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INL/INP - Investec - FORM 8 (DD)
Investec Limited Investec plc
Incorporated in the Republic of South Incorporated in England and Wales
Africa Registration number 3633621
Registration number 1925/002833/06 JSE share code: INP
JSE share code: INL ISIN: GB00B17BBQ50
ISIN: ZAE000081949
(jointly "Investec")
As part of the dual listed company structure, Investec plc and Investec
Limited notify both the London Stock Exchange and the JSE Limited of matters
which are required to be disclosed under the Disclosure, Transparency and
Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the
JSE Listing Requirements.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC BANK PLC / INVESTEC
person acting in concert making the LTD
disclosure:
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify name
of offeror/offeree)
(e) Date dealing undertaken: 23/09/2011
(f) Has the party previously disclosed, or is YES - INVESTEC LTD & EVOLUTION
it today disclosing, under the Code in respect GROUP PLC
of any other party to this offer'
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities
owned and/or controlled: 21,505,000 3.9647 710,203 0.1309
(2) Derivatives (other than
options):
(3) Options and agreements
to purchase/sell: 3,215 0.0006 114,106 0.0210
TOTAL: 21,508,215 3.9652 1,088,885 0.2007
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in
relation to which subscription right
exists:
Details, including nature of the
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities ZAR (Cents)
Ordinary Purchase 20,634 4548
Ordinary Purchase 12,487 4548
Ordinary Purchase 200 4550
Ordinary Purchase 1,212 4560
Ordinary Purchase 825 4563
Ordinary Purchase 825 4564
Ordinary Purchase 1,650 4566
Ordinary Purchase 825 4572
Ordinary Purchase 825 4574
Ordinary Purchase 10,000 4605
Ordinary Purchase 344 4649
Ordinary Purchase 2,000 4650
Ordinary Purchase 500 4650
Ordinary Sale 825 4518
Ordinary Sale 68,852 4520
Ordinary Sale 2,482 4521
Ordinary Sale 825 4533
Ordinary Sale 10,000 4535
Ordinary Sale 2,169 4537
Ordinary Sale 825 4539
Ordinary Sale 8,539 4540
Ordinary Sale 825 4541
Ordinary Sale 825 4542
Ordinary Sale 1,650 4545
Ordinary Sale 536 4547
Ordinary Sale 26 4548
Ordinary Sale 1,650 4548
Ordinary Sale 699 4550
Ordinary Sale 48,067 4550
Ordinary Sale 2,475 4551
Ordinary Sale 1,011 4551
Ordinary Sale 1,776 4552
Ordinary Sale 372 4552
Ordinary Sale 825 4553
Ordinary Sale 825 4554
Ordinary Sale 1,230 4555
Ordinary Sale 1,650 4557
Ordinary Sale 38,508 4560
Ordinary Sale 2,700 4563
Ordinary Sale 60 4563
Ordinary Sale 300 4564
Ordinary Sale 5,000 4570
Ordinary Sale 161 4577
Ordinary Sale 5,000 4577
Ordinary Sale 825 4580
Ordinary Sale 10,000 4580
Ordinary Sale 825 4587
Ordinary Sale 825 4625
Ordinary Sale 269 4627
Ordinary Sale 825 4628
Ordinary Sale 1,000 4635
Ordinary Sale 1,650 4635
Ordinary Sale 1,500 4640
Ordinary Sale 825 4641
Ordinary Sale 900 4642
Ordinary Sale 825 4666
Ordinary Sale 825 4674
Ordinary Sale 825 4679
Ordinary Sale 825 4691
Ordinary Sale 825 4709
(b) Derivatives transactions (other
than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Options transactions in respect of
existing securities
(i) Writing, selling, purchasing or
varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant descrip purchasing, securities price e.g. date money
security tion selling, to which per unit America paid/
e.g. varying option n, receive
call etc. relates Europea d per
option n etc. unit
(ii) Exercising
Class of relevant Product Number of Exercise price per
security description securities unit
e.g. call option
(d) Other dealings (including
subscribing for new securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and other
monetary amounts should be stated.
Where there have been dealings in more
than one class of relevant securities
of the offeror or offeree named in
1(c), copy table 3(a), (b), (c) or (d)
(as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing
arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party to
the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or
understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None.
(c) Attachments
Are any Supplemental Forms attached'
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 26/09/2011
Contact name: Jacqueline Lovis
Telephone number: 0207 597 4815
Public disclosures under Rule 8 of the
Code must be made to a Regulatory
Information Service and must also be
emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The
Panel`s Market Surveillance Unit is
available for consultation in relation
to the Code`s dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC BANK PLC/LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Put Option Purchased 4,760 ZAR 42 American 15/12/2011
ordinary
0.02p Put Option Purchased 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Call Option Written 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Futures Purchased 715 European 15/12/2011
ordinary
0.02p Put Option Purchase 2,500 ZAR 46 American 15/12/2011
ordinary
0.02p Futures Written 9,346 European 15/12/2011
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in relation
to the Code`s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel`s website at www.thetakeoverpanel.org.uk.
Date: 26/09/2011 12:08:01 Supplied by www.sharenet.co.za
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