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TAWANA RESOURCES NL - Form 605 Notice of ceasing to be a substantial holder

Release Date: 19/04/2018 09:04:00      Code(s): TAW       PDF(s):  
Form 605 Notice of ceasing to be a substantial holder

Tawana Resources NL
(Incorporated in Australia)
(Registration number ACN 085 166 721)
Share code on the JSE Limited: TAW
JSE ISIN: AU0000TAWDA9
Share code on the Australian Securities Exchange Limited: TAW
ASX ISIN: AU000000TAW7
(“the Company” or “Tawana”)

                                                Form 605
                                          Corporations Act 2001
                                              Section 671B
                               Notice of ceasing to be a substantial holder

To Company Name/Scheme                     Tawana Resources
ACN/ARSN                                   ACN 085 166 721

1. Details of substantial holder (1)

Name CANACCORD FINANCIAL GROUP (AUSTRALIA) PTY LTD AND ITS ASSOCIATES
(“CFGA”)

ACN/ARSN (if applicable)          ACN 128 279 336

The holder ceased to be a substantial holder on 17/04/2018
The previous notice was given to the company on 27/12/2017
The previous notice was dated                   22/12/2017


2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial
holder or an associate (3) in voting securities of the company or scheme, since the substantial holder
was last required to give a substantial holding notice to the company or scheme are as follows:

Date of          Person whose      Nature of         Consideration        Class (6) and     Person’s
change           relevant          change (4)        given in relation    number of         votes affected
                 interest                            to change (5)        securities
                 changed                                                  affected
                                    Dilution from
                                                               nil               nil               nil
 17/04/2018           CFGA           placement



3. Changes in association

The person who have become associates (3) of, ceased to be associated of, or have changed the
nature of their association (7) with, the substantial holder in relation to voting interest in the company
od scheme are as follows:

Name and ACN/ARSN (if                  Nature of association
applicable)
N/A


4. Addresses – The addresses of persons named in theis form are as follows

The addresses of persons named in this form are as follows:
Name                                           Addresses
Canaccord Financial Group (Australia) Pty Ltd Level 4, 60 Collins St, Melbourne VIC 3000
Chalmsbury Nominees Pty Ltd                        Level 4, 60 Collins St, Melbourne VIC 3000
CG Nominees (Australia) Pty Ltd                    Level 4, 60 Collins St, Melbourne VIC 3000
Canaccord Genuity (Australia) Limited              Level 4, 60 Collins St, Melbourne VIC 3000


                                                                      CFO
        David Barlow                              capacity    -------------------------------
        Sign here ……………………                         date              18/04/2018

                                              DIRECTIONS

(1) If there are a number of substantial holders with similar or related relevant interest (eg. a
    corporation and its related corporations, or the manager and trustee of an equity trust), the names
    could be included in an annexure to the form, if the relevant interests of a group of persons are
    essentially similar, they may be referred to throughout the form as specifically named group if the
    members of each group, with the names and addresses of members is clearly set out in
    paragraph 4 of the form.

(2) See the definition of “relevant interest” in section 608 and 671B(7) of the Corporations Act 2001.

(3) See the definition of “associate” in section 9 of Corporation Act 2001.

(4) Include details of:

    (a) Any relevant agreement or other circumstances because of which the change in the relevant
        interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms
        of any relevant agreement, and a statement by the person giving full and accurate details of
        any contract, scheme or arrangement, must accompany this form, together with a written
        statement certifying this contract , scheme or arrangement ; and

    (b) Any qualification of the power of a person to exercise, control the exercise of, or influence the
        exercise of, the voting power or disposal of the securities to which the relevant interest relates
        (indicating clearly the particular securities to which the qualification applies).

    See the definition of “relevant agreement “in section 9 of the Corporation Act 2001.

(5) Details of the consideration must include any and all benefits, money and other, that any person
    from whom a relevant interest was acquired has, or may, become entitled to receive in relation to
    that acquisition. Details must be included even if the benefit is conditional on the happening or not
    of a contingency. Details must be included of any benefit paid on behalf of the substantial holder
    or its associate in relation to the acquisitions, even if they are not paid directly to the person from
    whom the relevant interest was acquired.

(6) The voting shares of a company constitute one class unless divided into separate classes.

(7) Give details, if appropriate, of the present association and any change in that association since
    the last substantial holding notice.

19 April 2018

Sponsor
PricewaterhouseCoopers Corporate Finance (Pty) Ltd

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