Standard form for notification of major holdings
Investec Limited Investec plc
Incorporated in the Republic of South Africa Incorporated in England and Wales
Registration number 1925/002833/06 Registration number 3633621
JSE share code: INL LSE share code: INVP
NSX share code: IVD JSE share code: INP
BSE share code: INVESTEC ISIN: GB00B17BBQ50
ISIN: ZAE000081949
(jointly “Investec”)
As part of the dual listed company structure, Investec plc and Investec Limited notify both the
London Stock Exchange and the JSE Limited of matters which are required to be disclosed
under the Disclosure Guidance and Transparency Rules and the Listing Rules of the United
Kingdom Listing Authority (the “UKLA”) and/or the JSE Listing Requirements.
Accordingly, we advise of the receipt of the following TR-1 notification:
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are INVESTEC PLC
attached:
1b. Please indicate if the issuer is a non-UK issuer
Non-UK issuer
2. Reason for the notification
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligation
PUBLIC INVESTMENT CORPORATION SOC
Name
LIMITED
City and country of registered office (if applicable) PRETORIA, SOUTH AFRICA
4. Full name of shareholder(s) (if different from 3.)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or
27/09/2018
reached:
6. Date on which issuer notified: 27/09/2018
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights through financial Total number of
Total of both in %
attached to shares instruments voting rights of
(8.A + 8.B)
(total of 8. A) (total of 8.B 1 + 8.B issuer
2)
Resulting situation
on the date on
which threshold 8.009% 8.009% 680 447 867
was crossed or
reached
Position of previ-
ous notification (if 7.915% 7.915%
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares
Direct Indirect Direct Indirect
ISIN code (if possi-
ble) (Art 9 of Directive (Art 10 of Di- (Art 9 of Directive (Art 10 of Di-
2004/109/EC) rective 2004/109/EC) rective
(DTR5.1) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
Ordinary Shares 54 494 191 8.009%
SUBTOTAL 8. A 54 494 191 8.009%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting
Expira- rights that may be
Type of financial Exercise/ % of voting
tion acquired if the instru-
instrument Conversion Period rights
date ment is
exercised/converted
SUBTOTAL 8. B 1 NIL NIL
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Exercise/ Physical or
Type of finan- Expiration Number of % of voting
Conversion cash
cial instrument date voting rights rights
Period settlement
SUBTOTAL
NIL NIL
8.B.2
9. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding directly or indirectly an interest in the (under-
lying) issuer
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal
entity
% of voting rights
% of voting rights if it Total of both if it
through financial in-
equals or is higher equals or is higher
Name struments if it equals
than the notifiable than the notifiable
or is higher than the
threshold threshold
notifiable threshold
PUBLIC INVESTMENT
CORPORATION SOC 8.009% 8.009%
LIMITED
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A
11. Additional information
Name: MDUDUZI NSIBANDE
E-Mail: Mduduzi.Nsibande@pic.gov.za
TEL: +27 742 3536
Place of completion PRETORIA, SOUTH AFRICA
Date of completion 27 September 2018
Johannesburg and London
01 October 2018
Sponsor: Investec Bank Limited
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