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ANGLO AMERICAN PLC - Notification of transactions by Directors and PDMRs

Release Date: 19/12/2022 17:30
Code(s): AGL     PDF:  
Wrap Text
Notification of transactions by Directors and PDMRs

Anglo American plc (the “Company”)
Registered office: 17 Charterhouse Street, London EC1N 6RA
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

                              Notification of transactions by Directors and PDMRs

The Company announces the following transactions in its Ordinary shares by Directors and Persons
Discharging Managerial Responsibility (PDMRs):

      •   Purchases of Ordinary Shares under the Company’s Share Incentive Plan, a UK HM Revenue &
          Customs (“HMRC”) approved all-employee share plan under which employees are able to buy
          Shares using monthly deductions from salary (Partnership Shares) and are allotted an
          equivalent number of Shares by the Company (Matching Shares).
      •   Exercises of share options granted under the Company’s Sharesave Plan, an HMRC approved
          all-employee Save As You Earn (“SAYE”) share option plan under which employees are able to
          save from their monthly salary funds to exercise share options at the end of the savings period
          at a fixed discounted option price.
      •   Awards of Ordinary Shares made on 16 December 2022 under the Company's Non-Cyclical
          Share Award Plan ("NCA") at nil cost to Natascha Viljoen, a PDMR.
          A total award of 13,461 shares to vest on 11 March 2025 was made on the same terms as
          those granted to Directors and PDMRs under the Company's Long Term Incentive Plan ("LTIP")
          as announced on 11 March 2022. As such, this award is subject to the satisfaction of
          performance conditions as set out in the Company's 2021 Remuneration Report and any
          vested shares will then be subject to a further two-year holding period to be released no
          earlier than on 11 March 2027.
          This award was made to recognise Ms. Viljoen’s contribution to the Anglo American Group
          through her role as a member of the Group Management Committee; she continues to
          participate in the Anglo American Platinum (“AAP”) LTIP in respect of her role as AAP CEO.
          From 2023 onwards, Ms. Viljoen will receive an annual award of Anglo American plc shares
          under the LTIP, granted at the same time as for other Directors and PDMRs.

In accordance with Article 19 of the UK Market Abuse Regulation, the relevant FCA notifications are
set out below.

1.   Details of PDMR / PCA
a)   Name                            Didier Charreton

2.   Reason for the notification
a)   Position / status               Group Director – People and Organisation (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument

     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Acquisition of Partnership and Matching Shares under the Anglo
                                     American plc Share Incentive Plan, an HMRC approved all-
                                     employee share plan
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                   Volume(s)
                                     GBP 31.72                  4 (Partnership Shares)
                                     GBP 31.72                  4 (Matching Shares)
e)   Aggregated information
     Aggregated volume               8
     Price                           GBP 31.72
f)   Date of the transaction         2022-12-14
g)   Place of the transaction        London Stock Exchange – XLON


1.   Details of PDMR / PCA
a)   Name                            Bruce Cleaver

2.   Reason for the notification
a)   Position / status               CEO De Beers (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Acquisition of Partnership and Matching Shares under the Anglo
                                     American plc Share Incentive Plan, an HMRC approved all-
                                     employee share plan
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                   Volume(s)
                                     GBP 31.72                  5 (Partnership Shares)
                                     GBP 31.72                  5 (Matching Shares)
e)   Aggregated information
     Aggregated volume               10
     Price                           GBP 31.72
f)   Date of the transaction         2022-12-14
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                            Anik Michaud

2.   Reason for the notification
a)   Position / status               Group Director - Corporate Relations and Sustainable Impact
                                     (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Acquisition of Partnership and Matching Shares under the Anglo
                                     American plc Share Incentive Plan, an HMRC approved all-
                                     employee share plan
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                 Volume(s)
                                     GBP 31.72                3 (Partnership Shares)
                                     GBP 31.72                3 (Matching Shares)
e)   Aggregated information
     Aggregated volume               6
     Price                           GBP 31.72
f)   Date of the transaction         2022-12-14
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                            Tony O'Neill

2.   Reason for the notification
a)   Position / status               Technical Director (Director/PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Acquisition of Partnership and Matching Shares under the Anglo
                                     American plc Share Incentive Plan, an HMRC approved all-
                                     employee share plan

c)   Currency                        GBP - British Pound

d)   Price(s) and volume(s)
                                     Price(s)                 Volume(s)
                                     GBP 31.72                5 (Partnership Shares)
                                     GBP 31.72                5 (Matching Shares)
e)   Aggregated information
     Aggregated volume               10
     Price                           GBP 31.72
f)   Date of the transaction         2022-12-14
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                            Stephen Pearce

2.   Reason for the notification
a)   Position / status               Finance Director (Director/PDMR)
b)   Initial notification /           Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Acquisition of Partnership and Matching Shares under the Anglo
                                     American plc Share Incentive Plan, an HMRC approved all-
                                     employee share plan
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                  Volume(s)
                                     GBP 31.72                 5 (Partnership Shares)
                                     GBP 31.72                 5 (Matching Shares)
e)   Aggregated information
     Aggregated volume               10
     Price                           GBP 31.72
f)   Date of the transaction         2022-12-14
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                            Duncan Wanblad

2.   Reason for the notification
a)   Position / status               Chief Executive (Director/PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc

b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Acquisition of Partnership and Matching Shares under the Anglo
                                     American plc Share Incentive Plan, an HMRC approved all-
                                     employee share plan
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                   Volume(s)
                                     GBP 31.72                  4 (Partnership Shares)
                                     GBP 31.72                  4 (Matching Shares)
e)   Aggregated information
     Aggregated volume               8
     Price                           GBP 31.72
f)   Date of the transaction         2022-12-14
g)   Place of the transaction        London Stock Exchange – XLON


1.   Details of PDMR / PCA
a)   Name                            Peter Whitcutt

2.   Reason for the notification
a)   Position / status               CEO Marketing (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Acquisition of Partnership and Matching Shares under the Anglo
                                     American plc Share Incentive Plan, an HMRC approved all-
                                     employee share plan
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                   Volume(s)
                                     GBP 31.72                  4 (Partnership Shares)
                                     GBP 31.72                  4 (Matching Shares)
e)   Aggregated information
     Aggregated volume               8
     Price                           GBP 31.72
f)   Date of the transaction         2022-12-14
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                            Duncan Wanblad

2.   Reason for the notification
a)   Position / status               Chief Executive (Director/PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument

     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Exercise of share options granted in 2017 under the Company’s
                                     Sharesave Plan, a UK HMRC approved all-employee SAYE plan.
c)   Currency                        GBP - British Pound

d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 10.36                     2,895

e)   Aggregated information
     Aggregated volume               2,895
     Price                           GBP 10.36
f)   Date of the transaction         2022-12-15
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                            Stephen Pearce

2.   Reason for the notification
a)   Position / status               Finance Director (Director/PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument

     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Exercise of share options granted in 2017 under the Company’s
                                     Sharesave Plan, a UK HMRC approved all-employee SAYE plan.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 10.36                     2,895
e)   Aggregated information
     Aggregated volume               2,895
     Price                           GBP 10.36
f)   Date of the transaction         2022-12-15
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / person closely associated (PCA)
a)   Name                            Natascha Viljoen

2.   Reason for the notification
a)   Position / status               CEO of Anglo American Platinum Ltd (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.1  Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument

     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                     Non-Cyclical Share Awards Plan (“NCA”). Subject to the
                                     satisfaction of performance conditions, the award will vest on
                                     11 March 2025; the Shares will then be subject to a further
                                     holding period of two years and will be released on 11 March
                                     2027.
c)    Currency                       GBP - British Pound
d)    Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 0.00                      2,814
e)    Aggregated information
      Aggregated volume              2,814
      Price                          GBP 0.00
f)    Date of the transaction        2022-12-16
g)    Place of the transaction       London Stock Exchange – XLON

4.2   Details of the transaction(s)
a)    Description of the financial   Anglo American plc Ordinary Shares of USD0.54945 each
      instrument
      Identification Code            GB00B1XZS820
b)    Nature of the transaction      Award of Shares under the terms of the Anglo American plc
                                     Non-Cyclical Share Awards Plan (“NCA”). Subject to the
                                     satisfaction of performance conditions, the award will vest on
                                     11 March 2025; the Shares will then be subject to a further
                                     holding period of two years and will be released on 11 March
                                     2027.
c)    Currency                       ZAR – South African Rand
d)    Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     ZAR 0.00                      10,647
e)    Aggregated information
      Aggregated volume              10,647
      Price                          ZAR 0.00
f)    Date of the transaction        2022-12-16
g)    Place of the transaction       Johannesburg Stock Exchange – XJSE

The Company has a primary listing on the Main Market of the London Stock Exchange and secondary
listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia Stock
Exchange and the SIX Swiss Exchange.

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
                          
Clare Davage
Deputy Company Secretary
19 December 2022

Date: 19-12-2022 05:30:00
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