Go Back Email this Link to a friend


TAWANA RESOURCES NL - Change of Director's Interest Notice

Release Date: 17/12/2014 10:05:00      Code(s): TAW       PDF(s):  
Change of Director's Interest Notice

Tawana Resources NL
(Incorporated in Australia)
(Registration number ACN 085 166 721)
Share code on the JSE Limited: TAW
ISIN: AU000000TAW7
Share code on the Australian Stock Exchange Limited: TAW
ISIN: AU000000TAW7
(“Tawana” or “the Company”)

                                                 Appendix 3Y
                               Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11


Name of entity Tawana Resources NL

ABN                  69 085 166 721

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.

 Name of Director                                           Wayne Richards

 Date of last notice                                        31 July 2014


Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Direct or indirect interest                                          Indirect

 Nature of indirect interest                                          Securities are held by Mr Richard’s spouse,
 (including registered holder)                                        Janet Ann Richards.
 Note: Provide details of the circumstances giving rise to the
 relevant interest.

 Date of change                                                       12 December 2014

 No. of securities held prior to change                               10 Million Class B Performance Options
                                                                      10 Million Class C Performance Options
                                                                      25 Million Class A Incentive Options (1.5c, 12
                                                                      Dec 2016)
                                                                      15 Million Fully Paid Ordinary Shares
 Class                                                                10 Million Class B Performance Options
                                                                      10 Million Class C Performance Options
 Number acquired                                                      Nil
 Number disposed                                                      Cancellation of 10 Million Class B Performance
                                                                      Options
                                                                      Cancellation of 10 Million Class C Performance
                                                                      Options
 Value/Consideration                                                  Nil
 Note: If consideration is non-cash, provide details and
 estimated valuation


 No. of securities held after change                                  25 Million Class A Incentive Options (1.5c, 12
                                                                      Dec 2016)
                                                                      15 Million Fully Paid Ordinary Shares


 Nature of change                                                     Cancellation of Options
 Example: on-market trade, off-market trade, exercise of
 options, issue of securities under dividend reinvestment plan,
 participation in buy-back



Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Detail of contract

 Nature of interest

 Name of registered holder
 (if issued securities)
 Date of change

 No. and class of securities to which
 interest related prior to change
 Note: Details are only required for a contract in
 relation to which the interest has changed


 Interest acquired

 Interest disposed

 Value/Consideration
 Note: If consideration is non-cash, provide details
 and an estimated valuation


 Interest after change


Part 3 – +Closed period

 Were the interests in the securities or contracts detailed No
 above traded during a +closed period where prior written
 clearance was required?
 If so, was prior written clearance provided to allow the trade N/A
 to proceed during this period?
 If prior written clearance was provided, on what date was this N/A
 provided?
                                                 Appendix 3Y
                               Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11


Name of entity Tawana Resources NL

ABN                  69 085 166 721

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.

 Name of Director                                           Lennard Kolff van Oosterwijk

 Date of last notice                                        18 December 2013


Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Direct or indirect interest                                                Indirect

 Nature of indirect interest                                                Securities are held by Mr Kolff’s spouse, Melissa
 (including registered holder)                                              Kolff van Oosterwijk.
 Note: Provide details of the circumstances giving rise to the relevant
 interest.

 Date of change                                                             9 September 2014

 No. of securities held prior to change                                     5 Million Options (5c, 9 Sept 2014)
                                                                            10 Million Options (3.6c, 30 April 2015)
                                                                            10 Million Class B Incentive Options (4.6c, 12
                                                                            Dec 2016)

 Class                                                                      5 Million Options (5c, 9 Sept 2014)

 Number acquired                                                            Nil

 Number disposed                                                            Expiry of 5 Million Options (5c, 9 Sept 2014)

 Value/Consideration                                                        Nil
 Note: If consideration is non-cash, provide details and estimated
 valuation


 No. of securities held after change                                        10 Million Options (3.6c, 30 April 2015)
                                                                            10 Million Class B Incentive Options (4.6c, 12
                                                                            Dec 2016)
 Nature of change                                                           Expiry of Options
 Example: on-market trade, off-market trade, exercise of options,
 issue of securities under dividend reinvestment plan, participation in
 buy-back




Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Detail of contract

 Nature of interest


 Name of registered holder
 (if issued securities)

 Date of change

 No. and class of securities to which
 interest related prior to change
 Note: Details are only required for a contract in
 relation to which the interest has changed


 Interest acquired

 Interest disposed

 Value/Consideration
 Note: If consideration is non-cash, provide details
 and an estimated valuation


 Interest after change


Part 3 – +Closed period

 Were the interests in the securities or contracts detailed No
 above traded during a +closed period where prior written
 clearance was required?
 If so, was prior written clearance provided to allow the trade NA
 to proceed during this period?
 If prior written clearance was provided, on what date was this NA
 provided?

17 December 2014

Sponsor
PricewaterhouseCoopers Corporate Finance (Pty) Ltd

Date: 17/12/2014 10:05:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.

                                        
Email this JSE Sens Item to a Friend.

Send e-mail to
© 2019 SHARENET (PTY) Ltd, Cape Town, South Africa
Home     Terms & conditions    Privacy Policy
    Security Notice    Contact Details
Market Statistics are calculated by Sharenet and are therefore not the official JSE Market Statistics. The calculation/derivation may include underlying JSE data.