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ANGLO AMERICAN PLC - Notification of transactions by Directors / PDMRs

Release Date: 11/03/2020 17:00
Code(s): AGL     PDF:  
Wrap Text
Notification of transactions by Directors / PDMRs

Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

Notification of transactions by Directors / PDMRs

Awards of Ordinary Shares were made under the Company’s Bonus Share Plan (“BSP”) at nil cost on 9
March 2020 to Directors/PDMRs as detailed below.

Under the terms of the BSP, two thirds of each Share award will be released in March 2023, subject to
continued employment. The remaining one third of each award will be subject to a further holding
period of two years, and will be released in March 2025.

Name of Director / PDMR                            Number of Shares
Mark Cutifani                                      54,146
Stephen Pearce                                     33,150
Tony O'Neill                                       34,378
Didier Charreton                                   26,928
Bruce Cleaver                                      29,687
Nolitha Fakude                                     6,208
Ruben Fernandes                                    28,703
Seamus French                                      34,261
Anik Michaud                                       26,428
Duncan Wanblad                                     33,159
Peter Whitcutt                                     39,256

Awards under the Company’s Long Term Incentive Plan are expected to be granted in May 2020,
subject to shareholder approval of the revised directors’ remuneration policy at the Company’s AGM.

In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are
set out below.

1.   Details of PDMR / person closely associated (PCA)
a)   Name                            Mark Cutifani
 
2.   Reason for the notification
a)   Position / status               Chief Executive (Director/PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                     Bonus Share Plan. Subject to continued employment, two
                                     thirds of the Share award will be released in March 2023; the
                                     remaining third in March 2025.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 0.00                      54,146
e)   Aggregated information
     Aggregated volume               54,146
     Price                           GBP 0.00
f)   Date of the transaction         2020-03-09
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / person closely associated (PCA)
a)   Name                            Stephen Pearce

2.   Reason for the notification
a)   Position / status               Finance Director (Director/PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                     Bonus Share Plan. Subject to continued employment, two
                                     thirds of the Share award will be released in March 2023; the
                                     remaining third in March 2025.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 0.00                      33,150
e)   Aggregated information
     Aggregated volume               33,150
     Price                           GBP 0.00
f)   Date of the transaction         2020-03-09
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / person closely associated (PCA)
a)   Name                            Tony O'Neill

2.   Reason for the notification
a)   Position / status               Technical Director (Director/PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                     Bonus Share Plan. Subject to continued employment, two
                                     thirds of the Share award will be released in March 2023; the
                                     remaining third in March 2025.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 0.00                      34,378
e)   Aggregated information
     Aggregated volume               34,378
     Price                           GBP 0.00
f)   Date of the transaction         2020-03-09
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / person closely associated (PCA)
a)   Name                            Didier Charreton

2.   Reason for the notification
a)   Position / status               Group Director – People & Organisation (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                     Bonus Share Plan. Subject to continued employment, two
                                     thirds of the Share award will be released in March 2023; the
                                     remaining third in March 2025.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 0.00                      26,928
e)   Aggregated information
     Aggregated volume               26,928
     Price                           GBP 0.00
f)   Date of the transaction         2020-03-09
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / person closely associated (PCA)
a)   Name                            Bruce Cleaver

2.   Reason for the notification
a)   Position / status               CEO of De Beers (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                     Bonus Share Plan. Subject to continued employment, two
                                     thirds of the Share award will be released in March 2023; the
                                     remaining third in March 2025.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 0.00                      29,687
e)   Aggregated information
     Aggregated volume               29,687
     Price                           GBP 0.00
f)   Date of the transaction         2020-03-09
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / person closely associated (PCA)
a)   Name                            Nolitha Fakude

2.   Reason for the notification
a)   Position / status               Group Director, South Africa (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.1  Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                     Bonus Share Plan. Subject to continued employment, two
                                     thirds of the Share award will be released in March 2023; the
                                     remaining third in March 2025.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 0.00                      1,381
e)   Aggregated information
     Aggregated volume               1,381
     Price                           GBP 0.00
f)   Date of the transaction         2020-03-09
g)   Place of the transaction        London Stock Exchange – XLON

4.2  Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                     Bonus Share Plan. Subject to continued employment, two
                                     thirds of the Share award will be released in March 2023; the
                                     remaining third in March 2025.
c)   Currency                        ZAR – South African Rand
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     ZAR 0.00                      4,827
e)   Aggregated information
     Aggregated volume               4,827
     Price                           ZAR 0.00
f)   Date of the transaction         2020-03-09
g)   Place of the transaction        Johannesburg Stock Exchange – XJSE

1.   Details of PDMR / person closely associated (PCA)
a)   Name                            Ruben Fernandes

2.   Reason for the notification
a)   Position / status               CEO of Base Metals (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                     Bonus Share Plan. Subject to continued employment, two
                                     thirds of the Share award will be released in March 2023; the
                                     remaining third on in March 2025.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 0.00                      28,703
e)   Aggregated information
     Aggregated volume               28,703
     Price                           GBP 0.00
f)   Date of the transaction         2020-03-09
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / person closely associated (PCA)
a)   Name                            Seamus French

2.   Reason for the notification
a)   Position / status               CEO of Bulk Commodities and other Minerals (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                     Bonus Share Plan. Subject to continued employment, two
                                     thirds of the Share award will be released in March 2023; the
                                     remaining third in March 2025.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 0.00                      34,261
e)   Aggregated information
     Aggregated volume               34,261
     Price                           GBP 0.00
f)   Date of the transaction         2020-03-09
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / person closely associated (PCA)
a)   Name                            Anik Michaud

2.   Reason for the notification
a)   Position / status               Group Director – Corporate Relations (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                     Bonus Share Plan. Subject to continued employment, two
                                     thirds of the Share award will be released in March 2023; the
                                     remaining third in March 2025.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 0.00                      26,428
e)   Aggregated information
     Aggregated volume               26,428
     Price                           GBP 0.00
f)   Date of the transaction         2020-03-09
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / person closely associated (PCA)
a)   Name                            Duncan Wanblad

2.   Reason for the notification
a)   Position / status               Group Director – Strategy & Business Development (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                     Bonus Share Plan. Subject to continued employment, two
                                     thirds of the Share award will be released in March 2023; the
                                     remaining third in March 2025.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 0.00                      33,159
e)   Aggregated information
     Aggregated volume               33,159
     Price                           GBP 0.00
f)   Date of the transaction         2020-03-09
g)   Place of the transaction        London Stock Exchange – XLON

1.   Details of PDMR / person closely associated (PCA)
a)   Name                            Peter Whitcutt

2.   Reason for the notification
a)   Position / status               CEO of Marketing (PDMR)
b)   Initial notification /          Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc
b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Shares under the terms of the Anglo American plc
                                     Bonus Share Plan. Subject to continued employment, two
                                     thirds of the Share award will be released in March 2023; the
                                     remaining third in March 2025.
c)   Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                     Price(s)                      Volume(s)
                                     GBP 0.00                      39,256
e)   Aggregated information
     Aggregated volume               39,256
     Price                           GBP 0.00
f)   Date of the transaction         2020-03-09
g)   Place of the transaction        London Stock Exchange – XLON

Clare Davage
Deputy Company Secretary

11 March 2020

The Company has a primary listing on the Main Market of the London Stock Exchange and
secondary listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the
Namibia Stock Exchange and the SIX Swiss Exchange.

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

Date: 11-03-2020 05:00:00
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