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INL/INP - Investec Limited/Investec plc - FORM 8 (DD)

Release Date: 05/08/2011 14:27
Code(s): INL INP
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INL/INP - Investec Limited/Investec plc - FORM 8 (DD) Investec Limited Incorporated in the Republic of South Africa Registration number 1925/002833/06 JSE share code: INL ISIN: ZAE000081949 Investec plc Incorporated in England and Wales Registration number 3633621 JSE share code: INP ISIN: GB00B17BBQ50 (jointly "Investec") As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure, Transparency and Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing Requirements. FORM 8 (DD) PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS) Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Identity of the party to the offer or INVESTEC LTD person acting in concert making the disclosure: (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient (c) Name of offeror/offeree in relation to INVESTEC LTD whose relevant securities this form relates: Use a separate form for each offeror/offeree (d) Status of person making the disclosure: OFFEROR e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree) (e) Date dealing undertaken: 04/08/2011 (f) Has the party previously disclosed, or is YES - INVESTEC PLC it today disclosing, under the Code in respect of any other party to this offer' 2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing Class of relevant security: ZAR 0.0002 ordinary Interests Short positions Number % Number %
(1) Relevant securities owned and/or controlled: 14,423,284 5.2254 (2) Derivatives (other than options): (3) Options and agreements 16,720 0.0061 to purchase/sell: 16,720 0.0061 TOTAL: 14,423,284 5.2254 All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL). (b) Rights to subscribe for new securities (including directors` and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE (a) Purchases and sales Class of Purchase/sale Number of Price per unit relevant securities security
Ordinary Purchase 18,978.00 ZAR 4985 Purchase 100.00 ZAR 4946
Purchase 562.00 ZAR 4955 Purchase 494.00 ZAR 4967
Purchase 1,000.00 ZAR 4981 Purchase 460.00 ZAR 4984
Purchase 14,506.00 ZAR 5000 Purchase 431.00 ZAR 5018
Purchase 4,350.00 ZAR 5019 Purchase 13,614.00 ZAR 5036
Sale 24,474.00 ZAR 4884
Sale 9,604.00 ZAR 4925 Sale 3,496.00 ZAR 4930
Sale 20,295.00 ZAR 4940 Sale 528.00 ZAR 4941
Sale 4,059.00 ZAR 4944 Sale 5,214.00 ZAR 4950
Sale 4,000.00 ZAR 4956 Sale 1,479.00 ZAR 4960
Sale 624.00 ZAR 4961 Sale 266.00 ZAR 4968
Sale 435.00 ZAR 4970 (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description e.g. opening/closing a reference unit security e.g. CFD long/short position, securities increasing/reducing a
long/short position (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of Product Writing, Number of Exercise Type Expiry Optio relevant description purchasing, securities price e.g. date n security e.g. call selling, to which per unit American, money option varying option European paid/ etc. relates etc. recei ved per
unit (ii) Exercising Class of relevant Product Number of Exercise price per security description securities unit e.g. call option
(d) Other dealings (including subscribing for new securities) Class of Nature of dealing Details Price per unit relevant e.g. subscription, (if applicable) security conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: If there are no such agreements, arrangements or understandings, state "none" (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" None. (c) Attachments Are any Supplemental Forms attached' Supplemental Form 8 (Open Positions) YES Supplemental Form 8 (SBL) NO Date of disclosure: 05/08/2011 Contact name: Gary Darch Telephone number: 0207 597 4549 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel`s Market Surveillance Unit is available for consultation in relation to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk. SUPPLEMENTAL FORM 8 (OPEN POSITIONS) DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC. Note 5(i) on Rule 8 of the Takeover Code (the "Code") 1. KEY INFORMATION Identity of person whose open positions are INVESTEC LTD being disclosed: Name of offeror/offeree in relation to whose INVESTEC LTD relevant securities the disclosure relates: 2. OPTIONS AND DERIVATIVES Class of Product Written or Number of Exercise Type Expiry relevant description purchased securities price e.g. date security e.g. call to which per unit American, option option or European derivative etc. relates ZAR Put Option Purchased 16,720 ZAR 46 American 15/09/2011 0.0002 Ordinary ZAR Futures Written 918 European 15/09/2011 0.0002 Ordinary 3. AGREEMENTS TO PURCHASE OR SELL ETC. Full details should be given so that the nature of the interest or position can be fully understood: It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets. The currency of all prices and other monetary amounts should be stated. The Panel`s Market Surveillance Unit is available for consultation in relation to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk. Date: 05/08/2011 14:27:00 Supplied by www.sharenet.co.za Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited (`JSE`). The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on, information disseminated through SENS.

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