Wrap Text
Notification of transactions by Directors / PDMRs
Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
Notification of transactions by Directors / PDMRs
Awards of Ordinary Shares were made under the Company’s Bonus Share Plan (“BSP”) at nil cost on 9
March 2020 to Directors/PDMRs as detailed below.
Under the terms of the BSP, two thirds of each Share award will be released in March 2023, subject to
continued employment. The remaining one third of each award will be subject to a further holding
period of two years, and will be released in March 2025.
Name of Director / PDMR Number of Shares
Mark Cutifani 54,146
Stephen Pearce 33,150
Tony O'Neill 34,378
Didier Charreton 26,928
Bruce Cleaver 29,687
Nolitha Fakude 6,208
Ruben Fernandes 28,703
Seamus French 34,261
Anik Michaud 26,428
Duncan Wanblad 33,159
Peter Whitcutt 39,256
Awards under the Company’s Long Term Incentive Plan are expected to be granted in May 2020,
subject to shareholder approval of the revised directors’ remuneration policy at the Company’s AGM.
In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are
set out below.
1. Details of PDMR / person closely associated (PCA)
a) Name Mark Cutifani
2. Reason for the notification
a) Position / status Chief Executive (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in March 2023; the
remaining third in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 54,146
e) Aggregated information
Aggregated volume 54,146
Price GBP 0.00
f) Date of the transaction 2020-03-09
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Stephen Pearce
2. Reason for the notification
a) Position / status Finance Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in March 2023; the
remaining third in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 33,150
e) Aggregated information
Aggregated volume 33,150
Price GBP 0.00
f) Date of the transaction 2020-03-09
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Tony O'Neill
2. Reason for the notification
a) Position / status Technical Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in March 2023; the
remaining third in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 34,378
e) Aggregated information
Aggregated volume 34,378
Price GBP 0.00
f) Date of the transaction 2020-03-09
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Didier Charreton
2. Reason for the notification
a) Position / status Group Director – People & Organisation (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in March 2023; the
remaining third in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 26,928
e) Aggregated information
Aggregated volume 26,928
Price GBP 0.00
f) Date of the transaction 2020-03-09
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Bruce Cleaver
2. Reason for the notification
a) Position / status CEO of De Beers (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in March 2023; the
remaining third in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 29,687
e) Aggregated information
Aggregated volume 29,687
Price GBP 0.00
f) Date of the transaction 2020-03-09
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Nolitha Fakude
2. Reason for the notification
a) Position / status Group Director, South Africa (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in March 2023; the
remaining third in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 1,381
e) Aggregated information
Aggregated volume 1,381
Price GBP 0.00
f) Date of the transaction 2020-03-09
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in March 2023; the
remaining third in March 2025.
c) Currency ZAR – South African Rand
d) Price(s) and volume(s)
Price(s) Volume(s)
ZAR 0.00 4,827
e) Aggregated information
Aggregated volume 4,827
Price ZAR 0.00
f) Date of the transaction 2020-03-09
g) Place of the transaction Johannesburg Stock Exchange – XJSE
1. Details of PDMR / person closely associated (PCA)
a) Name Ruben Fernandes
2. Reason for the notification
a) Position / status CEO of Base Metals (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in March 2023; the
remaining third on in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 28,703
e) Aggregated information
Aggregated volume 28,703
Price GBP 0.00
f) Date of the transaction 2020-03-09
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Seamus French
2. Reason for the notification
a) Position / status CEO of Bulk Commodities and other Minerals (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in March 2023; the
remaining third in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 34,261
e) Aggregated information
Aggregated volume 34,261
Price GBP 0.00
f) Date of the transaction 2020-03-09
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Anik Michaud
2. Reason for the notification
a) Position / status Group Director – Corporate Relations (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in March 2023; the
remaining third in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 26,428
e) Aggregated information
Aggregated volume 26,428
Price GBP 0.00
f) Date of the transaction 2020-03-09
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Duncan Wanblad
2. Reason for the notification
a) Position / status Group Director – Strategy & Business Development (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in March 2023; the
remaining third in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 33,159
e) Aggregated information
Aggregated volume 33,159
Price GBP 0.00
f) Date of the transaction 2020-03-09
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Peter Whitcutt
2. Reason for the notification
a) Position / status CEO of Marketing (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, two
thirds of the Share award will be released in March 2023; the
remaining third in March 2025.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 39,256
e) Aggregated information
Aggregated volume 39,256
Price GBP 0.00
f) Date of the transaction 2020-03-09
g) Place of the transaction London Stock Exchange – XLON
Clare Davage
Deputy Company Secretary
11 March 2020
The Company has a primary listing on the Main Market of the London Stock Exchange and
secondary listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the
Namibia Stock Exchange and the SIX Swiss Exchange.
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 11-03-2020 05:00:00
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