To view the PDF file, sign up for a MySharenet subscription.

INVESTEC LIMITED - TR-1: Standard form for notification of major holdings

Release Date: 15/06/2020 12:15
Code(s): INL INP     PDF:  
 
Wrap Text
TR-1: Standard form for notification of major holdings

Investec Limited                                   Investec plc
Incorporated in the Republic of South Africa       Incorporated in England and Wales
Registration number 1925/002833/06                 Registration number 3633621
JSE share code: INL                                LSE share code: INVP
NSX share code: IVD                                JSE share code: INP
BSE share code: INVESTEC                           ISIN: GB00B17BBQ50
ISIN: ZAE000081949
                                 (jointly “Investec”)

As part of the dual listed company structure, Investec plc and Investec Limited notify both the
London Stock Exchange and the JSE Limited of matters which are required to be disclosed
under the Disclosure Guidance and Transparency Rules and the Listing Rules of the United
Kingdom Listing Authority (the “UKLA”) and/or the JSE Listings Requirements.

Accordingly, we advise of the receipt of the following TR-1 notification:

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are             Investec PLC, GB00B17BBQ50
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                              X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv
Name                                                      Norges Bank
City and country of registered office (if applicable)     Oslo, Norway

4. Full name of shareholder(s) (if different from 3.)v

Name

City and country of registered office (if applicable)




                                                                                                     1
5. Date on which the threshold was crossed or
                                                                    11/06/2020
reachedvi:

6. Date on which issuer notified (DD/MM/YYYY):                      15/06/2020

7. Total positions of person(s) subject to the notification obligation
                                                        % of voting rights
                           % of voting rights                                                               Total number of
                                                       through financial in-         Total of both in %
                           attached to shares                                                               voting rights of
                                                            struments                   (8.A + 8.B)
                              (total of 8. A)                                                               issuervii
                                                     (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
threshold was
                                3.60 %                       0.00 %                       3.60 %               696,082,618
crossed or reached
Position of previous
notification (if                2.88 %                       0.75 %                       3.63 %
applicable)


 8. Notified details of the resulting situation on the date on which the threshold was crossed or
 reachedviii
 A: Voting rights attached to shares
 Class/type of             Number of voting rightsix                             % of voting rights
 shares
 ISIN code (if possible)           Direct                   Indirect                      Direct                   Indirect
                               (Art 9 of Directive      (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                            2004/109/EC) (DTR5.1)         2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                                            (DTR5.2.1)                                             (DTR5.2.1)

 GB00B17BBQ50                  25,054,825                                                3.60 %




 SUBTOTAL 8. A                               25,054,825                                               3.60 %



 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                               Number of voting rights
 Type of financial         Expiration       Exercise/                          that may be acquired if
                                                                                                            % of voting rights
 instrument                datex            Conversion Periodxi                the instrument is
                                                                               exercised/converted.



                                            SUBTOTAL 8. B 1




                                                                                                                             2
 B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
 2004/109/EC (DTR5.3.1.1 (b))
                                           Exercise/             Physical or
 Type of financial     Expiration                                                      Number of
                                           Conversion            cash                                     % of voting rights
 instrument            datex                                                           voting rights
                                           Period xi             settlementxii


                                                                 SUBTOTAL
                                                                 8.B.2


9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii                X

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold




10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held



11. Additional informationxvi



Place of completion          Oslo, Norway

Date of completion           15/06/2020

Johannesburg and London
15 June 2020

Sponsor: Investec Bank Limited



                                                                                                                       3

Date: 15-06-2020 12:15:00
Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.

Email this JSE Sens Item to a Friend.

Share This Story