TAWANA RESOURCES NL - Form 605 Notice of ceasing to be a substantial holderRelease Date: 19/04/2018 09:04:00 Code(s): TAW PDF(s):
Form 605 Notice of ceasing to be a substantial holder
Tawana Resources NL
(Incorporated in Australia)
(Registration number ACN 085 166 721)
Share code on the JSE Limited: TAW
JSE ISIN: AU0000TAWDA9
Share code on the Australian Securities Exchange Limited: TAW
ASX ISIN: AU000000TAW7
(“the Company” or “Tawana”)
Corporations Act 2001
Notice of ceasing to be a substantial holder
To Company Name/Scheme Tawana Resources
ACN/ARSN ACN 085 166 721
1. Details of substantial holder (1)
Name CANACCORD FINANCIAL GROUP (AUSTRALIA) PTY LTD AND ITS ASSOCIATES
ACN/ARSN (if applicable) ACN 128 279 336
The holder ceased to be a substantial holder on 17/04/2018
The previous notice was given to the company on 27/12/2017
The previous notice was dated 22/12/2017
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial
holder or an associate (3) in voting securities of the company or scheme, since the substantial holder
was last required to give a substantial holding notice to the company or scheme are as follows:
Date of Person whose Nature of Consideration Class (6) and Person’s
change relevant change (4) given in relation number of votes affected
interest to change (5) securities
nil nil nil
17/04/2018 CFGA placement
3. Changes in association
The person who have become associates (3) of, ceased to be associated of, or have changed the
nature of their association (7) with, the substantial holder in relation to voting interest in the company
od scheme are as follows:
Name and ACN/ARSN (if Nature of association
4. Addresses – The addresses of persons named in theis form are as follows
The addresses of persons named in this form are as follows:
Canaccord Financial Group (Australia) Pty Ltd Level 4, 60 Collins St, Melbourne VIC 3000
Chalmsbury Nominees Pty Ltd Level 4, 60 Collins St, Melbourne VIC 3000
CG Nominees (Australia) Pty Ltd Level 4, 60 Collins St, Melbourne VIC 3000
Canaccord Genuity (Australia) Limited Level 4, 60 Collins St, Melbourne VIC 3000
David Barlow capacity -------------------------------
Sign here …………………… date 18/04/2018
(1) If there are a number of substantial holders with similar or related relevant interest (eg. a
corporation and its related corporations, or the manager and trustee of an equity trust), the names
could be included in an annexure to the form, if the relevant interests of a group of persons are
essentially similar, they may be referred to throughout the form as specifically named group if the
members of each group, with the names and addresses of members is clearly set out in
paragraph 4 of the form.
(2) See the definition of “relevant interest” in section 608 and 671B(7) of the Corporations Act 2001.
(3) See the definition of “associate” in section 9 of Corporation Act 2001.
(4) Include details of:
(a) Any relevant agreement or other circumstances because of which the change in the relevant
interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms
of any relevant agreement, and a statement by the person giving full and accurate details of
any contract, scheme or arrangement, must accompany this form, together with a written
statement certifying this contract , scheme or arrangement ; and
(b) Any qualification of the power of a person to exercise, control the exercise of, or influence the
exercise of, the voting power or disposal of the securities to which the relevant interest relates
(indicating clearly the particular securities to which the qualification applies).
See the definition of “relevant agreement “in section 9 of the Corporation Act 2001.
(5) Details of the consideration must include any and all benefits, money and other, that any person
from whom a relevant interest was acquired has, or may, become entitled to receive in relation to
that acquisition. Details must be included even if the benefit is conditional on the happening or not
of a contingency. Details must be included of any benefit paid on behalf of the substantial holder
or its associate in relation to the acquisitions, even if they are not paid directly to the person from
whom the relevant interest was acquired.
(6) The voting shares of a company constitute one class unless divided into separate classes.
(7) Give details, if appropriate, of the present association and any change in that association since
the last substantial holding notice.
19 April 2018
PricewaterhouseCoopers Corporate Finance (Pty) Ltd
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