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Transactions in Investec Limited ordinary shares
Investec Limited Investec plc
Incorporated in the Republic of South Africa Incorporated in England and Wales
Registration number 1925/002833/06 Registration number 3633621
JSE share code: INL LSE share code: INVP
NSX share code: IVD JSE share code: INP
BSE share code: INVESTEC ISIN: GB00B17BBQ50
ISIN: ZAE000081949
As part of the dual listed company structure, Investec plc and Investec Limited (together “Investec”) notify
both the London and Johannesburg Stock Exchanges of those interests (and changes to those interests)
of (i) directors of both entities and the respective company secretaries, (ii) persons discharging managerial
responsibilities (PDMRs) across the group, and (iii) in certain instances the directors of major subsidiaries
of Investec Limited, in the securities of Investec plc and Investec Limited which are required to be disclosed
under Article 19 of the Market Abuse Regulation (Regulation 596/2014), the Disclosure Guidance and
Transparency Rules of the United Kingdom Listing Authority (the “UKLA”) and/or the JSE Listings
Requirements.
On 02 December 2020, the Remuneration Committee of Investec met and agreed awards to certain
qualifying Investec staff. Accordingly, we advise of the following transactions in shares:
1. TRANSACTIONS IN INVESTEC LIMITED ORDINARY SHARES OF ZAR0.0002 EACH (the
“INVESTEC LIMITED ORDINARY SHARES”)
1.1 Award of forfeitable shares in Investec Limited ordinary shares to a Director of a Major Subsidiary
On 03 December 2020, Investec made forfeitable share awards in respect of ordinary shares in the
capital of Investec Limited for nil consideration pursuant to the Investec Limited Share Incentive
Plan. These forfeitable share awards vest in 3 equal tranches 6 months, 18 months and 30 months
from the date of award:
1 Details of the director of a major subsidiary
a) Name Stuart Spencer
2 Reason for the notification
a) Position/status Director of a major subsidiary
b) Initial notification Initial Notification
/Amendment
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each place
where transactions have been conducted
a) Description of the financial
instrument, type of
instrument Ordinary shares of ZAR0.0002 each
Identification code ZAE000081949
b) Nature of the transaction Award of 108,584 forfeitable shares for nil
consideration to vest in three equal tranches 6
months, 18 months and 30 months from the date of
award.
c) Price(s) and volume(s)
Price(s) Volume(s)
Nil 108,584
d) Aggregated information
- Aggregated volume 108,584
- Price Nil
e) Date of the transaction 03 December 2020
f) Place of the transaction Johannesburg
1.2 Award of forfeitable shares in Investec Limited ordinary shares to a Director of a Major Subsidiary
On 03 December 2020, Investec made forfeitable share awards in respect of ordinary shares in the
capital of Investec Limited for nil consideration pursuant to the Investec Limited Share Incentive
Plan. This forfeitable share award vests 6 months from date of award.
1 Details of a director of a major subsidiary
a) Name Stuart Spencer
2 Reason for the notification
a) Position/status Director of a major subsidiary
b) Initial notification Initial Notification
/Amendment
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each place
where transactions have been conducted
a) Description of the financial
instrument, type of
instrument Ordinary shares of ZAR0.0002 each
Identification code ZAE000081949
b) Nature of the transaction Award of 72,389 forfeitable shares for nil
consideration to vests6 months from the date of
award.
c) Price(s) and volume(s)
Price(s) Volume(s)
Nil 72,389
d) Aggregated information
- Aggregated volume 72,389
- Price Nil
e) Date of the transaction 03 December 2020
f) Place of the transaction Johannesburg
1.3 Award of forfeitable shares in Investec Limited ordinary shares to a PDMR
On 03 December 2020, Investec made forfeitable share awards in respect of ordinary shares in the
capital of Investec Limited for nil consideration pursuant to the Investec Limited Share Incentive Plan.
These forfeitable share awards vest in 3 equal tranches 6 months, 18 months and 30 months from the
date of award:
1 Details of the director of a major subsidiary
a) Name Mark Currie
2 Reason for the notification
a) Position/status Person Discharging Managerial Responsibility
b) Initial notification Initial Notification
/Amendment
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and (iv) each place
where transactions have been conducted
a) Description of the financial
instrument, type of
instrument Ordinary shares of ZAR0.0002 each
Identification code ZAE000081949
b) Nature of the transaction Award of 62,048 forfeitable shares for nil
consideration to vest in three equal tranches 6
months, 18 months and 30 months from the date of
award.
c) Price(s) and volume(s)
Price(s) Volume(s)
Nil 62,048
d) Aggregated information
- Aggregated volume 62,048
- Price Nil
e) Date of the transaction 03 December 2020
f) Place of the transaction Johannesburg
Clearance was obtained for the above dealings in securities.
Johannesburg and London
07 December 2020
Sponsor:
Investec Bank Limited
Date: 07-12-2020 05:30:00
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