INVESTEC PLC - Notification of major holdings

Release Date: 02/01/2018 15:45
Code(s): INP INL
Wrap Text
Notification of major holdings

    Investec Limited                                          Investec plc
    Incorporated in the Republic of South Africa              Incorporated in England and Wales
    Registration number 1925/002833/06                        Registration number 3633621
    JSE share code: INL                                       LSE share code: INVP
    NSX share code: IVD                                       JSE share code: INP
    BSE share code: INVESTEC                                  ISIN: GB00B17BBQ50
    ISIN: ZAE000081949

                                                      (jointly “Investec”)

As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock
Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure Guidance,
Transparency Rules and Listing Rules of the United Kingdom Listing Authority (the “UKLA”) and/or the JSE Listing

Accordingly, we advise of the receipt of the following TR-1 notification:

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in
Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying
issuer of existing shares to which voting rights                  Investec Plc
are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                                         X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv
                                                                  Coronation Asset Management (Pty) Ltd acting as
Name                                                              discretionary investment manager on behalf of
                                                                  managed portfolios.
City and country of registered office (if applicable)             Cape Town, South Africa

4. Full name of shareholder(s) (if different from 3.)v

Name                                                              N/A
City and country of registered office (if applicable)

5. Date on which the threshold was crossed or
6. Date on which issuer notified (DD/MM/YYYY):                        02/01/2018

7. Total positions of person(s) subject to the notification obligation
                                                         % of voting rights
                             % of voting rights                                                                Total number of
                                                         through financial            Total of both in %
                             attached to shares                                                                voting rights of
                                                            instruments                  (8.A + 8.B)
                                (total of 8. A)                                                                issuervii
                                                      (total of 8.B 1 + 8.B 2)
Resulting situation on
the date on which
                                4.10                                                      4.10                      669 838 695
threshold was crossed
or reached
Position of previous
notification (if                3.22                                                      3.22

8. Notified details of the resulting situation on the date on which the threshold was crossed
or reachedviii
A: Voting rights attached to shares
Class/type of             Number of voting rightsix                           % of voting rights
ISIN code (if possible)           Direct                 Indirect                      Direct                     Indirect
                             (Art 9 of Directive     (Art 10 of Directive          (Art 9 of Directive        (Art 10 of Directive
                          2004/109/EC) (DTR5.1)        2004/109/EC)             2004/109/EC) (DTR5.1)           2004/109/EC)
                                                         (DTR5.2.1)                                               (DTR5.2.1)

GB00B17BBQ50              27 481 578                                            4.10

SUBTOTAL 8. A                               27 481 578                                               4.10

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1
                                                                            Number of voting rights
Type of financial         Expiration       Exercise/                        that may be acquired if
                                                                                                            % of voting rights
instrument                datex            Conversion Periodxi              the instrument is
                                          SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of
Directive 2004/109/EC (DTR5.3.1.1 (b))
                                          Exercise/             Physical or
Type of financial     Expiration                                                     Number of
                                          Conversion            cash                                     % of voting rights
instrument            datex                                                          voting rights
                                          Period xi             settlementxii


9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv
(please add additional rows as necessary)
                                             % of voting              % of voting rights
                                              rights if it             through financial               Total of both if it
                                             equals or is               instruments if it             equals or is higher
                                           higher than the            equals or is higher             than the notifiable
                                              notifiable              than the notifiable                 threshold
                                              threshold                    threshold
Coronation Fund Managers Ltd
Coronation Investment Management
SA (Pty) Ltd
Coronation Asset Management (Pty)
                                              4.10                                                      4.10
10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional informationxvi

Place of completion        Cape Town, South Africa

Date of completion         02/01/2018

Johannesburg and London
02 January 2018
Sponsor: Investec Bank Limited

Date: 02/01/2018 03:45:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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