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TAW - Tawana Resources NL - Appendix 3B: application for quotation of additional

Release Date: 10/11/2011 08:56:45      Code(s): TAW
TAW - Tawana Resources NL - Appendix 3B: application for quotation of additional
securities and agreement                                                        
Tawana Resources NL                                                             
(Incorporated in Australia)                                                     
(Registration number ACN 085 166 721)                                           
Share code on the JSE Limited: TAW                                              
ISIN: AU000000TAW7                                                              
Share code on the Australian Stock Exchange Limited: TAW                        
ISIN: AU000000TAW7                                                              
Rule 2.7, 3.10.3, 3.10.4, 3.10.5                                                
Appendix 3B                                                                     
New issue announcement,                                                         
application for quotation of additional securities                              
and agreement                                                                   
Information or documents not available now must be given to ASX as soon as      
available.  Information and documents given to ASX become ASX`s property and may
be made public.                                                                 
Introduced 1/7/96.  Origin: Appendix 5.  Amended 1/7/98, 1/9/99, 1/7/2000,      
30/9/2001, 11/3/2002, 1/1/2003.                                                 
Name of entity                                                                  
TAWANA RESOURCES NL                                                             
ABN                                                                             
69 085 166 721                                                                  
We (the entity) give ASX the following information.                             
Part 1  All issues                                                              
You must complete the relevant sections (attach sheets if there is not enough   
space).                                                                         
1  +Class of +securities issued or to be    Unlisted options                    
  issued                                                                        
                                                                                
                                                                                
2  Number of +securities issued or to be    2,500,000 Options                   
  issued (if known) or maximum number                                           
  which may be issued                                                           
                                                                                

3  Principal terms of the +securities (eg,  Options ($0.03, 10 Nov 2013)        
  if options, exercise price and expiry    Options ($0.05, 10 Nov 2015)         
  date; if partly paid +securities, the                                         
amount outstanding and due dates for                                          
  payment; if +convertible securities,                                          
  the conversion price and dates for                                            
  conversion)                                                                   

4  Do the +securities rank equally in all   Options - shares issued on          
  respects from the date of allotment      exercise of options will rank        
  with an existing +class of quoted        equally with existing fully paid     
+securities?                             ordinary shares.                     
                                                                                
  If the additional securities do not                                           
  rank equally, please state:                                                   
* the date from which they do                                                 
  * the extent to which they participate                                        
  for the next dividend, (in the case of                                        
  a trust, distribution) or interest                                            
payment                                                                       
  * the extent to which they do not rank                                        
  equally, other than in relation to the                                        
  next dividend, distribution or interest                                       
payment                                                                       
                                                                                
5  Issue price or consideration             Nil                                 
                                                                                

6  Purpose of the issue                     Issued as an employee/consultant    
  (If issued as consideration for the      incentive grant.                     
  acquisition of assets, clearly identify                                       
those assets)                                                                 
                                                                                
                                                                                
7  Dates of entering +securities into     10 November 2011                      
uncertificated holdings or despatch                                           
  of certificates                                                               
                                                                                
                                                                                
Number          +Class                 
8  Number and +class of all +securities   856,629,043     Ordinary Fully Paid   
  quoted on ASX (including the                           Shares                 
  securities in clause 2 if                                                     
applicable)                                                                   
                                                                                
                                Number       +Class                             
9    Number and +class of all    1,420,000    Options                           
+securities not quoted on                (35c, 30 Nov 2011)                 
    ASX (including the                                                          
    securities in clause 2 if                                                   
    applicable)                                                                 

                                6,750,000    Options                            
                                             (10c, 17 Jan 2014)                 
                                4,000,000    Options                            
(7c, 18 June 2012)                 
                                6,000,000    Options                            
                                             (10c, 17 Jan 2013)                 
                                6,750,000    Options                            
(7c, 17 Jan 2013)                  
                                50,000,000   Options                            
                                             (1c, 23 Feb 2013)                  
                                20,000,000   Options                            
(1c, 31 July 2012)                 
                                50,000,000   Options                            
                                             (1c, 30 July 2013)                 
                                                                                
5,000,000    Options                            
                                             (3c, 9 Sept 2012)                  
                                25,000,000   Options                            
                                             (1c, 8 Mar 2014)                   
5,000,000    Options                            
                                             (5c, 9 Sept 2014)                  
                                1,250,000                                       
                                             Options                            
1,250,000    (3c, 10 Nov 2013)                  
                                                                                
                                             Options                            
                                             (5c, 10 Nov 2015)                  

10   Dividend policy (in the     Unchanged                                      
    case of a trust,                                                            
    distribution policy) on                                                     
the increased capital                                                       
    (interests)                                                                 
Part 2  Bonus issue or pro rata issue                                           
11  Is security holder approval                                                 
required?                                                                    
                                                                                
                                                                                
12  Is the issue renounceable or non-                                           
renounceable?                                                                
                                                                                
13  Ratio in which the +securities                                              
   will be offered                                                              

14  +Class of +securities to which                                              
   the offer relates                                                            
                                                                                
15  +Record date to determine                                                   
   entitlements                                                                 
                                                                                
16  Will holdings on different                                                  
registers (or subregisters) be                                               
   aggregated for calculating                                                   
   entitlements?                                                                
                                                                                
17  Policy for deciding entitlements                                            
   in relation to fractions                                                     
                                                                                
                                                                                
18  Names of countries in which the                                             
   entity has +security holders who                                             
   will not be sent new issue                                                   
   documents                                                                    
Note: Security holders must be                                               
   told how their entitlements are                                              
   to be dealt with.                                                            
   Cross reference: rule 7.7.                                                   

19  Closing date for receipt of                                                 
   acceptances or renunciations                                                 
                                                                                
20  Names of any underwriters                                                   
                                                                                
                                                                                
                                                                                
21  Amount of any underwriting fee                                              
   or commission                                                                
                                                                                
22  Names of any brokers to the                                                 
issue                                                                        
                                                                                
                                                                                
                                                                                
23  Fee or commission payable to the                                            
   broker to the issue                                                          
                                                                                
24  Amount of any handling fee                                                  
payable to brokers who lodge                                                 
   acceptances or renunciations on                                              
   behalf of +security holders                                                  
                                                                                
25  If the issue is contingent on                                               
   +security holders` approval, the                                             
   date of the meeting                                                          
                                                                                
26  Date entitlement and acceptance                                             
   form and prospectus or Product                                               
   Disclosure Statement will be                                                 
   sent to persons entitled                                                     

27  If the entity has issued                                                    
   options, and the terms entitle                                               
   option holders to participate on                                             
exercise, the date on which                                                  
   notices will be sent to option                                               
   holders                                                                      
                                                                                
28  Date rights trading will begin                                              
   (if applicable)                                                              
                                                                                
29  Date rights trading will end (if                                            
applicable)                                                                  
                                                                                
30  How do +security holders sell                                               
   their entitlements in full                                                   
through a broker?                                                            
                                                                                
31  How do +security holders sell                                               
   part of their entitlements                                                   
through a broker and accept for                                              
   the balance?                                                                 
                                                                                
32  How do +security holders dispose                                            
of their entitlements (except by                                             
   sale through a broker)?                                                      
                                                                                
33  +Despatch date                                                              

Part 3  Quotation of securities                                                 
You need only complete this section if you are applying for quotation of        
securities                                                                      
34   Type of securities                                                         
    (tick one)                                                                  
                                                                                
(a)            Securities described in Part 1                                   

(b)     All other securities                                                    
       Example: restricted securities at the end of the escrowed period,        
       partly paid securities that become fully paid, employee incentive        
share securities when restriction ends, securities issued on expiry      
       or conversion of convertible securities                                  
Entities that have ticked box 34(a)                                             
Additional securities forming a new class of securities                         
Tick to indicate you are providing the                                          
information or documents                                                        
35      If the +securities are +equity securities, the names of the 20          
       largest holders of the additional +securities, and the number and        
percentage of additional +securities held by those holders               
                                                                                
36      If the +securities are +equity securities, a distribution schedule      
       of the additional +securities setting out the number of holders in       
the categories                                                           
       1 - 1,000                                                                
       1,001 - 5,000                                                            
       5,001 - 10,000                                                           
10,001 - 100,000                                                         
       100,001 and over                                                         
                                                                                
37      A copy of any trust deed for the additional +securities                 
Entities that have ticked box 34(b)                                             
38  Number of securities for which                                              
   +quotation is sought                                                         
                                                                                

39  Class of +securities for which                                              
   quotation is sought                                                          
                                                                                

40  Do the +securities rank equally in                                          
   all respects from the date of                                                
   allotment with an existing +class of                                         
quoted +securities?                                                          
                                                                                
   If the additional securities do not                                          
   rank equally, please state:                                                  
* the date from which they do                                                
   * the extent to which they                                                   
   participate for the next dividend,                                           
   (in the case of a trust,                                                     
distribution) or interest payment                                            
   * the extent to which they do not                                            
   rank equally, other than in relation                                         
   to the next dividend, distribution or                                        
interest payment                                                             
                                                                                
41  Reason for request for quotation now                                        
   Example: In the case of restricted                                           
securities, end of restriction period                                        
                                                                                
   (if issued upon conversion of another                                        
   security, clearly identify that other                                        
security)                                                                    
                                                                                
                                                                                
                                          Number         +Class                 
42  Number and +class of all +securities                                        
   quoted on ASX (including the                                                 
   securities in clause 38)                                                     
                                                                                
Quotation agreement                                                             
1    +Quotation of our additional +securities is in ASX`s absolute discretion.  
    ASX may quote the +securities on any conditions it decides.                 
2    We warrant the following to ASX.                                           
*    The issue of the +securities to be quoted complies with the law and is 
         not for an illegal purpose.                                            
    *    There is no reason why those +securities should not be granted         
         +quotation.                                                            
*    An offer of the +securities for sale within 12 months after their      
         issue will not require disclosure under section 707(3) or section      
         1012C(6) of the Corporations Act.                                      
    Note: An entity may need to obtain appropriate warranties from subscribers  
for the securities in order to be able to give this warranty                
    *    Section 724 or section 1016E of the Corporations Act does not apply to 
         any applications received by us in relation to any +securities to be   
         quoted and that no-one has any right to return any +securities to be   
quoted under sections 737, 738 or 1016F of the Corporations Act at the 
         time that we request that the +securities be quoted.                   
    *    We warrant that if confirmation is required under section 1017F of the 
         Corporations Act in relation to the +securities to be quoted, it has   
been provided at the time that we request that the +securities be      
         quoted.                                                                
    *    If we are a trust, we warrant that no person has the right to return   
         the +securities to be quoted under section 1019B of the Corporations   
Act at the time that we request that the +securities be quoted.        
3    We will indemnify ASX to the fullest extent permitted by law in respect of 
    any claim, action or expense arising from or connected with any breach of   
    the warranties in this agreement.                                           
4    We give ASX the information and documents required by this form.  If any   
    information or document not available now, will give it to ASX before       
    +quotation of the +securities begins.  We acknowledge that ASX is relying   
    on the information and documents.  We warrant that they are (will be) true  
and complete.                                                               
Winton Willesee                                                                 
Joint Company Secretary                                                         
10 November 2011                                                                
Sponsor                                                                         
PricewaterhouseCoopers Corporate Finance (Pty) Ltd                              
Date: 10/11/2011 08:56:44 Supplied by www.sharenet.co.za                     
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