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TAWANA RESOURCES NL - Form 604 Notice of change of interests of substantial holder

Release Date: 10/07/2018 08:27:00      Code(s): TAW       PDF(s):  
Form 604 Notice of change of interests of substantial holder

 Tawana Resources NL
 (Incorporated in Australia)
 (Registration number ACN 085 166 721)
 Share code on the JSE Limited: TAW
 JSE ISIN: AU0000TAWDA9
 Share code on the Australian Securities Exchange Limited: TAW
 ASX ISIN: AU000000TAW7
 (“the Company” or “Tawana”)

 Form 604
 
 Notice of change of interests of substantial holder


To Company Name/Scheme                          Tawana Resources NL

ACN/ARSN                                        ACN 085 166 721

1. Details of substantial holder(1)

Name                                            Tribeca Investment Partners Pty Ltd

ACN/ARSN (if applicable)                        64 080 430 100

There was a change in the interests of the
substantial holder on                                05/07/2018
The previous notice was given to the
company on                                           03/07/2018

The previous notice was dated                        29/06/2018

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate
(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as
follows:

    Class of securities (4)                                    Previous notice                                       Present notice

                                                  Person’s votes          Voting power (5)             Person’s votes             Voting power (5)
    Ordinary                                       51,590,766                  9.18%                    63,785,888                     11.03%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company
or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:

    Date of change      Person whose          Nature of change (6)                       Consideration given     Class and number of      Person’s votes
                        relevant interest                                               in relation to change     securities affected        affected
                        changed                                                                   (7)
                         Annexure A
     




 4. Present relevant interests

    Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

             Holder of       Registered holder of       Person entitled to be           Nature of relevant interest (6)            Class and            Person’s
             relevant        securities                 registered as holder (8)                                                   number of             votes
             interest                                                                                                              securities
                             Annexure B


 5. Changes in association
    The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial
    holder in relation to voting interests in the company or scheme are as follows:

             Name and ACN/ARSN (if applicable)                            Nature of association


 6. Addresses
    The addresses of persons named in this form are:

             Name                                                         Address
             Tribeca Investment Partners Pty Ltd                          Level 23, 1 O’Connell St Sydney NSW 2000




Signature
                                       print name     Kylie Osgood                             capacity Joint Company Secretary


                                       sign here
                                                                                                date    10/07/2018

                                                                              DIRECTIONS

(1)         If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the
            manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons
            are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the
            names and addresses of members is clearly set out in paragraph 6 of the form.

(2)         See the definition of “associate” in section 9 of the Corporations Act 2001.

(3)         See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.

(4)         The voting shares of a company constitute one class unless divided into separate classes.

(5)         The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

(6)         Include details of:

               (a)    any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4)
                      applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and
                      accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this
                      contract, scheme or arrangement; and

               (b)    any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal
                      of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

            See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

(7)         Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired
            has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the
            happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation
            to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

(8)         If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write
             “unknown”.
(9)   Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.


 This is Annexure A of 1 page referred to in Form 604 Notice of variation in substantial shareholding.

 Annexure A
                      Person whose
                      relevant                                    Consideration       Class and
                      interest                                    given in            number of             Person's votes
 Date of Change       changed            Nature of change         relation to         securities            affected
                                                                  change              affected

 05-JUL-18            Tribeca            Placement Buy            Aud 4,878,049       Ord 12,195,122        12,195,122


 This is Annexure B of 1 page referred to in Form 604 Notice of variation in substantial shareholding.

 Annexure B
 Holder of            Registered Holder of              Person        Nature of Relevant Interest        Class and number        Person’s vote
 Relevant             Securities                        entitled                                         of securities
 Interest                                               to be
                                                        registered
                                                        as holder
 Tribeca              Citicorp Nominees Pty Ltd                       Power to control the exercise      Ord      33,912,582         33,912,582
 Investment           UBS Nominees Pty Ltd                            of a right to vote attached to     Ord      29,845,306         29,845,306
 Partners Pty Ltd     One Funds management Ltd                        securities and/ or the power       Ord          28,000             28,000
                                                                      to dispose of securities as
                                                                      investment manager


 10 July 2018

 Sponsor
 PricewaterhouseCoopers Corporate Finance (Pty) Limited

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