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INL/INP - Investec Limited/Investec plc - Form 8 (DD)
Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
(jointly "Investec")
As part of the dual listed company structure, Investec plc and
Investec Limited notify both the London Stock Exchange and the JSE
Limited of matters which are required to be disclosed under the
Disclosure, Transparency and Listing Rules of the United Kingdom
Listing Authority (the "UKLA") and/or the JSE Listing
Requirements.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING
IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY
INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC BANK PLC /
person acting in concert making the INVESTEC LTD
disclosure:
(b) Owner or controller of interests and
short positions disclosed, if different
from 1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation INVESTEC PLC
to whose relevant securities this form
relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the OFFEROR
disclosure:
e.g. offeror, offeree, person acting in
concert with the offeror/offeree
(specify name of offeror/offeree)
(e) Date dealing undertaken: 05/08/2011
(f) Has the party previously disclosed, YES - INVESTEC LTD
or is it today disclosing, under the
Code in respect of any other party to
this offer'
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates
following the dealing
Class of relevant 0.02p ordinary
security:
Interests Short positions
Number % Number %
(1) Relevant securities
owned and/or controlled: 36,009,723 6.6387
(2) Derivatives (other
than options):
(3) Options and agreements 113,526 0.0209
to purchase/sell:
TOTAL: 36,009,723 6.6387 113,526 0.0209
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements
to purchase or sell relevant securities, should be given on a
Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors`
and other executive options)
Class of relevant security in
relation to which subscription
right exists:
Details, including nature of
the rights concerned and
relevant percentages:
If there are positions or rights to subscribe to disclose in more
than one class of relevant securities of the offeror or offeree
named in 1(c), copy table 2(a) or (b) (as appropriate) for each
additional class of relevant security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per unit
relevant securities ZAR (Cents)
security
Ordinary Purchase 372 4608
Purchase 169 4614
Purchase 1823 4615
Purchase 1010 4624
Purchase 841 4647
Purchase 5831 4648
Purchase 5559 4649
Purchase 1761 4649
Purchase 65269 4650
Purchase 10988 4650
Purchase 2017 4651
Purchase 827 4652
Purchase 1167 4654
Purchase 932 4655
Purchase 3451 4656
Purchase 1408 4657
Purchase 380 4660
Purchase 827 4661
Purchase 827 4662
Purchase 827 4665
Purchase 2500 4666
Purchase 400 4668
Purchase 22500 4670
Purchase 10477 4670
Purchase 216 4670
Purchase 1677 4673
Purchase 637 4675
Purchase 250 4675
Purchase 827 4678
Purchase 827 4679
Purchase 1772 4680
Purchase 2210 4681
Purchase 2465 4685
Purchase 827 4693
Purchase 1860 4700
Purchase 262 4701
Purchase 827 4704
Purchase 6000 4705
Purchase 3308 4709
Purchase 1800 4710
Purchase 5200 4711
Purchase 827 4713
Purchase 827 4718
Purchase 3500 4718
Purchase 827 4719
Purchase 5827 4720
Purchase 100000 4724
Purchase 827 4726
Purchase 3150 4728
Purchase 500 4730
Purchase 1500 4735
Purchase 4725 4738
Purchase 101 4740
Purchase 15668 4740
Purchase 101 4742
Purchase 864 4742
Purchase 12394 4745
Purchase 901 4746
Purchase 827 4749
Purchase 71447 4750
Purchase 915 4751
Purchase 95 4752
Purchase 6859 4753
Purchase 827 4754
Purchase 8631 4754
Purchase 665 4755
Purchase 2031 4756
Purchase 2827 4758
Purchase 5000 4760
Purchase 2500 4765
Purchase 665 4766
Purchase 827 4767
Purchase 2000 4770
Purchase 827 4778
Purchase 700 4788
Purchase 127 4792
Purchase 32605 4800
Purchase 1300 4800
Purchase 1739 4801
Purchase 2000 4815
Sale 372 4608
Sale 169 4614
Sale 658 4615
Sale 2810 4620
Sale 1210 4624
Sale 841 4647
Sale 6131 4648
Sale 13944 4649
Sale 1761 4649
Sale 827 4650
Sale 164535 4650
Sale 10988 4650
Sale 827 4652
Sale 1167 4654
Sale 432 4655
Sale 827 4656
Sale 106 4659
Sale 827 4661
Sale 827 4662
Sale 827 4665
Sale 2500 4666
Sale 870 4669
Sale 1314 4670
Sale 216 4670
Sale 46214 4670
Sale 216 4670
Sale 827 4675
Sale 250 4675
Sale 827 4678
Sale 827 4679
Sale 827 4681
Sale 1000 4684
Sale 1033 4685
Sale 827 4693
Sale 648 4694
Sale 352 4695
Sale 1860 4700
Sale 230 4700
Sale 262 4701
Sale 827 4704
Sale 3308 4709
Sale 500 4710
Sale 827 4713
Sale 1413 4714
Sale 750 4717
Sale 827 4718
Sale 827 4719
Sale 827 4720
Sale 400 4723
Sale 100000 4724
Sale 827 4726
Sale 1500 4735
Sale 911 4738
Sale 101 4740
Sale 101 4742
Sale 200 4744
Sale 827 4745
Sale 250 4746
Sale 827 4749
Sale 1654 4750
Sale 39074 4750
Sale 95 4752
Sale 1559 4753
Sale 300 4753
Sale 8631 4754
Sale 827 4754
Sale 665 4755
Sale 665 4756
Sale 827 4758
Sale 665 4766
Sale 827 4767
Sale 827 4778
Sale 676 4781
Sale 1824 4782
Sale 1010 4788
Sale 127 4792
Sale 827 4800
Sale 1679 4800
Sale 1300 4800
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. reference unit
security e.g. CFD opening/closing a securities
long/short
position,
increasing/reducing
a long/short
position
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of descrip- purchasing, of price e.g. date money
rele- tion e.g. selling, securi- per American, paid/
vant call varying Ties unit European received
se- option etc. To etc. per unit
curity which
option
relates
(ii) Exercising
Class of Product Number of Exercise price
relevant description securities per unit
security e.g. call
option
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per
relevant e.g. subscription, unit (if
security conversion applicable)
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table
3(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding, formal or informal, relating to relevant
securities which may be an inducement to deal or refrain from
dealing entered into by the party to the offer or person acting in
concert making the disclosure and any other person:
If there are no such agreements, arrangements or understandings,
state "none"
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in
concert making the disclosure and any other person relating to:
(i)the voting rights of any relevant securities under any option;
or
(ii)the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
None.
(c) Attachments
Are any Supplemental Forms attached'
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 08/08/2011
Contact name: Gary Darch
Telephone number: 0207 597 4549
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel`s
Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel`s website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions INVESTEC BANK PLC/LTD
are being disclosed:
Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities the
disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written Number of Exercise Type Expiry
relevant description or securities price e.g. date
security e.g. call purchased to which per unit American,
option option or European
derivative etc.
relates
0.02p Put Option Purchased 4,760 ZAR 42 American 15/12/2011
ordinary
0.02p Call Option Purchased 1,000 ZAR 59 American 15/09/2011
ordinary
0.02p Put Option Purchased 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Call Option Purchased 25,000 ZAR 62 European 31/08/2011
ordinary
0.02p Put Option Written 25,000 ZAR 52 European 31/08/2011
ordinary
0.02p Call Option Written 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Futures Purchased 715 European 15/12/2011
ordinary
0.02p Futures Written 8,766 European 15/09/2011
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to contracts for differences ("CFDs")
or spread bets.
The currency of all prices and other monetary amounts should be
stated.
The Panel`s Market Surveillance Unit is available for consultation
in relation to the Code`s dealing disclosure requirements on +44
(0)20 7638 0129.
The Code can be viewed on the Panel`s website at
www.thetakeoverpanel.org.uk.
Date: 08/08/2011 14:58:01 Supplied by www.sharenet.co.za
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