Dealings in securities by directors, company secretary and PDMRs of Tharisa and major subsidiary Tharisa plc (Incorporated in the Republic of Cyprus with limited liability) (Registration number HE223412) JSE share code: THA LSE share code: THS ISIN: CY0103562118 ('Tharisa') Dealings in securities by directors, company secretary and persons discharging managerial responsibility (PDMRs) of Tharisa and major subsidiary Shareholders are hereby advised of the sale of shares in the open market by the administrator of the Tharisa Share Award Plan (TSAP), on behalf of the following participants of the TSAP, to cover the tax obligations resulting from the vesting and settlement of the Conditional Awards on 30 June 2018, as provided for in the rules of the TSAP. In compliance with paragraph 3.63 of the JSE Limited Listings Requirements and pursuant to the announcement released on 3 July 2018, the following information relating to dealings in securities attributable to the directors and company secretary of Tharisa and a major subsidiary, is disclosed: Sale of shares to cover tax obligations relating to the vesting and settlement of Conditional Awards granted on 30 June 2015 1. Details of director/PDMR a. Name: Phoevos Pouroulis 2. Reason for notification a. Position/status: Chief Executive Officer b. Initial notification/amendment: Initial notification 3. Details of issuer a. Company name: Tharisa plc b. LEI: 213800WW4YWMVVZIJM90 4. Details of transaction a. Description of instrument: Ordinary shares of US$0.001 Identification code: CY0103562118 b. Nature of transaction On-market sale of shares c. Price and volume: Price: Volume: ZAR 19.50 17 826 d. Aggregated information: Total Volume: ZAR 347 607.00 17 826 e. Transaction date: 7 December 2018 f. Place of transaction: Johannesburg Stock Exchange Information disclosed in accordance with the JSE Listings Requirements Nature of interest: Direct, beneficial Clearance to deal: Yes 1. Details of director/PDMR a. Name: Phoevos Pouroulis 2. Reason for notification a. Position/status: Chief Executive Officer b. Initial notification/amendment: Initial notification 3. Details of issuer a. Company name: Tharisa plc b. LEI: 213800WW4YWMVVZIJM90 4. Details of transaction a. Description of instrument: Ordinary shares of US$0.001 Identification code: CY0103562118 b. Nature of transaction On-market sale of shares c. Price and volume: Price: Volume: ZAR 19.50 12 286 d. Aggregated information: Total Volume: ZAR 239 577.00 12 286 e. Transaction date: 12 December 2018 f. Place of transaction: Johannesburg Stock Exchange Information disclosed in accordance with the JSE Listings Requirements Nature of interest: Direct, beneficial Clearance to deal: Yes Sale of shares to cover tax obligations relating to the vesting and settlement of Conditional Awards granted on 30 June 2016 1. Details of director/PDMR a. Name: Phoevos Pouroulis 2. Reason for notification a. Position/status: Chief Executive Officer b. Initial notification/amendment: Initial notification 3. Details of issuer a. Company name: Tharisa plc b. LEI: 213800WW4YWMVVZIJM90 4. Details of transaction a. Description of instrument: Ordinary shares of US$0.001 Identification code: CY0103562118 b. Nature of transaction On-market sale of shares c. Price and volume: Price: Volume: ZAR 19.50 22 639 d. Aggregated information: Total Volume: ZAR 441 460.50 22 639 e. Transaction date: 7 December 2018 f. Place of transaction: Johannesburg Stock Exchange Information disclosed in accordance with the JSE Listings Requirements Nature of interest: Direct, beneficial Clearance to deal: Yes 1. Details of director/PDMR a. Name: Phoevos Pouroulis 2. Reason for notification a. Position/status: Chief Executive Officer b. Initial notification/amendment: Initial notification 3. Details of issuer a. Company name: Tharisa plc b. LEI: 213800WW4YWMVVZIJM90 4. Details of transaction a. Description of instrument: Ordinary shares of US$0.001 Identification code: CY0103562118 b. Nature of transaction On-market sale of shares c. Price and volume: Price: Volume: ZAR 19.50 15 605 d. Aggregated information: Total Volume: ZAR 304 297.50 15 605 e. Transaction date: 12 December 2018 f. Place of transaction: Johannesburg Stock Exchange Information disclosed in accordance with the JSE Listings Requirements Nature of interest: Direct, beneficial Clearance to deal: Yes Sale of shares to cover tax obligations relating to the vesting and settlement of Conditional Awards granted on 30 June 2017 1. Details of director/PDMR a. Name: Phoevos Pouroulis 2. Reason for notification a. Position/status: Chief Executive Officer b. Initial notification/amendment: Initial notification 3. Details of issuer a. Company name: Tharisa plc b. LEI: 213800WW4YWMVVZIJM90 4. Details of transaction a. Description of instrument: Ordinary shares of US$0.001 Identification code: CY0103562118 b. Nature of transaction On-market sale of shares c. Price and volume: Price: Volume: ZAR 19.50 19 102 d. Aggregated information: Total Volume: ZAR 372 489.00 19 102 e. Transaction date: 7 December 2018 f. Place of transaction: Johannesburg Stock Exchange Information disclosed in accordance with the JSE Listings Requirements Nature of interest: Direct, beneficial Clearance to deal: Yes 1. Details of director/PDMR a. Name: Phoevos Pouroulis 2. Reason for notification a. Position/status: Chief Executive Officer b. Initial notification/amendment: Initial notification 3. Details of issuer a. Company name: Tharisa plc b. LEI: 213800WW4YWMVVZIJM90 4. Details of transaction a. Description of instrument: Ordinary shares of US$0.001 Identification code: CY0103562118 b. Nature of transaction On-market sale of shares c. Price and volume: Price: Volume: ZAR 19.50 13 167 d. Aggregated information: Total Volume: ZAR 256 756.50 13 167 e. Transaction date: 12 December 2018 f. Place of transaction: Johannesburg Stock Exchange Information disclosed in accordance with the JSE Listings Requirements Nature of interest: Direct, beneficial Clearance to deal: Yes Dealings in securities by directors, company secretary and persons discharging managerial responsibility (PDMRs) of Tharisa and major subsidiary In compliance with paragraph 3.63 of the JSE Limited Listings Requirements, the following information relating to dealings in securities attributable to the directors and company secretary of Tharisa and a major subsidiary, is disclosed: 1. Details of director/PDMR a. Name: Sanet de Witt 2. Reason for notification a. Position/status: Group Company Secretary b. Initial notification/amendment: Initial notification 3. Details of issuer a. Company name: Tharisa plc b. LEI: 213800WW4YWMVVZIJM90 4. Details of transaction a. Description of instrument: Ordinary shares of US$0.001 Identification code: CY0103562118 b. Nature of transaction On-market sale of shares c. Price and volume: Price: Volume: ZAR 19.50 14 841 d. Aggregated information: Total Volume: ZAR 289 399.50 14 841 e. Transaction date: 12 December 2018 f. Place of transaction: Johannesburg Stock Exchange Information disclosed in accordance with the JSE Listings Requirements Nature of interest: Direct, beneficial Clearance to deal: Yes 1. Details of director/PDMR a. Name: Michelle Louise Taylor 2. Reason for notification a. Position/status: Executive director – Tharisa Minerals (Pty) Ltd b. Initial notification/amendment: Initial notification 3. Details of issuer a. Company name: Tharisa plc b. LEI: 213800WW4YWMVVZIJM90 4. Details of transaction a. Description of instrument: Ordinary shares of US$0.001 Identification code: CY0103562118 b. Nature of transaction On-market sale of shares c. Price and volume: Price: Volume: ZAR 19.50 19 097 d. Aggregated information: Total Volume: ZAR 372 391.50 19 097 e. Transaction date: 12 December 2018 f. Place of transaction: Johannesburg Stock Exchange Information disclosed in accordance with the JSE Listings Requirements Nature of interest: Direct, beneficial Clearance to deal: Yes Paphos, Cyprus 13 December 2018 JSE Sponsor Investec Bank Limited Financial PR contacts: Bobby Morse / Augustine Chipungu +44(0) 20 7466 5000 tharisa@buchanan.uk.com Broker contacts: Peel Hunt LLP (UK Joint Broker) Ross Allister / James Bavister / David McKeown +44 207 7418 8900 BMO Capital Markets Limited (UK Joint Broker) Jeffrey Couch / Thomas Rider +44 020 7236 1010 Berenberg (UK Joint Broker) Matthew Armitt / Sara MacGrath +44 20 3207 7800 Nedbank Limited (acting through its Corporate and Investment Banking division) (RSA Broker) Shabbir Norath / Reginald Demana +27 11 295 6575 Investor relations contacts: Daniel Thole/Ilja Graulich +27 61 400 2939/+27 83 604 0820 Date: 13/12/2018 03:00:00 Produced by the JSE SENS Department. 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