Wrap Text
TR-1: Notification of major holdings
RDI REIT P.L.C.
(Incorporated in the Isle of Man)
(Registered number 010534V)
LSE share code: RDI
JSE share code: RPL
LEI: 2138006NHZUMMRYQ1745
ISIN: IM00BH3JLY32
(“RDI” or the “Company”)
TR-1: NOTIFICATION OF MAJOR HOLDINGS
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached(ii): RDI REIT plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)(iii):
3. Details of person subject to the notification obligation(iv)
Name JPMorgan Chase & Co.
City and country of registered office (if applicable) Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)(v)
Name J.P. Morgan Securities plc
J.P. Morgan Equities South Africa Proprietary Ltd
JPMorgan Chase Bank, National Association
City and country of registered office (if applicable) London, United Kingdom
5. Date on which the threshold was crossed or
reached(vi): 15 March 2021
6. Date on which issuer notified (DD/MM/YYYY): 17 March 2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights
through financial
% of voting rights instruments Total number of
attached to shares (total of 8.B 1 + 8.B Total of both in % voting rights held
(total of 8. A) 2) (8.A + 8.B) in issuervii
Resulting situation
on the date on
which threshold
was crossed or Below Minimum Below Minimum Below Minimum Below Minimum
reached Threshold Threshold Threshold Threshold
Position of
previous
notification (if
applicable) 4.77% 0.97% 5.74%
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if Direct Indirect Direct Indirect
possible) (DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
IM00BH3JLY32 Below Minimum Below Minimum
Threshold Threshold
SUBTOTAL 8. A Below Minimum Threshold Below Minimum Threshold
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Number of voting
rights that may be
Exercise/ acquired if the
Type of financial Expiration Conversion instrument is % of voting
instrument date(x) Period(xi) exercised/converted. rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of Exercise/ Physical or
financial Expiration Conversion cash Number of % of voting
instrument date(x) Period(xi) Settlement(xii) voting rights rights
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as necessary) X
% of voting rights
% of voting rights if it through financial Total of both if it
equals or is higher instruments if it equals equals or is higher
than the notifiable or is higher than the than the notifiable
Name(xv) threshold notifiable threshold threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan
International Finance
Limited
J.P. Morgan Capital
Holdings Limited
J.P. Morgan Securities
plc
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan
International Finance
Limited
J.P. Morgan Capital
Holdings Limited
J.P. Morgan EU
Holdings Limited
J.P. Morgan Equities
South Africa Proprietary
Limited
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A
11. Additional information(xvi)
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan EU Holdings Limited (100%)
J.P. Morgan Equities South Africa Proprietary Limited (100%)
Place of completion London, United Kingdom
Date of completion 17 March 2021
Notes
i Please note this form should be read jointly with the applicable Disclosure Guidance and Transparency
Rules Chapter 5 (DTR5) available on the following link: https://www.handbook.fca.org.uk/hand-
book/DTR/5/?view=chapter
ii Full name of the legal entity and further specification of the issuer or underlying issuer, provided it is reliable
and accurate (e.g. address, LEI, domestic number identity). Indicate in the relevant section whether the issuer
is a non UK issuer.
iii Other reason for the notification could be voluntary notifications, changes of attribution of the nature of the
holding (e.g. expiring of financial instruments) or acting in concert.
iv This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing
of or exercising voting rights in the cases provided for in DTR5.2.1 (b) to (h); (c) all parties to the agreement
referred to in DTR5.2.1 (a) or (d) the holder of financial instruments referred to in DTR5.3.1.
As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or
different total positions of the parties, entering or exiting of acting in concert by a single party) the standard
form does not provide for a specific method how to notify cases of acting in concert.
In relation to the transactions referred to in DTR5.2.1 (b) to (h), the following list is provided as indication of
the persons who should be mentioned:
- in the circumstances foreseen in DTR5.2.1 (b), the natural person or legal entity that acquires the voting
rights and is entitled to exercise them under the agreement and the natural person or legal entity who is
transferring temporarily for consideration the voting rights;
- in the circumstances foreseen in DTR5.2.1 (c), the natural person or legal entity holding the collateral,
provided the person or entity controls the voting rights and declares its intention of exercising them, and
natural person or legal entity lodging the collateral under these conditions;
- in the circumstances foreseen in DTR5.2.1 (d), the natural person or legal entity who has a life interest in
shares if that person or entity is entitled to exercise the voting rights attached to the shares and the natural
person or legal entity who is disposing of the voting rights when the life interest is created;
- in the circumstances foreseen in DTR5.2.1 (e), the controlling natural person or legal entity and, provided it
has a notification duty at an individual level under DTR 5.1, under DTR5.2.1 (a) to (d) or under a combination
of any of those situations, the controlled undertaking;
- in the circumstances foreseen in DTR5.2.1 (f), the deposit taker of the shares, if he can exercise the voting
rights attached to the shares deposited with him at his discretion, and the depositor of the shares allowing
the deposit taker to exercise the voting rights at his discretion;
- in the circumstances foreseen in DTR5.2.1 (g), the natural person or legal entity that controls the voting
rights;
- in the circumstances foreseen in DTR5.2.1 (h), the proxy holder, if he can exercise the voting rights at his
discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the
voting rights at his discretion (e.g. management companies).
v Applicable in the cases provided for in DTR5.2.1 (b) to (h). This should be the full name of the shareholder
who is the counterparty to the natural person or legal entity referred to DTR5.2 unless the percentage of
voting rights held by the shareholder is lower than the lowest notifiable threshold for the disclosure of voting
rights holdings in accordance with national practices (e.g. identification of funds managed by management
companies).
vi The date on which threshold is crossed or reached should be the date on which the acquisition or disposal
took place or the other reason triggered the notification obligation. For passive crossings, the date when the
corporate event took effect.
vii The total number of voting rights held in the issuer shall be composed of all the shares, including depository
receipts representing shares, to which voting rights are attached even if the exercise thereof is suspended.
viii If the holding has fallen below the lowest applicable threshold, please note that it might not be necessary
to disclose the extent of the holding, only that the new holding is below that threshold.
ix In case of combined holdings of shares with voting rights attached "direct holding" and voting rights "indirect
holding", please split the voting rights number and percentage into the direct and indirect columns – if there
is no combined holdings, please leave the relevant box blank.
x Date of maturity/expiration of the financial instrument i.e. the date when right to acquire shares ends.
xi If the financial instrument has such a period – please specify this period – for example once every 3 months
starting from [date].
xii In case of cash settled instruments the number and percentages of voting rights is to be presented on a
delta-adjusted basis (DTR 5.3.3.A).
xiii If the person subject to the notification obligation is either controlled and/or does control another undertaking
then the second option applies.
xiv The full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity
has to be presented also in the cases, in which only on subsidiary level a threshold is crossed or reached
and the subsidiary undertaking discloses the notification as only thus the markets get always the full picture
of the group holdings. In case of multiple chains through which the voting rights and/or financial instruments
are effectively held the chains have to be presented chain by chain leaving a row free between different
chains (e.g.: A, B, C, free row, A, B, D, free row, A, E, F etc.).
xv The names of controlled undertakings through which the voting rights and/or financial instruments are
effectively held have to be presented irrespectively whether the controlled undertakings cross or reach the
lowest applicable threshold themselves.
xvi Example: Correction of a previous notification.
18 March 2021
JSE sponsor
Java Capital
Date: 18-03-2021 11:00:00
Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.
Sharenet Sites 
