TAWANA RESOURCES NL - Form 603 Notice of Intial substantial holderRelease Date: 01/04/2014 10:40:00 Code(s): TAW PDF(s):
Form 603 Notice of Intial substantial holder
Tawana Resources NL
(Incorporated in Australia)
(Registration number ACN 085 166 721)
Share code on the JSE Limited: TAW
Share code on the Australian Stock Exchange Limited: TAW
(“Tawana” or “the Company”)
Shareholders are advised that the following form relating to a new substantial holder was released
on the ASX today.
Corporations Act 2001
Notice of Initial Substantial holder
To Company Name/Scheme TAWANA RESOURCES NL
CAN/ARSN 085 166 721
1. Details of substantial holder (1)
Name: SPRING PLAINS PASTORAL CO (VIC) PTY LTD
CAN/ARSN (if applicable) : 127 860 048
The holder became a substantial holder on: 20/03/14
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the
scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the
substantial holder are as follows:
Class of securities (4) Number of securities Person’s vote (5) Voting Power (6)
Ord Fully Paid 67, 554,909 67 554 909 5.39%
3. Details of relevant Interests
The nature of the relevant interest the substantial holder or an associate had in the following voting
securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest Nature of relevant interest (7) Class and nature of securities
Spring plains past Holder 67, 554,909
4. Details of present registered holders
The person registered as older of the securities referred to in paragraph 3 above are as follows:
Holder of relevant Registered holder of Person entitled to be Class and number of
interest securities registered as holder (8) seurities
Spring Plains 67, 554,909
Sarah Freeman 10 000 000
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the
four Months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant Date of Acquisition Consideration (9) Class and Number of
cash Non - Cash
The reason the person named in paragraph 3 above are associated of the substantial holder are
Name and ACN/ARSN (if applicable) Name of Associate
The addresses of persons named in this form are as follows:
Spring Plains Trust 4/60 Collins Street, Melb 3000
Sarah Freeman 4/60 Collins Street, Melb 3000
Print name Sarah Freeman Capacity Director
Sign here Date 1, 4, 2014
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a
corporation and its related corporations, or the manager and trustee of an equity trust), the names
could be included in an annexure to the form. If the relevant interests of a group of persons are
essentially similar, they may be referred to throughout the form as a specifically named group if
the membership of each group, with the names and addresses of members is clearly set out in
paragraph 7 of the form.
(2) See the definition of “associate” in section 9 of the Corporate Act 2001.
(3) See the definition of “relevant interest” in section 608 and 671B(7) of the Corporation Act 2001.
(4) The voting shares of a company constitute one class u unless divided into separate classes
(5) 5 the total number of votes attached to all the voting shares in the company or voting interest in
the scheme (if any) that the person or an associate has a relevant interest in.
(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(7) Includes details of:
(a) any relevant agreement or other circumstances by which the relevant interest was acquired.
If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant
agreement, and a statement , and a statement by the person giving full and accurate details
of any contact, scheme of arrangement, must accompany this form, together with a written
statement certifying this contract scheme or arrangement: and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the
exercise of, the voting power or disposal of the securities to which the relevant Interest
relates (including clearly the particular securities to which the qualification applies)
See the donation of “relevant agreement” in section 9 of the Corporation Act 2001
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant
interest arises because of an option) write “unknown”.
(9) Details of the consideration must include any and all benefits, money and other, that person from
whom a relevant interest was acquired has, or may, become entitled to receive in relation to that
acquisition. Details must be included even if the benefit is conditional on the happening or not of a
contingency. Details must be included of any benefit paid on behalf of the substantial holder or its
associate in relation to the acquisitions, even if they are not paid directly to the person from whom
the relevant interest was acquired.
1 April 2014
PricewaterhouseCoopers Corporate Finance (Proprietary) Limited
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