Directors and Company Secretary dealings in Sanlam securities
Sanlam Limited
(Incorporated in the Republic of South Africa)
Registration number 1959/001562/06
JSE share code: SLM
NSX share code: SLA
ISIN: ZAE000070660
(“Sanlam”)
Directors’ and Company Secretary dealings in Sanlam securities
In compliance with paragraph 3.63 – 3.66 of the Listings
Requirements of the JSE Limited, we hereby advise the following
dealings by directors and the Company Secretary in Sanlam
securities:
No.1
Name: IM Kirk
Designation: Executive Director
Date of transaction: 12 June 2018
Total number of shares: 138 280
Total transaction value R nil (Conditional value of R10 178
790.80 based on closing price of
R73.61 per share on 12 June 2018)
Retention and performance Five years
period:
Nature and extent of the Direct beneficial
director’s interest in the
transaction:
Class of securities: Ordinary shares
Nature of transaction: Acceptance of a conditional
undertaking under the Deferred Share
Plan and Performance Deferred Share
Plan to receive fully paid-up shares
in future should certain pre-
determined performance hurdles be
met over the period 01 June 2018
until 01 June 2023
On market/Off market trade: Off Market
Prior authority to transact
obtained: Yes
No. 2
Name: HC Werth
Designation: Financial Director
Date of transaction: 12 June 2018
Total number of shares: 58 255
Total transaction value: R nil (Conditional value of R4 288
150.55 based on closing price of
R73.61 per share on 12 June 2018)
Retention and performance period Five years
Nature and extent of the Direct beneficial
director’s interest in the
transaction:
Class of securities: Ordinary shares
Nature of transaction: Acceptance of a conditional
undertaking under the Deferred Share
Plan and Performance Deferred Share
Plan to receive fully paid-up shares
in future should certain pre-
determined performance hurdles be
met over the period 01 June 2018
until 01 June 2023
On market/Off market trade: Off Market
Prior authority to transact
obtained: Yes
No. 3
Name: IM Kirk
Designation: Executive Director
Date of transaction: 12 June 2018
Total number of shares: 87 157
Total transaction value: R nil (Conditional value of
R6 415 626.77 based on closing price
of R73.61 per share on 12 June 2018)
Nature and extent of the Direct beneficial
director’s interest in the
transaction:
Class of securities: Ordinary shares
Nature of transaction: Transfer of Sanlam ordinary shares
to the Sanlam Minimum Shareholding
Requirement Plan (MSRP) following
delivery of shares under the
Deferred/Performance Share Plans and
the pledge of these shares by the
Director to the Sanlam MSRP
On market/Off market trade: Off Market
Prior authority to transact
obtained: Yes
No. 4
Name: IM Kirk
Designation: Executive Director
Date of transaction: 12 June 2018
Total number of shares: 24 719
Total transaction value: R nil (Conditional value of R1 819
565.59 based on closing price of
R73.61 per share on 12 June 2018)
Nature and extent of the Direct beneficial
director’s interest in the
transaction:
Class of securities: Ordinary shares
Nature of transaction: Acceptance of a conditional
undertaking under the Restricted
Share Plan of fully paid-up shares
subject to certain pre-determined
performance hurdles be met over the
period 01 June 2018 until 01 June
2023
On market/Off market trade: Off Market
Prior authority to transact
obtained: Yes
No. 5
Name: T Mvusi
Designation: Executive Director
Date of transaction: 12 June 2018
Total number of shares: 26 861
Total transaction value: R nil (Conditional value of R1 977
238.21 based on closing price of
R73.61 per share on 12 June 2018)
Retention and performance Five years
period:
Nature and extent of the Direct beneficial
director’s interest in the
transaction:
Class of securities: Ordinary shares
Nature of transaction: Acceptance of a conditional
undertaking under the Deferred Share
Plan and Performance Deferred Share
Plan to receive fully paid-up
shares in future should certain pre-
determined performance hurdles be
met over the period 01 June 2018
until 01 June 2023
On market/Off market trade: Off Market
Prior authority to transact
obtained: Yes
No. 6
Name: S Bray
Designation: Group Company Secretary
Date of transaction: 11 June 2018
Total number of shares: 13 178
Market value per share: R73.2592
Total transaction value: R965 409.74
Nature and extent of the Direct beneficial
director’s interest in the
transaction:
Class of securities: Ordinary shares
Nature of transaction: Delivery of Sanlam ordinary shares
under Deferred and Performance Share
Plans
On market/Off market trade Off Market
Prior authority to transact
obtained: Yes
No. 7
Name: S Bray
Designation: Group Company Secretary
Date of transaction: 11 June 2018
Market value per share: R73.2592
Total number of shares: 13 178
Total transaction value: R965 409.74
Nature and extent of the Direct beneficial
director’s interest in the
transaction:
Class of securities: Ordinary shares
Nature of transaction: Sale of Sanlam ordinary shares under
Deferred and Performance Share Plans
to meet income tax obligations on
vesting of shares and diversify
investment portfolio
On market/Off market trade On Market
Prior authority to transact
obtained: Yes
No. 8
Name: S Bray
Designation: Group Company Secretary
Date of transaction: 12 June 2018
Total number of shares: 12 654
Total transaction value: R nil (Conditional value of R931
460.94 based on the closing price of
R73.61 per share on 12 June 2018)
Retention and performance Five years
period:
Nature and extent of the Direct beneficial
director’s interest in the
transaction:
Class of securities: Ordinary shares
Nature of transaction: Acceptance of a conditional
undertaking under the Deferred Share
Plan and Performance Deferred Share
Plan to receive fully paid-up shares
in future should certain pre-
determined performance hurdles be
met over the period 01 June 2018
until 01 June 2023
On market/Off market trade Off Market
Prior authority to transact
obtained: Yes
No. 9
Name: HC Werth
Designation: Financial Director
Date of transaction: 11 June 2018
Total number of shares: 38 649
Market value per share: R73.4944
Total deemed value: R2 840 485.07
Nature and extent of the Direct beneficial
director’s interest in the
transaction:
Class of securities: Ordinary shares
Nature of transaction: Delivery of Sanlam ordinary shares
under Deferred and Performance Share
Plans
On market/Off market trade Off Market
Prior authority to transact
obtained: Yes
No. 10
Name: HC Werth
Designation: Financial Director
Date of transaction: 11 June 2018
Market value per share: R73.4944
Total number of shares: 17 502
Total transaction value: R1 286 298.99
Nature and extent of the Direct beneficial
director’s interest in the
transaction:
Class of securities: Ordinary shares
Nature of transaction: Sale of Sanlam ordinary shares under
Deferred and Performance Share Plans
to meet income tax obligations on
vesting of shares
On market/Off market trade On Market
Prior authority to transact
obtained: Yes
No. 11
Name: HC Werth
Designation: Financial Director
Date of transaction: 11 June 2018
Market value per share: R73.68
Total number of shares: 54 169
Total transaction value: R3 991 171.92
Nature and extent of the Direct beneficial
director’s interest in the
transaction:
Class of securities: Ordinary shares
Nature of transaction: Sale of Sanlam ordinary shares under
Restricted Share Plan to meet income
tax obligations on vesting of shares
On market/Off market trade On Market
Prior authority to transact
obtained: Yes
No. 12
Name: T Mvusi
Designation: Executive Director
Date of transaction: 11 June 2018
Total number of shares: 27 430
Market value per share: R73.4944
Total deemed value: R2 015 951.39
Nature and extent of the Direct beneficial
director’s interest in the
transaction:
Class of securities: Ordinary shares
Nature of transaction: Delivery of Sanlam ordinary shares
under Deferred and Performance Share
Plans
On market/Off market trade Off Market
Prior authority to transact
obtained: Yes
No. 13
Name: T Mvusi
Designation: Executive Director
Date of transaction: 11 June 2018
Market value per share: R73.4944
Total number of shares: 12 421
Total transaction value: R912 873.94
Nature and extent of the Direct beneficial
director’s interest in the
transaction:
Class of securities: Ordinary shares
Nature of transaction: Sale of Sanlam ordinary shares under
Deferred and Performance Share Plans
to meet income tax obligations on
vesting of shares
On market/Off market trade On Market
Prior authority to transact
obtained: Yes
No. 14
Name: T Mvusi
Designation: Executive Director
Date of transaction: 11 June 2018
Market value per share: R73.68
Total number of shares: 9 417
Total transaction value: R693 844.56
Nature and extent of the Direct beneficial
director’s interest in the
transaction:
Class of securities: Ordinary shares
Nature of transaction: Sale of Sanlam ordinary shares under
Restricted Share Plan to meet income
tax obligations on vesting of shares
On market/Off market trade On Market
Prior authority to transact
obtained: Yes
Bellville
14 June 2018
Sponsor Deutsche Securities (SA) Proprietary Limited
Date: 14/06/2018 03:30:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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