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TAWANA RESOURCES NL - Notice of change of interests of substantial holder

Release Date: 03/07/2018 09:57:00      Code(s): TAW       PDF(s):  
Notice of change of interests of substantial holder

 Tawana Resources NL
 (Incorporated in Australia)
 (Registration number ACN 085 166 721)
 Share code on the JSE Limited: TAW
 JSE ISIN: AU0000TAWDA9
 Share code on the Australian Securities Exchange Limited: TAW
 ASX ISIN: AU000000TAW7
 (“the Company” or “Tawana”)



                                                                   Form 604


                                                               Corporations Act 2001

                                                                   Section 671B




                                Notice of change of interests of substantial holder




To Company Name/Scheme                       Tawana Resources NL



                                             ACN 085 166 721
ACN/ARSN




1. Details of substantial holder(1)




Name                                         Tribeca Investment Partners Pty Ltd


ACN/ARSN (if applicable)                     6430430100




There was a change in the interests of the
substantial holder on                            29/06/2018


The previous notice was given to the
company on                                        21/w2017
The previous notice was dated                        19/12/2017




2. Previous and present voting power




The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate
(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as
follows:




    Class of securities (4)                                     Previous notice                                        Present notice




                                                  Person’s votes          Voting power (5)              Person’s votes             Voting power (5)

    Ordinary                                       40,636,077                     8.06%                   51,590,766                     9.18%




3. Changes in relevant interests




Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company
or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:




    Date of change      Person whose          Nature of change (6)                         Consideration given    Class and number of     Person’s votes
                                                                                          in relation to change    securities affected       affected
                        relevant interest                                                           (7)
                        changed

                              Annexure A
  4. Present relevant interests




 Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:




     Holder of       Registered holder of       Person entitled to be           Nature of relevant interest (6)           Class and        Person’s
     relevant        securities                 registered as holder (8)                                                                    votes
                                                                                                                          number of
     interest
                                                                                                                          securities

                     Annexure B




  5. Changes in association

  The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial
  holder in relation to voting interests in the company or scheme are as follows:




     Name and ACN/ARSN (if applicable)                             Nature of association




  6. Addresses

 The addresses of persons named in this form are:




     Name                                                          Address

     Tribeca Investment Partners Pty Ltd                           Level 23, 1 O’Connell St SYDNEY NSW 2000




Signature
                                              Diana Shang-Knudsen                       capacity Joint Company Secrtary
                               print name




                                sign here

                                                                                        Date       3 July 2018
                                                                              DIRECTIONS




(1)         If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the
            manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons
            are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the
            names and addresses of members is clearly set out in paragraph 6 of the form.


(2)         See the definition of “associate” in section 9 of the Corporations Act 2001.


(3)         See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.


(4)         The voting shares of a company constitute one class unless divided into separate classes.


(5)         The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.


(6)         Include details of:



               (a)    any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4)
                      applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and
                      accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this
                      contract, scheme or arrangement; and




               (b)    any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal
                      of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).




               See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.




      (7)      Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired
               has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the
               happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation
               to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.


      (8)      If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write
               “unknown”.


      (9)      Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
This is Annexure A of 1 page referred to in form 604 Notice of variation in substantial shareholding.

Date of         Person whose         Nature of change/ Consideration given in   Class and number of   Persons votes
Change          relevant interest    relation to change                         Securities
                changed

29 – Dec - 17                        On Market buy          AUD 110,976         Ord      238,659      238,659

05 – Jan - 18                        On Market sell         AUD 177,229         Ord      328,201      328,201

08 – Jan - 18                        On Market sell         AUD 823 288         Ord      1,450,373    1,450,373

11 – Jan - 18                        On Market buy          AUD 445,550         Ord      875,000      875,000

15 – Jan - 18                        On Market sell         AUD 728, 714        Ord      1,312,706    1,312,706

16 – Jan - 18                        On Market sell         AUD 245,789         Ord      429,251      429,251

24 – Jan - 18                        On Market buy          AUD 500,000         Ord      1 000 000    1,000,000

31- Jan - 18                         On Market buy          AUD 38,800          Ord      81,681       81,681

02 – Feb - 18                        On Market buy          AUD 371,590         Ord      808,372      808,372

05 – Feb - 18                        On Market buy          AUD 313 398         Ord      724,165      724,165

06 – Feb - 18                        On Market buy          AUD 187 133         Ord      463,107      463,107

07 – Feb - 18                        On Market buy          AUD 135 000         Ord      300,000      300,000

                Tribeca Investment
14 – Feb - 18                        On Market buy          AUD 70,414          Ord      153,373      153,373
                 Partners Pty Ltd

30 – Apr - 18                        On Market buy          AUD 173,156         Ord      423,674      423,674

02 – May - 18                        On Market buy          AUD 190,835         Ord      455,562      455,562

03 – May - 18                        On Market buy          AUD 222,860         Ord      530,999      530,999

30 – May - 18                        On Market buy          AUS 181,798         Ord      430,902      430,902

31 – May - 18                        On Market buy          AUD 405,805         Ord      943,290      943,290

08 – Jun - 18                        On Market buy          AUD 325,982         Ord      678,069      678,069

14 – Jun - 18                        On Market buy          AUD 1,094,346       Ord      2,998,209    2,998,209

18 – Jun - 18                        On Market buy          AUD 17,465          Ord      44,782       44,782

19 – Jun - 18                        On Market buy          AUD 13,315          Ord      33,709       33,709

27 – Jun - 18                        On Market buy          AUD 433,510         Ord      1,100,000    1,100,000

28 – Jun - 18                        On Market buy          AUD 447,260         Ord      1,100,000    1,100,000

29 – Jun -18                         On Market buy          AUD 419,799         Ord      1,001,667    1,001,667

This Annexure B of 1 page referred to in form 604 Notice of variation in substantial shareholding

                                                                       03-July-2018

Authotised signatory                                                   Date
Diana Shan-Knudsen

                                                        Tawana Resource NL

Holder of      Registered Holder of securities   Person        Nature of Relevant       Class an number of securities   Person’s
Relevant                                         entitled to   Interest                                                 votes
Interest                                         be
                                                 registered
                                                 as holder

Tribeca        Citycorp Nominees Pty Ltd                       Power to control the     Ord         25,853.816          25,853.816
Investment                                                     exercise of a right to
Partners Pty   UBS Nominees Pty Ltd                            vote attached to         Ord         25,708,950          25,708,950
Ltd                                                            securities and/or
               One Funds Management Ltd                        power to dispose of      Ord         28,000              28,000
                                                               securities as
                                                               investment manager


03 July 2018

Sponsor
PricewaterhouseCoopers Corporate Finance (Pty) Ltd

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