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INVESTEC LIMITED - TR-1: Standard form for notification of major holdings

Release Date: 18/06/2020 11:00
Code(s): INL INP     PDF:  
 
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TR-1: Standard form for notification of major holdings

Investec Limited                                   Investec plc
Incorporated in the Republic of South Africa       Incorporated in England and Wales
Registration number 1925/002833/06                 Registration number 3633621
JSE share code: INL                                LSE share code: INVP
NSX share code: IVD                                JSE share code: INP
BSE share code: INVESTEC                           ISIN: GB00B17BBQ50
ISIN: ZAE000081949
                                           (jointly “Investec”)

As part of the dual listed company structure, Investec plc and Investec Limited notify both the
London Stock Exchange and the JSE Limited of matters which are required to be disclosed
under the Disclosure Guidance and Transparency Rules and the Listing Rules of the United
Kingdom Listing Authority (the “UKLA”) and/or the JSE Listings Requirements.

Accordingly, we advise of the receipt of the following TR-1 notification:

TR-1: Standard form for notification of major holdings

 NOTIFICATION OF MAJOR HOLDINGS

 1a. Identity of the issuer or the underlying issuer
 of existing shares to which voting rights are at-                            Investec Plc
 tachedii:
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
 Non-UK issuer

 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

 An acquisition or disposal of voting rights                                                              X

 An acquisition or disposal of financial instruments

 An event changing the breakdown of voting rights

 Other (please specify)iii:

 3. Details of person subject to the notification obligationiv
                                                          Prudential Portfolio Managers (South Africa) (Pty)
 Name
                                                          Ltd (on behalf of its underlying clients)
 City and country of registered office (if applicable)    Cape Town, South Africa

 4. Full name of shareholder(s) (if different from 3.)v

 Name

 City and country of registered office (if applicable)

 5. Date on which the threshold was crossed or
                                                          15 June 2020
 reachedvi:

 6. Date on which issuer notified (DD/MM/YYYY):           17 June 2020


                                                                                                    1
  7. Total positions of person(s) subject to the notification obligation
                                                         % of voting rights
                           % of voting rights at-                                                            Total number of
                                                     through financial instru-        Total of both in %
                           tached to shares (to-                                                             voting rights of is-
                                                                ments                    (8.A + 8.B)
                                tal of 8. A)                                                                 suervii
                                                      (total of 8.B 1 + 8.B 2)
  Resulting situation
  on the date on which
  threshold was
                                  10.02%                        0.00%               10.02%                   696,083,000
  crossed or reached
  Position of previous
  notification (if         9.94%                     0.00%                          9.94%
  applicable)


8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of             Number of voting rightsix                            % of voting rights
shares
ISIN code (if possible)           Direct                  Indirect                      Direct                   Indirect
                             (Art 9 of Directive      (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                          2004/109/EC) (DTR5.1)         2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                                          (DTR5.2.1)                                             (DTR5.2.1)
Ord
                                                    69,752,320                                             10.02%
GB00B17BBQ50
SUBTOTAL 8. A




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                             Number of voting rights
Type of financial in-     Expiration       Exercise/                         that may be acquired if
                                                                                                           % of voting rights
strument                  datex            Conversion Periodxi               the instrument is
                                                                             exercised/converted.



                                           SUBTOTAL 8. B 1



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                           Exercise/             Physical or
Type of financial    Expiration                                                        Number of
                                           Conversion Pe-        cash                                      % of voting rights
instrument           datex                                                             voting rights
                                           riod xi               settlementxii


                                                                 SUBTOTAL
                                                                 8.B.2




                                                                                                                           2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv          X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
Prudential Portfolio Manag-
ers (South Africa) (PTY)                              10.02%                            0.00%                              10.02%
Ltd
Prudential Investment
Managers (South Africa)
(PTY) Ltd (wholly owned
                                                      10.02%                            0.00%                              10.02%
subsidiary of Prudential
Portfolio Managers (South
Africa) (PTY) Ltd




10. In case of proxy voting, please identify:
Name of the proxy holder                                         N/A

The number and % of voting rights held                           N/A

The date until which the voting rights will be held              N/A



11. Additional informationxvi




Place of completion           Cape Town South Africa

Date of completion            17 June 2020

Johannesburg and London
18 June 2020

Sponsor: Investec Bank Limited




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Date: 18-06-2020 11:00:00
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