TR-1: Standard form for notification of major holdings
Investec Limited Investec plc
Incorporated in the Republic of South Africa Incorporated in England and Wales
Registration number 1925/002833/06 Registration number 3633621
JSE share code: INL LSE share code: INVP
NSX share code: IVD JSE share code: INP
BSE share code: INVESTEC ISIN: GB00B17BBQ50
ISIN: ZAE000081949
(jointly “Investec”)
As part of the dual listed company structure, Investec plc and Investec Limited notify both the
London Stock Exchange and the JSE Limited of matters which are required to be disclosed under
the Disclosure Guidance and Transparency Rules, and the Listing Rules of the United Kingdom
Listing Authority (the “UKLA”) and/or the JSE Listings Requirements.
Accordingly, we advise of the receipt of the following TR-1 notification:
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS
1a. Identity of the issuer or the underlying issuer of
Investec PLC, GB00B17BBQ50
existing shares to which voting rights are attached:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligation
Name Norges Bank
City and country of registered office (if applicable) Oslo, Norway
4. Full name of shareholder(s) (if different from 3.)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or
20/07/2020
reached:
6. Date on which issuer notified (DD/MM/YYYY): 21/07/2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights at- Total number of
through financial instru- Total of both in %
tached to shares (to- voting rights of is-
ments (8.A + 8.B)
tal of 8. A) suer
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on
which threshold 4.01% 0.00% 4.01% 696,082,618
was crossed or
reached
Position of previous
notification (if 3.60% 0.00% 3.60%
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares
ISIN code (if possi- Direct Indirect Direct Indirect
ble) (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
GB00B17BBQ50 27,927,865 4.01%
SUBTOTAL 8. A 27,927,865 4.01%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Type of financial Expiration Exercise/ that may be acquired if
% of voting rights
instrument date Conversion Period the instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
Exercise/ Physical or
Type of finan- Expiration Number of
Conversion Pe- cash % of voting rights
cial instrument date voting rights
riod settlement
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does
not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer X
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
(please add additional rows as necessary)
% of voting rights
% of voting rights if it through financial instru- Total of both if it equals
Name equals or is higher than ments if it equals or is or is higher than the noti-
the notifiable threshold higher than the notifiable fiable threshold
threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information
Place of completion Oslo, Norway
Date of completion 21/07/2020
Johannesburg and London
21 July 2020
Sponsor: Investec Bank Limited
Date: 21-07-2020 04:00:00
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