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INVESTEC LIMITED - Notification of Major Holdings

Release Date: 29/01/2018 17:00
Code(s): INL INP     PDF:  
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Notification of Major Holdings

  Investec Limited                                          Investec plc
  Incorporated in the Republic of South Africa              Incorporated in England and Wales
  Registration number 1925/002833/06                        Registration number 3633621
  JSE share code: INL                                       LSE share code: INVP
  NSX share code: IVD                                       JSE share code: INP
  BSE share code: INVESTEC                                  ISIN: GB00B17BBQ50
  ISIN: ZAE000081949

                                                     (jointly “Investec”)

 As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock Exchange and
 the JSE Limited of matters which are required to be disclosed under the Disclosure Guidance, Transparency Rules and
 Listing Rules of the United Kingdom Listing Authority (the “UKLA”) and/or the JSE Listing Requirements.

 Accordingly, we advise of the receipt of the following TR-1 notification:




NOTIFICATION OF MAJOR HOLDINGS

1a. Identity of the issuer or the underlying issuer
                                                                                                        Investec Plc.
of existing shares to which voting rights are
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                                          X
An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv
                                                                   Coronation Asset Management (Pty) Ltd acting as
Name                                                               discretionary investment manager on behalf of
                                                                   managed portfolios.
City and country of registered office (if applicable)              Cape Town, South Africa

4. Full name of shareholder(s) (if different from 3.)v

Name                                                               N/A

City and country of registered office (if applicable)
5. Date on which the threshold was crossed or
                                                                          29/01/2018
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY):                            29/01/2018

7. Total positions of person(s) subject to the notification obligation
                                                             % of voting rights
                                  % of voting rights                                                              Total number
                                                             through financial            Total of both in %
                                 attached to shares                                                               of voting rights
                                                                instruments                  (8.A + 8.B)
                                    (total of 8. A)                                                               of issuervii
                                                          (total of 8.B 1 + 8.B 2)
Resulting situation on the
date on which threshold         6.20%                                                   6.20%                     669 838 695
was crossed or reached
Position of previous
notification (if                5.59%                                                   5.59%
applicable)


8. Notified details of the resulting situation on the date on which the threshold was crossed
or reachedviii
A: Voting rights attached to shares
Class/type of             Number of voting rightsix                             % of voting rights
shares
ISIN code (if possible)             Direct                 Indirect                      Direct                    Indirect
                                (Art 9 of Directive    (Art 10 of Directive          (Art 9 of Directive       (Art 10 of Directive
                             2004/109/EC) (DTR5.1)       2004/109/EC)             2004/109/EC) (DTR5.1)          2004/109/EC)
                                                           (DTR5.2.1)                                              (DTR5.2.1)


GB0006834344              41 539 400                                            6.20%




SUBTOTAL 8. A             41 539 400                                            6.20%



B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1
(a))
                                                                              Number of voting rights
Type of financial         Expiration         Exercise/                        that may be acquired if
                                                                                                           % of voting rights
instrument                datex              Conversion Periodxi              the instrument is
                                                                              exercised/converted.
                                          SUBTOTAL 8. B 1



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of
Directive 2004/109/EC (DTR5.3.1.1 (b))
                                          Exercise/             Physical or
Type of financial     Expiration                                                     Number of
                                          Conversion            cash                                     % of voting rights
instrument            datex                                                          voting rights
                                          Period xi             settlementxii




                                                                SUBTOTAL
                                                                8.B.2



9. Information in relation to the person subject to the notification obligation (please mark
the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv          X
(please add additional rows as necessary)
                                                                       % of voting rights
                                                                                                       Total of both if it
                                      % of voting rights if             through financial
                                                                                                         equals or is
                                     it equals or is higher              instruments if it
            Namexv                                                                                     higher than the
                                       than the notifiable             equals or is higher
                                                                                                          notifiable
                                           threshold                   than the notifiable
                                                                                                          threshold
                                                                            threshold
Coronation Fund
Managers Ltd
Coronation Investment
Management SA (Pty) Ltd
Coronation Asset
                                     6.20%                                                            6.20%
Management (Pty) Ltd
10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held



11. Additional informationxvi




Place of completion         Cape Town, South Africa
Date of completion          29 January 2018

        Johannesburg and London
        29 January 2018
        Sponsor: Investec Bank Limited

Date: 29/01/2018 05:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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