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TAWANA RESOURCES NL - Form 604 Notice of change of interest of substantial holder

Release Date: 14/04/2014 12:00:00      Code(s): TAW       PDF(s):  
Form 604 Notice of change of interest of substantial holder

Tawana Resources NL
(Incorporated in Australia)
(Registration number ACN 085 166 721)
Share code on the JSE Limited: TAW
ISIN: AU000000TAW7
Share code on the Australian Stock Exchange Limited: TAW
ISIN: AU000000TAW7
(“Tawana” or “the Company”)

Shareholders are advised that the following form relating to a substantial holder was released on the
ASX today.

                                               Form 604
                                         Corporations Act 2001
                                             Section 671B

               Notice of change of interests of substantial holder

To Company Name/ Scheme                                      Tawana Resources NL

ACN/ARSN                                                     ACN 085 166 721

1. Details of substantial holder (1)                         Gryphon Minerals Limited (‘Gryphon”)

ACN/ARSN (if applicable)                                     ACN 107 690 657

There was a .change in the interest of
The substantial holder on                                    14 April 2014

The previous notice was given to the
Company on                                                   11 October 2013

The previous notice was dated                                11 October 2013

2. Previous and present voting power

The total number of votes attached to all voting shares in the company or voting interest in the
scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last
required, and when now required, to give a substantial holding notice to the company or scheme, are
as follows:

Class of Securities (4)      Previous Notice                         Present Notice

                             Person’s votes       Voting power (5)   Person’s votes    Voting power (5)
Fully paid ordinary shares   114,250,000          11.70%             135,050,000       9.30%
3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder
on an associate in voting securities of the company or scheme, .since the substantial holder was last
required to give a substantial holding notice to the company are as follows

Date of     Person        Nature of change (6)                       Considerati   Class and     Person’s
change      whose                                                    on given in   number of     votes
            relevant                                                 relation to   securities    affected
            interest                                                 change        affected

17 Oct 13   Gryphon       Dilution due to the issue of shares                  -             -   (2.34%)
17 Oct 13   Gryphon       Participation in the issue of shares           245 600             -   1.71%
18 Dec 13   Gryphon       Dilution due to the issue of shares                  -             -   (0.05%)
6 Mar 14    Gryphon       Dilution due to the issue of shares                  -             -   (0.23%)
14 Apr 14   Gryphon       Dilution due to the issue of shares                  -             -   (1.49%)

4. Present relevant interest

Particulars of each relevant interest of the substantial holder in voting securities after the change are
as follows:

Holder        of   Registered   Person           Nature of relevant      Class and         Person’s votes
relevant           holder of    entitled to be   interest (6)            number of
interest           securities   registered as                            securities
                                holder (8)

   Gryphon         Gryphon      Gryphon          Beneficial holder       135, 050 000      9.30%

5. Change in association

The person who have become associates (2) of, ceased to be associates of, or have changes the
nature of their association (9) with, the substantial holder in relation to voting interests in the company
or scheme are as follows:

Name and ACN/ARSN (if applicable)                      Nature of association

6 Addresses

The addresses of persons named in the form are

Name                                                   Address
Gryphon Minerals Limited                               288 Churchhill, Subiaco, WA 6008


            Print Name Carl Travaglini   Capacity    Company Secretary of Gryphone Minerals Limited

            Sign Here                               date 14 April 2014

   (1) If there are a number of substantial holders with similar or related relevant interests (eg. a
       corporation and its related corporations, or the manage and trustee of an equity trust), the
       names could be included in an annexure to the form. If the relevant interests of a group of
       persons are essentially similar, they may be referred to throughout the form as a specifically
       named group if the membership of each group, with the names and addresses of the
       members is clearly set out in paragraph 6 of the form.
   (2) See the definition of “associate” in section 9 of the corporations Act 2001
   (3) See the definition of “relevant interest” in section 608 and 671B(7) of the corporations Act
   (4) The voting shares of the company constitute one class unless divided into separate classes.
   (5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by
   (6) Include details of:
                (a) Any relevant agreement or other circumstances because of which the change in
                     relevant interest occurred. If subsection 671B(4) applies, a copy of any document
                     setting out the terms of any relevant agreement, and a statement by the person
                     giving full and accurate details of any contract, scheme or arrangement, must
                     accompany this form, together with a written statement certifying this contract,
                     scheme or arrangement; and
                (b) Any qualification of the power of a person to exercise, control the exercise of, or
                     influence the exercise of, the voting power of disposal of the securities to which
                     the relevant interest related (indicating clearly the particular securities to which
                     the qualification applies).

                See the definition of “relevant agreement” in section 9 of the Corporation Act 2001.

   (7) Details of the consideration must include any and all benefits, money and other that any
       person from whom a relevant interest has, or may, become entitled to receive in relation to
       the acquisition. Details must be included even if the benefit is conditional on the happening or
       not of a contingency. Details must be included of any benefit paid on behalf of the substantial
       holder or its associate in relation to the acquisitions, even if they are not paid directly to the
       person from whom the relevant interest was acquired.
   (8) If a substantial holder is unable to determine the identity of the (eg. if the relevant interest
       arises because of an option) write “unknown”.
   (9) Give details, if applicable, of the present association and any change in that association since
       the last substantial holding notice.

14 April 2014

PricewaterhouseCoopers Corporate Finance (Proprietary) Limited

Date: 14/04/2014 12:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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