HARMONY GOLD MINING COMPANY LIMITED - Dealing in Securities by DirectorsRelease Date: 18/11/2013 17:11:00 Code(s): HAR PDF(s):  Dealing in Securities by Directors
Harmony Gold Mining Company Ltd
Registration number: 1950/038232/06
Incorporated in the Republic of South Africa
ISIN: ZAE000015228
JSE share code: HAR
(“Harmony” or “the company”)
Dealing in Securities by Directors
In compliance with paragraphs 3.63 to 3.74 of the JSE Listings
Requirements, the following information is disclosed:
A. DEALINGS IN SECURITIES BY DIRECTORS: SHARE VESTINGS AND
ON MARKET SALES
In terms of provisions of the Harmony Share Plan, performance
shares vest after 3 years.
1. Name of director: GP Briggs (Chief Executive
Officer)
a) Nature of transaction: Off market lapsing of share
appreciation rights
Date granted: 16 November 2007
Number of share appreciation
rights granted: 159 484
Strike price: R70.54
Date on which share
appreciation rights lapsed: 15 November 2013
Number of share appreciation
rights lapsed: 159 484
b) Nature of transaction: Off market vesting and on
market sale of performance
shares
Date: 15 November 2013
Class of securities: Ordinary shares
Selling price per share: R33.08
Number of performance shares
(ordinary shares) vested and
sold: 27 447
Total value of sale: R907 853 (pre-tax)
Nature and extent of
directors interest: Direct beneficial
2. Name of director: HE Mashego (Executive
Director)
a) Nature of transaction: Off market lapsing of share
appreciation rights
Date granted: 16 November 2007
Number of share
appreciation rights
granted: 42 756
Strike price: R70.54
Date on which share
appreciation rights lapsed: 15 November 2013
Number of share
appreciation rights lapsed
(balance was sold in 2011): 14 252
b) Nature of transaction: Off market vesting and on
market sale of performance
shares and restricted shares
Date: 15 November 2013
Class of securities: Ordinary shares
Selling price per share: R33.08
Number of performance
shares (ordinary shares)
vesting: 8 431
Number of restricted shares
(ordinary shares) vesting: 22 262
Ordinary shares sold: 30 693
Total value of sale R1 015 220 (pre-tax)
Nature and extent of
directors interest: Direct beneficial
3. Name of director: CT Smith (Director of major
subsidiary company)
a) Nature of transaction: Off market lapsing of share
appreciation rights
Date granted: 16 November 2007
Number of share
appreciation rights
granted: 78 934
Strike price: R70.54
Date on which share
appreciation rights lapsed: 15 November 2013
Number of share
appreciation rights lapsed: 78 934
b) Nature of transaction: Off market vesting and on
market sale of performance
shares
Date: 15 November 2013
Class of securities: Ordinary shares
Selling price per share: R33.08
Number of performance
shares(ordinary shares)
vested and sold: 8 431
Total value of sale R278 869 (pre-tax)
Nature and extent of
directors interest: Direct beneficial
B. DEALING IN SECURITIES BY DIRECTORS: SHARE GRANTS
In line with the provisions of the Harmony Share Plan,
incentives/shares are allocated to directors in November of
each year.
1. Name of director: GP Briggs (Chief
Executive Officer)
Nature of transaction: Off market grant of share
appreciation rights and
performance shares
Periods of vesting: Share appreciation rights
vest in equal thirds on the
third, fourth and fifth
anniversary of the
allocation. Performance
shares vest after three
years.
Date: 15 November 2013
Class of securities: Share appreciation rights
and performance shares
Strike price: R33.18
Number of share appreciation
rights allocated: 91 864
Number of performance shares
allocated: 482 952
Number of matching restricted
shares allocated(matching
the number allocated in
2010): 48 485
Nature and extent of
director’s interest: Direct beneficial
2. Name of director: F Abbott (Financial
Director)
Nature of transaction: Off market grant of share
appreciation rights and
performance shares
Periods of vesting: Share appreciation rights
vest in equal thirds on the
third, fourth and fifth
anniversary of the
allocation. Performance
shares vest after three
years.
Date: 15 November 2013
Class of securities: Share appreciation rights
and performance shares
Strike price: R33.18
Number of share appreciation
rights allocated: 52 951
Number of performance shares
allocated: 172 666
Nature and extent of
director’s interest: Direct beneficial
3. Name of director: HE Mashego (Executive
Director)
Nature of transaction: Off market grant of share
appreciation rights and
performance shares
Periods of vesting: Share appreciation rights
vest in equal thirds on the
third, fourth and fifth
anniversary of the
allocation. Performance
shares vest after three
years.
Date: 15 November 2013
Class of securities: Share appreciation rights
and performance shares
Strike price: R33.18
Number of share appreciation
rights allocated: 38 212
Number of performance shares
allocated: 124 604
nature and extent of
director’s interest: Direct beneficial
4. Name of director: CT Smith (Director of major
subsidiary company)
Nature of transaction: Off market grant of share
appreciation rights and,
performance shares
Periods of vesting: Share appreciation rights
vest in equal thirds on the
third, fourth and fifth
anniversary of the
allocation. Performance
shares vest after three
years.
Date: 15 November 2013
Class of securities: Share appreciation rights
and performance shares
Strike price: R33.18
Number of Share Appreciation
Rights allocated: 49 130
Number of Performance Shares
allocated: 160 206
Number of Matching Restricted
Shares(2010 allocation): 22 262
Nature and extent of
director’s Interest: Direct beneficial
5. Name of Company Secretary: R Bisschoff (Company
Secretary)
Nature of transaction: Off market grant of share
appreciation rights and
performance shares
Periods of vesting: Share appreciation rights
vest in equal thirds on the
third, fourth and fifth
anniversary of the
allocation. Performance
shares vest after three
years.
Date: 15 November 2013
Class of securities: Share appreciation rights
and performance shares
Strike price: R33.18
Number of Share Appreciation
Rights allocated: 17 356
Number of Performance Shares
allocated: 33 958
Nature and extent of
director’s interest: Direct beneficial
Prior clearance was obtained in respect of the above dealings
by the directors.
For more details contact:
Marian van der Walt
Executive: Corporate and Investor Relations
+27 (0) 82 888 1242 (mobile)
Johannesburg, South Africa
18 November 2013
Sponsor:
J.P. Morgan Equities South Africa Proprietary Limited
Date: 18/11/2013 05:11:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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