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TAWANA RESOURCES NL - Change of Directors Interest Notice

Release Date: 18/12/2013 10:27:00      Code(s): TAW       PDF(s):  
Change of Directors Interest Notice

Tawana Resources NL
(Incorporated in Australia)
(Registration number ACN 085 166 721)
Share code on the JSE Limited: TAW
ISIN: AU000000TAW7
Share code on the Australian Stock Exchange Limited: TAW
ISIN: AU000000TAW7
(“Tawana” or “the Company”)

                                                        Appendix 3Y

                                      Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents
given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11


Name of entity Tawana Resources NL

ABN                  69 085 166 721

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.

 Name of Director                                          Wayne Richards

 Date of last notice                                       16 August 2013


Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed
in this part.


 Direct or indirect interest                                          Indirect

 Nature of indirect interest                                          Securities are held by Mr Richard’s spouse,
 (including registered holder)                                        Janet Ann Richards.
 Note: Provide details of the circumstances giving rise to the
 relevant interest.

 Date of change                                                       18 December 2013

 No. of securities held prior to change                               -

 Class                                                                Class A Performance Options
                                                                      Class B Performance Options
                                                                      Class C Performance Options
                                                                      Class A Incentive Options
                                                                      Fully Paid Ordinary Shares

 Number acquired                                                      10 Million Class A Performance Options
                                                                      10 Million Class B Performance Options
                                                                      10 Million Class C Performance Options
                                                                      25 Million Class A Incentive Options
                                                                      5 Million Fully Paid Ordinary Shares
 Number disposed                                                      Nil


 Value/Consideration                                                  Performance Options and Incentive Options
 Note: If consideration is non-cash, provide details and
 estimated valuation
                                                                      were issued for nil cash consideration pursuant
                                                                      to resolutions 1 and 2 which were approved at
                                                                      the general meeting of shareholders held on 12
                                                                      December 2013.

                                                                      Fully Paid Ordinary Shares were issued for 1.2
                                                                      cents each in accordance with resolution 9
                                                                      which was approved by shareholders at the
                                                                      same meeting.
 No. of securities held after change                                  10 Million Class A Performance Options
                                                                      10 Million Class B Performance Options
                                                                      10 Million Class C Performance Options
                                                                      25 Million Class A Incentive Options
                                                                      5 Million Fully Paid Ordinary Shares

 Nature of change                                                     Issued pursuant to resolutions 1, 2 and 9 which
 Example: on-market trade, off-market trade, exercise of
 options, issue of securities under dividend reinvestment plan,
                                                                      were approved at the general meeting of
 participation in buy-back                                            shareholders held on 12 December 2013.

Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed
in this part.


 Detail of contract

 Nature of interest

 Name of registered holder
 (if issued securities)
 Date of change

 No. and class of securities to which
 interest related prior to change
 Note: Details are only required for a contract in
 relation to which the interest has changed


 Interest acquired

 Interest disposed

 Value/Consideration
 Note: If consideration is non-cash, provide details
 and an estimated valuation


 Interest after change

Part 3 – +Closed period
 Were the interests in the securities or contracts detailed No
 above traded during a +closed period where prior written
 clearance was required?
 If so, was prior written clearance provided to allow the trade
 to proceed during this period?
 If prior written clearance was provided, on what date was this
 provided?


                                                        Appendix 3Y

                                      Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents
given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11

Name of entity Tawana Resources NL

ABN                  69 085 166 721

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.

 Name of Director                                          Lennard Kolff van Oosterwijk

 Date of last notice                                       30 May 2012


Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed
in this part.


 Direct or indirect interest                                                Indirect

 Nature of indirect interest                                                Securities are held by Mr Kolff’s spouse, Melissa
 (including registered holder)                                              Kolff van Oosterwijk.
 Note: Provide details of the circumstances giving rise to the relevant
 interest.

 Date of change                                                             18 December 2013

 No. of securities held prior to change                                     5 Million Unlisted Options (5c, 9 Sept 2014)
                                                                            10 Million Unlisted Options (3.6c, 30 April 2015)

 Class                                                                      Unlisted Class B Incentive Options

 Number acquired                                                            10 Million Unlisted Class B Incentive Options

 Number disposed                                                            Nil

 Value/Consideration                                                        Issued for nil cash consideration pursuant to
 Note: If consideration is non-cash, provide details and estimated          resolution 3 passed at the general meeting of
 valuation
                                                                            shareholders held on 12 December 2013.
 No. of securities held after change                                        5 Million Unlisted Options (5c, 9 Sept 2014)
                                                                            10 Million Unlisted Options (3.6c, 30 April 2015)
                                                                            10 Million Unlisted Class B Incentive Options


 Nature of change                                                           Issued pursuant to resolution 3 passed at the
 Example: on-market trade, off-market trade, exercise of options,           general meeting of shareholders held on 12
 issue of securities under dividend reinvestment plan, participation in
 buy-back
                                                                            December 2013.




Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed
in this part.


 Detail of contract

 Nature of interest


 Name of registered holder
 (if issued securities)

 Date of change

 No. and class of securities to which
 interest related prior to change
 Note: Details are only required for a contract in
 relation to which the interest has changed


 Interest acquired

 Interest disposed

 Value/Consideration
 Note: If consideration is non-cash, provide details
 and an estimated valuation


 Interest after change



Part 3 – +Closed period

 Were the interests in the securities or contracts detailed No
 above traded during a +closed period where prior written
 clearance was required?
 If so, was prior written clearance provided to allow the trade
 to proceed during this period?
 If prior written clearance was provided, on what date was this
 provided?
                                                        Appendix 3Y

                                      Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents
given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11


Name of entity Tawana Resources NL

ABN                  69 085 166 721

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.

 Name of Director                                          Matthew Bowles

 Date of last notice                                       27 February 2013


Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed
in this part.


 Direct or indirect interest                                          Indirect

 Nature of indirect interest                                          Securities are held by Atlantic Capital Pty Ltd as
 (including registered holder)                                        trustee for the Atlantic Investment Fund. Mr
 Note: Provide details of the circumstances giving rise to the
 relevant interest.
                                                                      Bowles is a director of Atlantic Capital Pty Ltd
                                                                      and a member of the Atlantic Investment Fund.

 Date of change                                                       18 December 2013

 No. of securities held prior to change                               6,000,000 Fully Paid Ordinary Shares
                                                                      5,000,000 Unlisted Options (3.6c, 30 April 2015)
 Class                                                                Class A Incentive Options

 Number acquired                                                      3,500,000 Class A Incentive Options

 Number disposed                                                      Nil

 Value/Consideration                                                  Issued for nil cash consideration pursuant to
 Note: If consideration is non-cash, provide details and
 estimated valuation
                                                                      resolution 4 which was approved at the general
                                                                      meeting of shareholders held on 12 December
                                                                      2013.



 No. of securities held after change                                  6,000,000 Fully Paid Ordinary Shares
                                                                      5,000,000 Unlisted Options (3.6c, 30 April 2015)
                                                                      3,500,000 Class A Incentive Options
 Nature of change                                                     Issued pursuant to resolution 4 which was
 Example: on-market trade, off-market trade, exercise of
 options, issue of securities under dividend reinvestment plan,
                                                                      approved at the general meeting of shareholders
 participation in buy-back                                            held on 12 December 2013.

Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed
in this part.


 Detail of contract

 Nature of interest

 Name of registered holder
 (if issued securities)
 Date of change

 No. and class of securities to which
 interest related prior to change
 Note: Details are only required for a contract in
 relation to which the interest has changed


 Interest acquired

 Interest disposed

 Value/Consideration
 Note: If consideration is non-cash, provide details
 and an estimated valuation


 Interest after change



Part 3 – +Closed period

 Were the interests in the securities or contracts detailed No
 above traded during a +closed period where prior written
 clearance was required?
 If so, was prior written clearance provided to allow the trade
 to proceed during this period?
 If prior written clearance was provided, on what date was this
 provided?

18 December 2013

Sponsor
PricewaterhouseCoopers Corporate finance (Pty) Ltd

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