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HAMMERSON PLC - TR-1: Standard form for notification of major holdings

Release Date: 15/07/2019 11:30
Code(s): HMN     PDF:  
 
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TR-1: Standard form for notification of major holdings

Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(“Hammerson” or “the Company”)

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word
format if possible)i

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are                                    Hammerson Plc
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                                          X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv
Name                                                                                        JPMorgan Chase & Co.
City and country of registered office (if applicable)                                   Wilmington, Delaware, USA

4. Full name of shareholder(s) (if different from 3.)v
                                                                                       J.P. Morgan Securities plc
                                                                                      J.P. Morgan Securities LLC
Name
                                                                 J.P. Morgan Equities South Africa Proprietary Ltd
                                                                      JPMorgan Chase Bank, National Association
City and country of registered office (if applicable)                                      London, United Kingdom

5. Date on which the threshold was crossed or
                                                                                                       10 July 2019
reachedvi:

6. Date on which issuer notified (DD/MM/YYYY):                                                         12 July 2019

7. Total positions of person(s) subject to the notification obligation
                                                     % of voting rights
                             % of voting rights                                                   Total number of
                                                    through financial in-    Total of both in %
                             attached to shares                                                   voting rights of
                                                         struments              (8.A + 8.B)
                                (total of 8. A)                                                   issuervii
                                                  (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
threshold was
                                0.45%                      4.66%                        5.11%               766,293,613
crossed or reached
Position of previous
notification (if                0.48%                      4.91%                        5.39%
applicable)




 8. Notified details of the resulting situation on the date on which the threshold was crossed or
 reachedviii
 A: Voting rights attached to shares
 Class/type of             Number of voting rightsix                          % of voting rights
 shares
 ISIN code (if possible)          Direct                 Indirect                      Direct                   Indirect
                              (Art 9 of Directive    (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                           2004/109/EC) (DTR5.1)       2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                                         (DTR5.2.1)                                             (DTR5.2.1)

   GB0004065016                                         3,422,121                                                0.45%




 SUBTOTAL 8. A                              3,422,121                                               0.45%



 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                            Number of voting rights
 Type of financial         Expiration       Exercise/                       that may be acquired if
                                                                                                         % of voting rights
 instrument                datex            Conversion Periodxi             the instrument is
                                                                            exercised/converted.
  Physically Settled
                           15/06/2020       Call: 7.864, Put: 5.243                 600,000                      0.08%
  Call or Put Option*
  Physically Settled
                           22/06/2020       Call: 7.864, Put: 5.243                 600,000                      0.08%
  Call or Put Option*
  Physically Settled
                           29/06/2020       Call: 7.864, Put: 5.243                 600,000                      0.08%
  Call or Put Option*
  Physically Settled
                           06/07/2020       Call: 7.864, Put: 5.243                 600,000                      0.08%
  Call or Put Option*
  Physically Settled
                           13/07/2020       Call: 7.864, Put: 5.243                 600,000                      0.08%
  Call or Put Option*
  Physically Settled
                           20/07/2020       Call: 7.864, Put: 5.243                 600,000                      0.08%
  Call or Put Option*
  Physically Settled
                           27/07/2020       Call: 7.864, Put: 5.243                 600,000                      0.08%
  Call or Put Option*
  Physically Settled
                           03/08/2020       Call: 7.864, Put: 5.243                 600,000                      0.08%
  Call or Put Option*
  Physically Settled
                           10/08/2020       Call: 7.864, Put: 5.243                 600,000                      0.08%
  Call or Put Option*
  Physically Settled
                           17/08/2020       Call: 7.864, Put: 5.243                 600,000                      0.08%
  Call or Put Option*
Physically Settled
                           24/08/2020      Call: 7.864,  Put: 5.243                600,000                       0.08%
Call or Put Option*
Physically Settled   
                           28/08/2020      Call: 7.864,  Put: 5.243                600,000                       0.08%
Call or Put Option*
Physically Settled
                           07/09/2020       Call: 7.864, Put: 5.243                600,000                       0.08%
Call or Put Option*
Physically Settled
                           14/09/2020       Call: 7.864, Put: 5.243                600,000                       0.08%
Call or Put Option*
Physically Settled
                           21/09/2020       Call: 7.864, Put: 5.243                600,000                       0.08%
Call or Put Option*
Physically Settled
                           28/09/2020       Call: 7.864, Put: 5.243                600,000                       0.08%
Call or Put Option*
Physically Settled
                           05/10/2020       Call: 7.864, Put: 5.243                600,000                       0.08%
Call or Put Option*
Physically Settled
                           12/10/2020       Call: 7.864, Put: 5.243                600,000                       0.08%
Call or Put Option* 
Physically Settled
                           19/10/2020       Call: 7.864, Put: 5.243                600,000                       0.08%
Call or Put Option*
Physically Settled
                           26/10/2020       Call: 7.864, Put: 5.243                600,000                       0.08%
Call or Put Option*
Physically Settled
                           02/11/2020       Call: 7.864, Put: 5.243                600,000                       0.08%
Call or Put Option*
Physically Settled
                           09/11/2020       Call: 7.864, Put: 5.243                600,000                       0.08%
Call or Put Option*
Physically Settled
                           16/11/2020       Call: 7.864, Put: 5.243                600,000                       0.08%
Call or Put Option*
Physically Settled
                           23/11/2020       Call: 7.864, Put: 5.243                600,000                       0.08%
Call or Put Option*
Physically Settled
                           30/11/2020       Call: 7.864, Put: 5.243                600,000                       0.08%
Call or Put Option*
Physically Settled
                           07/12/2020       Call: 7.864, Put: 5.243               600,000                       0.08%
Call or Put Option*
Physically Settled
                           14/12/2020       Call: 7.864, Put: 5.243               600,000                       0.08%
Call or Put Option*
Physically Settled
                           21/12/2020       Call: 7.864, Put: 5.243               600,000                        0.08%
Call or Put Option*
Physically Settled
                           29/12/2020       Call: 7.864, Put: 5.243               600,000                       0.08%
Call or Put Option*
Physically Settled
                           04/01/2021       Call: 7.864, Put: 5.243                600,000                       0.08%
Call or Put Option*
Physically Settled
                           11/01/2021       Call: 7.864, Put: 5.243                600,000                       0.08%
Call or Put Option*
Physically Settled
                           18/01/2021       Call: 7.864, Put: 5.243                600,000                       0.08%
Call or Put Option*
Physically Settled
                           25/01/2021       Call: 7.864, Put: 5.243                600,000                       0.08%
Call or Put Option*
Physically Settled
                           01/02/2021      Call: 7.864, Put: 5.243                 600,000                       0.08%
Call or Put Option*
Physically Settled
                           08/02/2021       Call: 7.864, Put: 5.243                600,000                       0.08%
Call or Put Option*
                                   SUBTOTAL 8. B 1           21,000,000   2.74%
     * Please note that either a call or a put option (but not both) can be exercised upon maturity,
     depending on the share price of Hammerson Plc.




B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                       Exercise/
Type of financial    Expiration                       Physical or cash     Number of
                                      Conversion                                           % of voting rights
  instrument           datex                            settlementxii     voting rights
                                       Period xi
 Cash-settled
                    01/08/2019        01/08/2019            Cash             479,928             0.06%
 Equity Swap
 Cash-settled
                    05/09/2019        05/09/2019            Cash            1,207,683            0.16%
 Equity Swap
 Cash-settled
                    13/09/2019        13/09/2019            Cash            3,400,000            0.44%
 Equity Swap
 Cash-settled
                    13/12/2019        13/12/2019            Cash            2,861,193            0.37%
 Equity Swap
 Cash-settled
                    02/01/2020        02/01/2020            Cash             136,449             0.02%
 Equity Swap
 Cash-settled
                    03/03/2020        03/03/2020            Cash             32,092              0.00%
 Equity Swap
 Cash-settled
                    02/04/2020        02/04/2020            Cash             40,825              0.01%
 Equity Swap
 Cash-settled
                    14/04/2020        14/04/2020            Cash             56,846              0.01%
 Equity Swap
 Cash-settled
                    05/05/2020        05/05/2020            Cash             235,776             0.03%
 Equity Swap
 Cash-settled
                    06/05/2020        06/05/2020            Cash             372,307             0.05%
 Equity Swap
 Cash-settled
                    12/05/2020        12/05/2020            Cash             789,290             0.10%
 Equity Swap
 Cash-settled
                    02/06/2020        02/06/2020            Cash             108,597             0.01%
 Equity Swap
 Cash-settled
                    18/06/2020        18/06/2020            Cash             17,699              0.00%
 Equity Swap
 Cash-settled
                    29/06/2020        29/06/2020            Cash            2,919,762            0.38%
 Equity Swap
 Cash-settled
                    02/07/2020        02/07/2020            Cash             498,657             0.07%
 Equity Swap
 Cash-settled
                    08/07/2020        08/07/2020            Cash               167               0.00%
 Equity Swap
 Cash-settled
                    15/07/2020        15/07/2020            Cash             39,939              0.01%
 Equity Swap
 Cash-settled
                    14/08/2020        14/08/2020            Cash             689,589             0.09%
 Equity Swap
 Cash-settled
                    08/07/2022        08/07/2022            Cash             567,928             0.07%
 Equity Swap
 Cash-settled
                    08/02/2023        08/02/2023            Cash             257,188             0.03%
 Equity Swap
                                                         SUBTOTAL
                                                           8.B.2
                                                                           14,711,915            1.92%
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv   X
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Internation-
al Finance Limited
J.P. Morgan Capital
Holdings Limited
J.P. Morgan Securities
                                                                            4.66%                           4.68%
plc


JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association


JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Internation-
al Finance Limited
J.P. Morgan EU Capital
Holdings Limited
J.P. Morgan EU Hold-
ings Limited
J.P. Morgan Equities
South Africa Proprietary
Limited


JPMorgan Chase & Co.
JPMorgan Chase Hold-
ings LLC
J.P. Morgan Broker-
Dealer Holdings Inc.
J.P. Morgan Securities
LLC
10. In case of proxy voting, please identify:
Name of the proxy holder                                                                              N/A

The number and % of voting rights held                                                                N/A

The date until which the voting rights will be held                                                   N/A



11. Additional informationxvi
Notification due to legal entity (J.P. Morgan Securities plc) crossing below 5% threshold.

Table 8A) Includes stock borrows of 21,998,464 (2.87%)

Chain of controlled undertakings:

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)

JPMorgan Chase & Co. (100%)
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan EU Capital Holdings Limited (100%)
J.P. Morgan EU Holdings Limited (100%)
J.P. Morgan Equities South Africa Proprietary Limited (100%)

 Place of completion                                                                London, United Kingdom

 Date of completion                                                                           12 July 2019

For further information contact:

Julia Crane
Deputy Company Secretary
Tel: +44 (0)20 7887 1000

15 July 2019

Hammerson has its primary listing on the London Stock Exchange and a secondary inward
listing on the Johannesburg Stock Exchange.
Sponsor:
Investec Bank Limited

Date: 15/07/2019 11:30:00
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