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ANGLO AMERICAN PLC - TR-1: Standard form for notification of major holdings

Release Date: 25/11/2021 15:00
Code(s): AGL     PDF:  
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TR-1: Standard form for notification of major holdings

Anglo American plc (the “Company”)
Registered office: 17 Charterhouse Street, London EC1N 6RA
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible) (i)


1a. Identity of the issuer or the underlying issuer of existing                                     Anglo American Plc
shares to which voting rights are attached(ii):

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights                                                         X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii:

3. Details of person subject to the notification obligation(iv)
                                                                            Coronation Asset Management (Pty) Ltd
Name                                                                        acting as discretionary investment 
                                                                            manager on behalf of managed portfolios.
City and country of registered office (if applicable)                       Cape Town, South Africa

4. Full name of shareholder(s) (if different from 3.) v
Name                                                                        N/A
City and country of registered office (if applicable)

5. Date on which the threshold was crossed or reached(vi):                  23-11-2021

6. Date on which issuer notified (DD/MM/YYYY):                              25-11-2021

7. Total positions of person(s) subject to the notification obligation
                          % of voting rights      % of voting rights         Total of both in %   Total number of voting
                          attached to shares      through financial          (8.A + 8.B)          rights of issuer(vii)
                          (total of 8. A)         instruments
                                                  (total of 8.B 1 + 8.B 2)
                                                                                                            
Resulting situation       2.99%                                              2.99%                 1 350 288 751
on the date on which
threshold was
crossed or reached
Position of previous      3.05%                                              3.05%
notification (if
applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached(viii)
A: Voting rights attached to shares
                          Number of voting rights(ix)                            % of voting rights
Class/type of                     Direct                 Indirect                       Direct                  Indirect
shares                       (Art 9 of Directive      (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
ISIN code (if possible)   2004/109/EC) (DTR5.1)    2004/109/EC) (DTR5.2.1)       2004/109/EC) (DTR5.1)    2004/109/EC) (DTR5.2.1)

GB00B1XZS820                  40 411 295                                                2.99%

SUBTOTAL 8. A                               40 411 295                                               2.99%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                             Number of voting rights
                                                                             that may be acquired if
Type of financial         Expiration       Exercise/                         the instrument is
instrument                date(x)          Conversion Period(xi)             exercised/converted.         % of voting rights

                                           SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                           Exercise/            Physical or
Type of financial    Expiration            Conversion           cash                    Number of
instrument           date(x)               Period xi            settlement(xii)         voting rights     % of voting rights

                                                                SUBTOTAL
                                                                8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer(xiii)
                                                                                                                       
Full chain of controlled undertakings through which the voting rights and/or the                                          X
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity(xiv)
(please add additional rows as necessary)
                                                                 % of voting rights
                                   % of voting rights if         through financial                Total of both if it
                                   it equals or is higher        instruments if it equals         equals or is higher
                                   than the notifiable           or is higher than the            than the notifiable
Name(xv)                           threshold                     notifiable threshold             threshold
Coronation Fund
Managers Ltd
Coronation Investment
Management SA (Pty) Ltd
Coronation Asset
Management (Pty) Ltd               2.99%                                                          2.99%

10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional information(xvi)

Place of completion          Cape Town, South Africa
Date of completion           25 November 2021
Clare Davage
Deputy Company Secretary
Anglo American plc
25 November 2021

The Company has a primary listing on the Main Market of the London Stock Exchange and 
secondary listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia
Stock Exchange and the SIX Swiss Exchange.

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 25-11-2021 03:00:00
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