GLN - Holding(s) in Company
GLENCORE PLC
(Incorporated in Jersey under the Companies (Jersey) Law 1991)
(Registration number 107710)
JSE Share Code: GLN
LSE Share Code: GLEN
HKSE Share Code: 805HK
ISIN: JE00B4T3BW64
Baar, Switzerland
10 October 2019
Holding(s) in Company
Glencore plc received confirmation on 9 October 2019 of the information contained below:
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are attached: Glencore PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer X
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify): See 11 below X
3. Details of person subject to the notification obligation
Name Ivan Glasenberg
City and country of registered office (if applicable) Baar, Switzerland
4. Full name of shareholder(s) (if different from 3.)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached: 09/10/2019
6. Date on which issuer notified (DD/MM/YYYY): 09/10/2019
7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights Total number of
attached to shares through financial Total of both in % voting rights of
(total of 8. A) instruments (8.A + 8.B) issuer
(total of 8.B 1 + 8.B 2)
Resulting situation 9 0 9 13,463,299,905
on the date on which
threshold was
crossed or reached
Position of previous 8.31 0 8.31
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
JE00B4T3BW64 1,211,957,850 9.00
SUBTOTAL 8. A 1,211,957,850 9.00
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Type of financial Expiration Exercise/ that may be acquired if % of voting rights
instrument date (x) Conversion Period (xi) the instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Exercise/ Physical or
Type of financial Expiration Conversion cash Number of % of voting rights
instrument date (x) Period (xi) settlement voting rights
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer X
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal entity
(please add additional rows as necessary)
Name % of voting rights if it % of voting rights Total of both if it
equals or is higher through financial equals or is higher
than the notifiable instruments if it equals than the notifiable
threshold or is higher than the threshold
notifiable threshold
Vidacos Nominees Limited 9.00 9.00
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A
11. Additional information
The disclosure relates to a change in percentage of voting rights as a result of the decrease in the total voting rights of
the issuer resulting from its share buy-back programme.
See announcement from Glencore plc of 09/10/2019.
Place of completion Baar, Switzerland
Date of completion 09/10/2019
Glencore plc
LEI: 2138002658CPO9NBH955
SPONSOR
Absa Bank Limited (acting through its Corporate and Investment Banking Division)
Date: 10/10/2019 10:51:00
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