Go Back Email this Link to a friend


TAWANA RESOURCES NL - Amended Notices in relation to substantial shareholding

Release Date: 09/11/2017 09:42:00      Code(s): TAW       PDF(s):  
Amended Notices in relation to substantial shareholding

 Tawana Resources NL
 (Incorporated in Australia)
 (Registration number ACN 085 166 721)
 Share code on the JSE Limited: TAW
 JSE ISIN: AU0000TAWDA9
 Share code on the Australian Securities Exchange Limited: TAW
 ASX ISIN: AU000000TAW7
 (“the Company” or “Tawana”)

 Amended notice in relation to substantial shareholdings

 Please find attached AMENDED notices in relation to our substantial shareholdings in
 Tawana Resources NL (TAW) which contains more details required under these forms:

       - Form 604 for change of interests of substantial shareholder on 17 May 2017; and
       - Form 604 for change of interests of substantial shareholder on 31 August 2017.

 Regards,
 Diana Shang-Knudsen
 Joint Company Secretary

 9 November 2017

 Sponsor
 PricewaterhouseCoopers Corporate Finance (Pty) Limited




                                                                   Form 604
                                                               Corporations Act 2001
                                                                   Section 671B

                                Notice of change of interests of substantial holder


To Company Name/Scheme                       Tawana Resources NL

ACN/ARSN                                     ACN 085 166 721

1. Details of substantial holder(1)

Name                                         Tribeca Investment Partners Pty Ltd
ACN/ARSN (if applicable)                     64 080 430 100

There was a change in the interests of the
substantial holder on                            17/052017
The previous notice was given to the
company on                                       01/05/2017

The previous notice was dated                    27/04/2017
      2. Previous and present voting power

      The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate
      (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as
      follows:




          Class of securities (4)                                     Previous notice                                         Present notice

                                                         Person’s votes          Voting power (5)              Person’s votes             Voting power (5)
          Ordinary                                        20,038,000                  5.24%                     27,034,374                     6.47%

      3. Changes in relevant interests

      Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company
      or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:

          Date of change      Person whose          Nature of change                             Consideration given     Class and number of     Person’s votes
                              relevant interest                                                 in relation to change     securities affected       affected
                              changed
                                  Annexure A

      4. Present relevant interests

      Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

          Holder of        Registered holder of      Person entitled to be           Nature of relevant interest (6)             Class and          Person’s
          relevant         securities                registered as holder (8)                                                    number of           votes
          interest                                                                                                               securities
                           Annexure B



      5. Changes in association
      The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial
      holder in relation to voting interests in the company or scheme are as follows:

          Name and ACN/ARSN (if applicable)                             Nature of association


      6. Addresses
      The addresses of persons named in this form are:

          Name                                                          Address
          Tribeca Investment Partners Pty Ltd                           Level 23, 1 O’ Connell St SYDNEY NSW 2000




Signature
                                    print name     Diana Shang-Knudsen                       capacity Joint Company Secretary


                                     sign here
                                                                                             date     9/11/17

                                                                            DIRECTIONS

(1)      If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the
         manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons
         are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the
         names and addresses of members is clearly set out in paragraph 6 of the form.

(2)      See the definition of “associate” in section 9 of the Corporations Act 2001.

(3)      See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.

(4)      The voting shares of a company constitute one class unless divided into separate classes.
(5)      The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

(6)         Include details of:

                (a)    any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4)
                       applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and
                       accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this
                       contract, scheme or arrangement; and

                (b)    any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal
                       of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

                See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

       (7)      Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired
                has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the
                happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation
                to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

       (8)      If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write
                “unknown”.

       (9)      Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.



        This annexure A of 1 page referred to in form 604 Notice of change of interests of substantial
        shareholder.

        Authorised signatory                                                                                      09-November-2017
        Diana Shang-Knudsen                                                                                              Date

                                                            PWR HOLDINGS LIMITED (PWH)
Date of                 Person whose               Nature of change/consideration given in Class and number of                                    Persons votes
change                  relevant                   relation to change                      securities affected                                    affected
                        interest change
08-May-17               Tribeca                    Placement                  AUD         1,495,833             Ord              5,983,333                     5,983,333
09-May-17               Investment                 On market buy              AUD         3,066                 Ord                 13,041                        13,041
17-May-17               Partners Pty Ltd           On market buy              AUD         245,844               Ord              1,000,000                     1,000,000

        This annexure B of 1 page referred to in form 604 Notice of change of interests of substantial
        shareholder.
        Authorised signatory                                                     09-November-2017
        Diana Shang-Knudsen                                                              Date

                                                                  PWR Holdings Limited (PWH)
Holder of                  Registered Holder of                  Person     Nature of Relevant                     Class and number               Person’s votes
Relevant                   Securities                            entitled   Interest                               of securities
interest                                                         to be
                                                                 registered
                                                                 as holder
Tribeca                    UBS AG (Sydney Branch)                           Power to control                       Ord         13,588,106                      13,588,106
Investment                 UBS AG (Sydney Branch)                           the exercise of the                    Ord         13,408,268                      13,408,268
Partners Pty               One Fund Management                              right to vote                          Ord             38,000                          38,000
Ltd                        Limited                                          attached to
                                                                            securities and/or
                                                                            the power to
                                                                            dispose of
                                                                          securities as
                                                                          investment
                                                                          manager




                                                                       Form 604
                                                                    Corporations Act 2001
                                                                        Section 671B

                                 Notice of change of interests of substantial holder


To Company Name/Scheme                           Tawana Resources NL

ACN/ARSN                                         ACN 085 166 721

1. Details of substantial holder(1)

Name                                             Tribeca Investment Partners Pty Ltd
ACN/ARSN (if applicable)                         64 080 430 100

There was a change in the interests of the
substantial holder on                                 31/08/2017
The previous notice was given to the
company on                                            19/05/2017

The previous notice was dated                         17/05/2017

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate
(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as
follows:




    Class of securities (4)                                     Previous notice                                         Present notice

                                                   Person’s votes          Voting power (5)              Person’s votes             Voting power (5)
    Ordinary                                        27,035,374                  6.47%                     33,125,954                     7.49%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company
or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:

    Date of change      Person whose          Nature of change                             Consideration given     Class and number of     Person’s votes
                        relevant interest                                                 in relation to change     securities affected       affected
                        changed
                            Annexure A

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
          Holder of       Registered holder of       Person entitled to be          Nature of relevant interest (6)            Class and            Person’s
          relevant        securities                 registered as holder (8)                                                  number of             votes
          interest                                                                                                             securities
                          Annexure B



      5. Changes in association
      The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial
      holder in relation to voting interests in the company or scheme are as follows:

          Name and ACN/ARSN (if applicable)                            Nature of association


      6. Addresses
      The addresses of persons named in this form are:

          Name                                                         Address
          Tribeca Investment Partners Pty Ltd                          Level 23, 1 O’ Connell St SYDNEY NSW 2000




Signature
                                    print name    Diana Shang-Knudsen                       capacity Joint Company Secretary


                                    sign here
                                                                                            date     9/11/17

                                                                           DIRECTIONS

(7)      If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the
         manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons
         are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the
         names and addresses of members is clearly set out in paragraph 6 of the form.

(8)      See the definition of “associate” in section 9 of the Corporations Act 2001.

(9)      See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.

(10)     The voting shares of a company constitute one class unless divided into separate classes.

(11)     The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

(12)     Include details of:

            (a)    any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4)
                   applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and
                   accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this
                   contract, scheme or arrangement; and

            (b)    any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal
                   of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

            See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

(10)     Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired
         has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the
         happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation
         to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

(11)    If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write
         “unknown”.

(12)    Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.



       This annexure A of 1 page referred to in form 604 Notice of change of interests of substantial
       shareholder.
    
 Authorised signatory                                                     09-November-2017
     Diana Shang-Knudsen




                                             Date

                                           PWR HOLDINGS LIMITED (PWH)
Date of        Person whose       Nature of change/consideration given in Class and number of         Persons votes
change         relevant           relation to change                      securities affected         affected
               interest change
29-May-17                         On Market buy     AUD     853             Ord             3,626               3,626
31-May-17                         On Market buy     AUD     92,897          Ord           383,647             383,647
09-Jun-17                         Placement         AUD     1,004,167       Ord         4,016,667           4,016,667
06-JuL-17                         On Market buy     AUD     120,114         Ord           500,000             500,000
19-JuL-17      Tribeca            On Market buy     AUD     97,803          Ord           500,000             500,000
31-Jul-17      Investment         On Market buy     AUD     49,811          Ord           277,785             277,785
16-Aug-17      Partners Pty Ltd   On Market buy     AUD     23,058          Ord           100,000             100,000
18-Aug-17                         On Market buy     AUD     22,937          Ord           100,000             100,000
31-Aug-17                         On Market buy     AUD     56,715          Ord           259,855             259,855


     This annexure B of 1 page referred to in form 604 Notice of change of interests of substantial
     shareholder.
     Authorised signatory                                                     09-November-2017
     Diana Shang-Knudsen                                                              Date

                                            PWR Holdings Limited (PWH)
Holder of       Registered Holder of       Person     Nature of Relevant      Class and number        Person’s votes
Relevant        Securities                 entitled   Interest                of securities
interest                                   to be
                                           registered
                                           as holder
Tribeca         UBS AG (Sydney Branch)                Power to control        Ord      17,158,602           17,158,602
Investment      UBS AG (Sydney Branch)                the exercise of the     Ord      15,929,352           15,929,352
Partners Pty    One Fund Management                   right to vote           Ord          38,000               38,000
Ltd             Limited                               attached to
                                                      securities and/or
                                                      the power to
                                                      dispose of
                                                      securities as
                                                      investment
                                                      manager

Date: 09/11/2017 09:42:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.

                                        
Email this JSE Sens Item to a Friend.

Send e-mail to
© 2019 SHARENET (PTY) Ltd, Cape Town, South Africa
Home     Terms & conditions    Privacy Policy
    Security Notice    Contact Details
Market Statistics are calculated by Sharenet and are therefore not the official JSE Market Statistics. The calculation/derivation may include underlying JSE data.