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INL/INP - Investec - FORM 8 (DD)
Investec Limited Investec plc
Incorporated in the Republic of South Incorporated in England and Wales
Africa Registration number 3633621
Registration number 1925/002833/06 JSE share code: INP
JSE share code: INL ISIN: GB00B17BBQ50
ISIN: ZAE000081949
(jointly "Investec")
As part of the dual listed company structure, Investec plc and Investec
Limited notify both the London Stock Exchange and the JSE Limited of matters
which are required to be disclosed under the Disclosure, Transparency and
Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the
JSE Listing Requirements.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC BANK PLC / INVESTEC
person acting in concert making the LTD
disclosure:
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
(e) Date dealing undertaken: 04/10/2011
(f) Has the party previously disclosed, or is YES - INVESTEC LTD &
it today disclosing, under the Code in respect EVOLUTION GROUP PLC
of any other party to this offer'
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities
owned and/or controlled: 22,242,401 4.1006 5,138,183 0.9473
(2) Derivatives (other than
options):
(3) Options and agreements
to purchase/sell: 3,215 0.0006 114,106 0.0210
TOTAL: 22,245,616 4.1011 5,252,289 0.9683
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in
relation to which subscription right
exists:
Details, including nature of the
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
ZAR (Cents)
Original Purchase 1,032 4206
Original Purchase 2,427 4208
Original Purchase 3,714 4210
Original Purchase 2,793 4214
Original Purchase 6,758 4215
Original Purchase 4,217 4216
Original Purchase 1,185 4218
Original Purchase 9,532 4220
Original Purchase 6,898 4222
Original Purchase 3,815 4223
Original Purchase 8,596 4224
Original Purchase 17,908 4225
Original Purchase 2,366 4226
Original Purchase 243 4230
Original Purchase 1,740 4230
Original Purchase 5,242 4240
Original Purchase 4,275 4243
Original Purchase 6,203 4244
Original Purchase 1,263 4245
Original Purchase 1,567 4246
Original Purchase 265 4247
Original Purchase 6,398 4249
Original Purchase 6,013 4250
Original Purchase 1,000 4250
Original Purchase 3,267 4251
Original Purchase 1,000 4251
Original Purchase 6,674 4253
Original Purchase 6,444 4254
Original Purchase 1,032 4255
Original Purchase 10,255 4256
Original Purchase 2,063 4256
Original Purchase 7,309 4257
Original Purchase 3,260 4258
Original Purchase 459 4259
Original Purchase 3,260 4260
Original Purchase 5,053 4261
Original Purchase 5,214 4262
Original Purchase 5,123 4263
Original Purchase 9,181 4264
Original Purchase 3,536 4265
Original Purchase 8,533 4266
Original Purchase 9,432 4268
Original Purchase 6,400 4269
Original Purchase 7,219 4270
Original Purchase 2,600 4273
Original Purchase 3,248 4276
Original Purchase 3,010 4278
Original Purchase 8,998 4279
Original Purchase 7,012 4280
Original Purchase 3,242 4283
Original Purchase 413 4284
Original Purchase 2,593 4285
Original Purchase 1,039 4287
Original Purchase 1,193 4288
Original Purchase 3,981 4289
Original Purchase 413 4291
Original Purchase 1,239 4292
Original Purchase 6,714 4300
Original Purchase 3,018 4301
Original Purchase 6,402 4304
Original Purchase 2,384 4305
Original Purchase 413 4314
Original Purchase 5,146 4319
Original Purchase 1,252 4321
Original Purchase 2,064 4338
Original Purchase 2,063 4339
Original Purchase 2,562 4349
Original Sale -1,032 4202
Original Sale -1,032 4206
Original Sale -1,032 4215
Original Sale -1,032 4218
Original Sale -1,032 4220
Original Sale -1,032 4225
Original Sale -702 4230
Original Sale -19,987 4230
Original Sale -1,139 4234
Original Sale -2,064 4235
Original Sale -2,000 4240
Original Sale -1,032 4241
Original Sale -1,032 4244
Original Sale -64 4247
Original Sale -1,032 4249
Original Sale -1,032 4250
Original Sale -1,032 4251
Original Sale -1,864 4252
Original Sale -1,232 4255
Original Sale -10,255 4256
Original Sale -200 4260
Original Sale -700 4260
Original Sale -1,032 4261
Original Sale -101 4261
Original Sale -1,032 4265
Original Sale -100 4268
Original Sale -5,000 4269
Original Sale -1,032 4269
Original Sale -1,700 4270
Original Sale -732 4276
Original Sale -300 4277
Original Sale -2,217 4280
Original Sale -2,100 4280
Original Sale -1,032 4289
Original Sale -500 4295
Original Sale -825 4300
Original Sale -483 4311
(b) Derivatives transactions
(other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing reference unit
security e.g. CFD a long/short securities
position,
increasing/reducing a
long/short position
(c) Options transactions in
respect of existing securities
(i) Writing, selling,
purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant descrip purchasing, securitie price e.g. date money
security tion selling, s to per unit American, paid/
e.g. varying which European received
call etc. option etc. per unit
option relates
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including
subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and
other monetary amounts should
be stated.
Where there have been dealings
in more than one class of
relevant securities of the
offeror or offeree named in
1(c), copy table 3(a), (b), (c)
or (d) (as appropriate) for
each additional class of
relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other
dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements
or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None.
(c) Attachments
Are any Supplemental Forms
attached'
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 05/10/2011
Contact name: Gary Darch
Telephone number: 0207 597 4549
Public disclosures under Rule 8
of the Code must be made to a
Regulatory Information Service
and must also be emailed to the
Takeover Panel at
monitoring@disclosure.org.uk.
The Panel`s Market Surveillance
Unit is available for
consultation in relation to the
Code`s dealing disclosure
requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC BANK PLC/LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Put Option Purchased 4,760 ZAR 42 American 15/12/2011
ordinary
0.02p Put Option Purchased 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Call Option Written 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Futures Purchased 715 European 15/12/2011
ordinary
0.02p Put Option Purchase 2,500 ZAR 46 American 15/12/2011
ordinary
0.02p Futures Written 9,346 European 15/12/2011
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open
Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in
relation to the Code`s dealing disclosure requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
Date: 05/10/2011 10:13:02 Supplied by www.sharenet.co.za
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