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TAWANA RESOURCES NL - Notice of change of interests of substantial holders

Release Date: 02/01/2018 07:45:00      Code(s): TAW       PDF(s):  
Notice of change of interests of substantial holders

 Tawana Resources NL
 (Incorporated in Australia)
 (Registration number ACN 085 166 721)
 Share code on the JSE Limited: TAW
 JSE ISIN: AU0000TAWDA9
 Share code on the Australian Securities Exchange Limited: TAW
 ASX ISIN: AU000000TAW7
 (“the Company” or “Tawana”)

                                                                      Form 604
                                                                   Corporations Act 2001
                                                                       Section 671B

                                 Notice of change of interests of substantial holder


To Company Name/Scheme                          Tawana Resources NL

ACN/ARSN                                        ACN 085 166 721

1. Details of substantial holder(1)
                                                CANACCORD FINANCIAL GROUP (AUSTRALIA) PTY LTD AND ITS
Name                                            ASSOCIATES (“CFGA”)
ACN/ARSN (if applicable)                        128 279 336

There was a change in the interests of the
substantial holder on                                22 /12/2017
The previous notice was given to the
company on                                           04 /01/2017

The previous notice was dated                        04 /01/2017

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate
(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as
follows:

    Class of securities (4)                                     Previous notice                                        Present notice

                                                  Person’s votes          Voting power (5)              Person’s votes             Voting power (5)
    FULLY PAID ORD SHARES
    (FPO)                                          34,550,000                     9.29%                   26,435,900                     5.24%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company
or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:

    Date of change      Person whose          Nature of change (6)                         Consideration given    Class and number of     Person’s votes
                        relevant interest                                                 in relation to change    securities affected       affected
                        changed                                                                     (7)
     See Annexure
          A
      4. Present relevant interests

      Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

             Holder of       Registered holder of      Person entitled to be           Nature of relevant interest (6)           Class and            Person’s
             relevant        securities                registered as holder (8)                                                  number of             votes
             interest                                                                                                            securities
             CFGA            Chalmsbury Nominees       Canaccord Genuity               Power to dispose of, or control the       26,435,900          26,435,900
                             Pty Ltd                   (Australia) Limited             exercise of a power to dispose of, the    FPO shares
                                                                                       shares




      5. Changes in association
      The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial
      holder in relation to voting interests in the company or scheme are as follows:

             Name and ACN/ARSN (if applicable)                           Nature of association
             N/A

      6. Addresses
      The addresses of persons named in this form are:

             Name                                                        Address
             Canaccord Financial Group (Australia) Pty Ltd               Level 4, 60 Collins St , Melbourne VIC 3000
             Chalmsbury Nominees Pty Ltd                                 Level 4, 60 Collins St , Melbourne VIC 3000
             CG Nominees (Australia) Pty Ltd                             Level 4, 60 Collins St , Melbourne VIC 3000
             Canaccord Genuity (Australia) Limited                       Level 4, 60 Collins St , Melbourne VIC 3000



Signature
                                      print name     David Barlow                              capacity CFO


                                       sign here
                                                                                               date     27/12/2017

                                                                             DIRECTIONS

(1)         If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the
            manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons
            are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the
            names and addresses of members is clearly set out in paragraph 6 of the form.

(2)         See the definition of “associate” in section 9 of the Corporations Act 2001.

(3)         See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.

(4)         The voting shares of a company constitute one class unless divided into separate classes.

(5)         The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

(6)         Include details of:

               (a)    any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4)
                      applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and
                      accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this
                      contract, scheme or arrangement; and

               (b)    any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal
                      of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

               See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

      (7)      Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired
               has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the
               happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation
               to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8)    If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write
       “unknown”.

(9)    Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.


 Annexure A
                        Person whose
                        relevant                                    Consideration      Class and
                        interest                                    given in           number of             Person's votes
 Date of Change         changed           Nature of change          relation to        securities            affected
                                                                    change             affected                                   Balance

 27/04/2017             CFGA              Consideration             Non-cash           1,875,000             1,875,000            36,425,000
                                          shares*
 12/05/2017             CFGA              Block Crossing            $1,937,500.00      7,750,000             7,750,000            28,675,000
 27/4/2017 to           CFGA              On-market                 $ 828, 389.88      7,760,900             7,760,900            36,435,900
 13/9/2017                                purchases
 22/12/2017             CFGA              Block Crossing            $ 4,000,000.00     10,000,000            10,000,000           26,435,900


 2 January 2018
 Sponsor
 PricewaterhouseCoopers Corporate Finance (Pty) Limited


                                                                        Form 604
                                                                    Corporations Act 2001
                                                                        Section 671B

                                  Notice of change of interests of substantial holder


To Company Name/Scheme                           Tawana Resources NL

ACN/ARSN                                         ACN 085 166 721

1. Details of substantial holder(1)

Name                                             MERRIWEE PTY LTD MERRIWEE SUPER FUND A/C
ACN/ARSN (if applicable)                         139 039 651

There was a change in the interests of the
substantial holder on                                 22/12/2017
The previous notice was given to the
company on                                             15/5/2017

The previous notice was dated                         15/05/2017

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate
(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as
follows:

      Class of securities (4)                                    Previous notice                                       Present notice

                                                   Person’s votes          Voting power (5)              Person’s votes             Voting power (5)
      Fully paid ordinary shares (FPO)              44,795,000                  10.7%                     33,000,000                      6.5%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company
      or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:

          Date of change        Person whose        Nature of change (6)                         Consideration given     Class and number of    Person’s votes
                                relevant                                                        in relation to change     securities affected      affected
                                interest                                                                  (7)
                                changed
           See Annexure A




      4. Present relevant interests

      Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

          Holder of             Registered           Person entitled to be           Nature of relevant interest (6)            Class and          Person’s
          relevant              holder of            registered as holder (8)                                                   number of           votes
          interest              securities                                                                                      securities
          See Annexure A




      5. Changes in association
      The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial
      holder in relation to voting interests in the company or scheme are as follows:

          Name and ACN/ARSN (if applicable)                             Nature of association
          N/A
      6. Addresses
      The addresses of persons named in this form are:

          Name                                                          Address
          MERRIWEE PTY LTD                                              Level 4, 60 Collins St , Melbourne VIC 3000
          MERRIWEE SUPER FUND A/C




Signature                                          Sarah Callan
                                    print name                                               capacity


                                     sign here
                                                                                             date       27/12/2017

                                                                            DIRECTIONS

(7)      If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the
         manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons
         are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the
         names and addresses of members is clearly set out in paragraph 6 of the form.

(8)      See the definition of “associate” in section 9 of the Corporations Act 2001.

(9)      See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.

(10) The voting shares of a company constitute one class unless divided into separate classes.

(11) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

(12) Include details of:

            (a)    any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4)
                   applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and
                   accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this
                   contract, scheme or arrangement; and

            (b)    any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal
             of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

      See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

(10) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired
     has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the
     happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation
     to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

(11) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write
     “unknown”.

(12) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.


 Annexure A
                     Person whose relevant
                     interest                                             Consider      Class and
                     changed                                              ation         number of             Person's votes
 Date of Change                                      Nature of            given in      securities            affected
                                                     change               relation      affected                                   Balance
                                                                          to
                                                                          change

 May to              Merriwee Pty Ltd                Net on-market                      1,795,000             1,795,000            43,000,000
 November            Merriwee Super Fund            purchases /
 2017                A/C                           sales
 22/12/2017          Merriwee Pty Ltd                Block Crossing                     10,000,000            10,000,000           33,000,000
                     Merriwee Super Fund
                     A/C

Date: 02/01/2018 07:45:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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