: RDI
JSE share code: RPL
LEI: 2138006NHZUMMRYQ1745
ISIN: IM00BH3JLY32
(“RDI” or the “Company”)


TR-1: STANDARD FORM FOR NOTIFICATION OF MAJOR HOLDINGS


1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:                                                  RDI REIT PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer                                                                                         X
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights                                                           X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligation
Name                                                       BlackRock, Inc.
City and country of registered office (if applicable)      Wilmington, DE, USA
4. Full name of shareholder(s) (if different from 3.)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or
reached:                                                   25/02/2021
6. Date on which issuer notified (DD/MM/YYYY): 26/02/2021
7. Total positions of person(s) subject to the notification obligation
                                              % of voting rights
                                              through financial
                       % of voting rights     instruments                                Total number
                       attached to shares     (total of 8.B 1 + 8.B   Total of both in % of voting rights
                       (total of 8. A)        2)                      (8.A + 8.B)        of issuer
Resulting situation
on the date on
which threshold
was crossed or
reached                4.20%                  0.79%                   5.00%              380,590,061
Position of
previous
notification (if
applicable)            Below 5%                Below 5%               Below 5%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
A: Voting rights attached to shares
Class/type of          Number of voting rights                  % of voting rights
shares
ISIN code (if          Direct               Indirect            Direct                Indirect
possible)              ((DTR5.1)            (DTR5.2.1)          (DTR5.1)              (DTR5.2.1)
IM00BH3JLY32                                15,993,946                                4.20%

SUBTOTAL 8. A          15,993,946                                4.20%

B 1: Financial Instruments according to DTR5.3.1R (1) (a)
                                                               Number of voting
                                                               rights that may be
                                                               acquired if the
Type of financial      Expiration Exercise/                    instrument is               % of voting
instrument             date       Conversion Period            exercised/converted.        rights
Securities Lending                                             2,914,651                   0.76%

                                  SUBTOTAL 8. B 1              2,914,651                   0.76%

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
                                  Exercise/       Physical or
Type of finan- Expiration         Conversion      cash              Number of     % of voting
cial instrument date              Period xi       settlement        voting rights rights
CFD                                               Cash              121,248       0.03%

                                                  SUBTOTAL
                                                  8.B.2             121,248       0.03%

9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding directly or indirectly an interest in the (under-
lying) issuer
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or le-
gal entity (please add additional rows as necessary)                                                      X
                                                          % of voting rights
                                                          through financial in-
                             % of voting rights if it     struments if it equals      Total of both if it
                             equals or is higher than     or is higher than the       equals or is higher than
Name                         the notifiable threshold     notifiable threshold        the notifiable threshold
See Attachment

10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information
BlackRock Regulatory Threshold Reporting Team
Jana Blumenstein
020 7743 3650


Place of completion   12 Throgmorton Avenue, London, EC2N 2DL, U.K.
Date of completion    26 February, 2021
Section 9 Attachment

                                                                  % of voting rights
                                                                  through financial     Total of both if
                                         % of voting rights if    instruments if it     it equals or is
                                         it equals or is higher   equals or is higher   higher than the
                                         than the notifiable      than the notifiable   notifiable
Name                                     threshold                threshold             threshold
BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock Holdco 4, LLC
BlackRock Holdco 6, LLC
BlackRock Delaware Holdings Inc.
BlackRock Institutional Trust Com-
pany, National Association

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Australia Holdco Pty. Ltd.
BlackRock Investment Management
(Australia) Limited

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock Holdco 4, LLC
BlackRock Holdco 6, LLC
BlackRock Delaware Holdings Inc.
BlackRock Fund Advisors

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Holdco 3, LLC
BlackRock Cayman 1 LP
BlackRock Cayman West Bay Finco
Limited
BlackRock Cayman West Bay IV Lim-
ited
BlackRock Group Limited
BlackRock Finance Europe Limited
BlackRock Advisors (UK) Limited
BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Holdco 3, LLC
BlackRock Cayman 1 LP
BlackRock Cayman West Bay Finco
Limited
BlackRock Cayman West Bay IV Lim-
ited
BlackRock Group Limited
BlackRock Finance Europe Limited
BlackRock Investment Management
(UK) Limited

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Holdco 3, LLC
BlackRock Cayman 1 LP
BlackRock Cayman West Bay Finco
Limited
BlackRock Cayman West Bay IV Lim-
ited
BlackRock Group Limited
BlackRock Finance Europe Limited
BlackRock (Netherlands) B.V.

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Holdco 3, LLC
BlackRock Canada Holdings LP
BlackRock Canada Holdings ULC
BlackRock Asset Management Canada
Limited

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock Capital Holdings, Inc.
BlackRock Advisors LLC
BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock (Singapore) Holdco Pte.
Ltd.
BlackRock HK Holdco Limited
BlackRock Lux Finco S.a.r.l.
BlackRock Japan Holdings GK
BlackRock Japan Co., Ltd.

Notes

i Please note this form should be read jointly with the applicable Disclosure Guidance and Transparency
Rules Chapter 5 (DTR5) available on the following link: https://www.handbook.fca.org.uk/hand-
book/DTR/5/?view=chapter

ii Full name of the legal entity and further specification of the issuer or underlying issuer, provided it is
reliable and accurate (e.g. address, LEI, domestic number identity). Indicate in the relevant section whether
the issuer is a non UK issuer.

iii Other reason for the notification could be voluntary notifications, changes of attribution of the nature of
the holding (e.g. expiring of financial instruments) or acting in concert.

iv This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, dispos-
ing of or exercising voting rights in the cases provided for in DTR5.2.1 (b) to (h); (c) all parties to the agree-
ment referred to in DTR5.2.1 (a) or (d) the holder of financial instruments referred to in DTR5.3.1.

As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or differ-
ent total positions of the parties, entering or exiting of acting in concert by a single party) the standard form
does not provide for a specific method how to notify cases of acting in concert.

In relation to the transactions referred to in DTR5.2.1 (b) to (h), the following list is provided as indication
of the persons who should be mentioned:

    - in the circumstances foreseen in DTR5.2.1 (b), the natural person or legal entity that acquires the voting
    rights and is entitled to exercise them under the agreement and the natural person or legal entity who is
    transferring temporarily for consideration the voting rights;

    - in the circumstances foreseen in DTR5.2.1 (c), the natural person or legal entity holding the collateral,
    provided the person or entity controls the voting rights and declares its intention of exercising them, and
    natural person or legal entity lodging the collateral under these conditions;

    - in the circumstances foreseen in DTR5.2.1 (d), the natural person or legal entity who has a life interest
    in shares if that person or entity is entitled to exercise the voting rights attached to the shares and the
    natural person or legal entity who is disposing of the voting rights when the life interest is created;

    - in the circumstances foreseen in DTR5.2.1 (e), the controlling natural person or legal entity and, pro-
    vided it has a notification duty at an individual level under DTR 5.1, under DTR5.2.1 (a) to (d) or under
    a combination of any of those situations, the controlled undertaking;

    - in the circumstances foreseen in DTR5.2.1 (f), the deposit taker of the shares, if he can exercise the
    voting rights attached to the shares deposited with him at his discretion, and the depositor of the shares
    allowing the deposit taker to exercise the voting rights at his discretion;
    - in the circumstances foreseen in DTR5.2.1 (g), the natural person or legal entity that controls the voting
    rights;

    - in the circumstances foreseen in DTR5.2.1 (h), the proxy holder, if he can exercise the voting rights at
    his discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to
    exercise the voting rights at his discretion (e.g. management companies).

v Applicable in the cases provided for in DTR5.2.1 (b) to (h). This should be the full name of the shareholder
who is the counterparty to the natural person or legal entity referred to DTR5.2 unless the percentage of
voting rights held by the shareholder is lower than the lowest notifiable threshold for the disclosure of voting
rights holdings in accordance with national practices (e.g. identification of funds managed by management
companies).

vi The date on which threshold is crossed or reached should be the date on which the acquisition or disposal
took place or the other reason triggered the notification obligation. For passive crossings, the date when the
corporate event took effect.

vii The total number of voting rights held in the issuer shall be composed of all the shares, including depository
receipts representing shares, to which voting rights are attached even if the exercise thereof is suspended.

viii If the holding has fallen below the lowest applicable threshold, please note that it might not be necessary
to disclose the extent of the holding, only that the new holding is below that threshold.

ix In case of combined holdings of shares with voting rights attached "direct holding" and voting rights "in-
direct holding", please split the voting rights number and percentage into the direct and indirect columns – if
there is no combined holdings, please leave the relevant box blank.

x Date of maturity/expiration of the financial instrument i.e. the date when right to acquire shares ends.

xi If the financial instrument has such a period – please specify this period – for example once every 3 months
starting from [date].

xii In case of cash settled instruments the number and percentages of voting rights is to be presented on a
delta-adjusted basis (DTR 5.3.3.A).

xiii If the person subject to the notification obligation is either controlled and/or does control another under-
taking then the second option applies.

xiv The full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity has to be presented also in the cases, in which only on subsidiary level a threshold is crossed or reached
and the subsidiary undertaking discloses the notification as only thus the markets get always the full picture
of the group holdings. In case of multiple chains through which the voting rights and/or financial instruments
are effectively held the chains have to be presented chain by chain leaving a row free between different chains
(e.g.: A, B, C, free row, A, B, D, free row, A, E, F etc.).

xv The names of controlled undertakings through which the voting rights and/or financial instruments are
effectively held have to be presented irrespectively whether the controlled undertakings cross or reach the
lowest applicable threshold themselves.

xvi Example: Correction of a previous notification.

1 March 2021

JSE sponsor
Java Capital

Date: 01-03-2021 10:00:00
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