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Dealings in Securities by a Director
Investec Limited Investec plc
Incorporated in the Republic of South Africa Incorporated in England and Wales
Registration number 1925/002833/06 Registration number 3633621
JSE share code: INL LSE share code: INVP
NSX share code: IVD JSE share code: INP
BSE share code: INVESTEC ISIN: GB00B17BBQ50
ISIN: ZAE000081949
As part of the dual listed company structure, Investec plc and Investec Limited (together “Investec”) notify
both the London and Johannesburg Stock Exchanges of those interests (and changes to those interests) of
(i) directors of both entities and the respective company secretaries, (ii) persons discharging managerial
responsibilities (PDMRs) and persons closely associated with them, and (iii) in certain instances the directors
of major subsidiaries of Investec Limited, in the securities of Investec plc and Investec Limited which are
required to be disclosed under Article 19 of the Market Abuse Regulation (Regulation 596/2014), the
Disclosure and Transparency Rules of the United Kingdom Listing Authority (the “UKLA”) and/or the JSE
Listing Requirements.
1. Dealings in Securities by a Director – Bernard Kantor
Notification of vesting, sale and take up and retention of Investec Plc Ordinary Shares of GBP0.0002 each
held in terms of the Investec Plc Executive Incentive Plan 2013.
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name
Bernard Kantor
2 Reason for the notification
a) Position/status Director
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec Plc
b) LEI 2138007Z3U5GWDN3MY22
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction On market sale of shares following the exercise of
conditional share awards to satisfy a tax liability arising
on vesting of conditional share awards held in terms of
the Investec Plc Executive Incentive Plan 2013
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP5.55 272,103
d) Aggregated information
- Aggregated volume 272,103
- Price GBP5.55
e) Date of the transaction 19 September 2017
f) Place of the transaction London
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction Vesting and retention of shares for a six month period
following the exercise of conditional share awards in
Investec Plc Ordinary shares
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP5.55 331,359
d) Aggregated information
- Aggregated volume 331,359
- Price GBP5.55
e) Date of the transaction 19 September 2017
f) Place of the transaction London
In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following additional
information:
On market sale:
Volume weighted average price GBP5.55
Total value of transaction GBP1,511,376.79
Highest price GBP5.59
Lowest price GBP5.50
Nature of interest Direct Beneficial
Vesting and retention:
Volume weighted average price GBP5.55
Total value of transaction GBP1,839,042.45
Highest price GBP5.59
Lowest price GBP5.50
Nature of interest Direct Beneficial
2. Dealings in Securities by a Director – Glynn Burger
Notification of vesting, sale and take up and retention of Investec PLC Ordinary Shares of GBP0.0002 each
held in terms of the Investec PLC Executive Incentive Plan 2013.
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name
Glynn Burger
2 Reason for the notification
a) Position/status Director
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec Plc
b) LEI 2138007Z3U5GWDN3MY22
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction On market sale of shares following the exercise of
conditional share awards to satisfy a tax liability arising
on vesting of conditional share awards held in terms of
the Investec Plc Executive Incentive Plan 2013
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP5.55 281,596
d) Aggregated information
- Aggregated volume 281,596
- Price GBP5.55
e) Date of the transaction 19 September 2017
f) Place of the transaction London
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction Vesting and retention of shares for a six month period
following the exercise of conditional share awards in
Investec Plc Ordinary Shares
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP5.55 321,866
d) Aggregated information
- Aggregated volume 321,866
- Price GBP5.55
e) Date of the transaction 19 September 2017
f) Place of the transaction London
In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following additional
information:
On market sale:
Volume weighted average price GBP5.55
Total value of transaction GBP1,564,104.99
Highest price GBP5.59
Lowest price GBP5.50
Nature of interest Direct Beneficial
Vesting and retention:
Volume weighted average price GBP5.55
Total value of transaction GBP1,786,356.30
Highest price GBP5.59
Lowest price GBP5.50
Nature of interest Direct Beneficial
3. Dealings in Securities by a Director – Stephen Koseff
Notification of vesting, sale and take up and retention of Investec PLC Ordinary Shares of GBP0.0002 each
held in terms of the Investec PLC Executive Incentive Plan 2013:
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name
Stephen Koseff
2 Reason for the notification
a) Position/status Director
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec Plc
b) LEI 2138007Z3U5GWDN3MY22
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction On market sale of shares following the exercise of
conditional share awards to satisfy a tax liability arising
on vesting of conditional share awards held in terms of
the Investec Plc Executive Incentive Plan 2013
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP5.55 25,128
d) Aggregated information
- Aggregated volume 25,128
- Price GBP5.55
e) Date of the transaction 19 September 2017
f) Place of the transaction London
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of GBP0.0002 each
Identification code GB00B17BBQ50
b) Nature of the transaction Vesting and retention of shares for a six month period
following the exercise of conditional share awards in
Investec Plc Ordinary Shares
c) Price(s) and volume(s)
Price(s) Volume(s)
GBP5.55 578,334
d) Aggregated information
- Aggregated volume 578,334
- Price GBP5.55
e) Date of the transaction 19 September 2017
f) Place of the transaction London
In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following additional
information:
On market sale:
Volume weighted average price GBP5.55
Total value of transaction GBP139,516.66
Highest price GBP5.56
Lowest price GBP5.54
Nature of interest Direct Beneficial
Vesting and retention:
Volume weighted average price GBP5.55
Total value of transaction GBP3,209,753.70
Highest price GBP5.59
Lowest price GBP5.50
Nature of interest Direct Beneficial
Notification of sale of Investec Limited Ordinary Shares of ZAR0.0002:
1 Details of the person discharging managerial responsibilities / person closely
associated
a) Name
Stephen Koseff
2 Reason for the notification
a) Position/status Director
b) Initial notification /Amendment Initial notification
3 Details of the issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor
a) Name Investec Limited
b) LEI n/a
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
a) Description of the financial
instrument, type of instrument Ordinary shares of ZAR0.0002 each (INL Shares)
Identification code ZAE000081949
b) Nature of the transaction On market sale of INL Shares to satisfy tax liability
arising on vesting of conditional share awards held in
terms of the Investec Plc Executive Incentive Plan 2013
c) Price(s) and volume(s)
Price(s) Volume(s)
ZAR99.59 271,558
d) Aggregated information
- Aggregated volume 271,558
- Price ZAR99.59
e) Date of the transaction 18 September 2017
f) Place of the transaction Johannesburg
In compliance with Rules 3.63 – 3.74 of the JSE Listing Requirements we disclose the following additional
information:
Volume weighted average price ZAR99.59
Total value of transaction ZAR27,044,515.53
Highest price ZAR100.37
Lowest price ZAR99.15
Nature of interest Direct beneficial
Clearance was obtained for the above dealings in securities.
Johannesburg and London
20 September 2017
Sponsor:
Investec Bank Limited
Date: 20/09/2017 05:30:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.
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