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Notification of transactions by Directors and PDMRs
Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
Notification of transactions by Directors and PDMRs
The Company announces the following transactions in its Ordinary Shares:
- Purchases of Ordinary Shares pursuant to a Non-Executive Directors’ ‘Shares in lieu of fees’ scheme.
The Shares were acquired in the market using after-tax Directors’ fees in respect of their services to
the Company relating to the period 1 July 2018 – 30 September 2018.
- The Company granted share options over its Ordinary Shares to a Director under the Company’s
Sharesave Plan, an HM Revenue & Customs approved all-employee Save As You Earn share options
plan under which employees are able to save from their monthly salary funds to exercise share
options at the end of the savings period at a fixed discounted option price.
- The sale of Ordinary Shares by a PDMR.
In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are
set out below.
1. Details of PDMR / person closely associated (PCA)
a) Name Stuart Chambers
2. Reason for the notification
a) Position / status Chairman (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Purchase of Shares, pursuant to a Non-Executive Directors’
‘Shares in lieu of fees’ scheme
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP17.232 550
e) Aggregated information
Aggregated volume 550
Price GBP17.232
f) Date of the transaction 2018-09-27
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / PCA
a) Name Sir Philip Hampton
2. Reason for the notification
a) Position / status Senior Independent Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Purchase of Shares, pursuant to a Non-Executive Directors’
‘Shares in lieu of fees’ scheme
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP17.232 594
e) Aggregated information
Aggregated volume 594
Price GBP17.232
f) Date of the transaction 2018-09-27
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / PCA
a) Name Mphu Ramatlapeng
2. Reason for the notification
a) Position / status Non-Executive Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Purchase of Shares, pursuant to a Non-Executive Directors’
‘Shares in lieu of fees’ scheme
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP17.232 194
e) Aggregated information
Aggregated volume 194
Price GBP17.232
f) Date of the transaction 2018-09-27
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / PCA
a) Name Jim Rutherford
2. Reason for the notification
a) Position / status Non-Executive Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Purchase of Shares, pursuant to a Non-Executive Directors’
‘Shares in lieu of fees’ scheme
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP17.232 999
e) Aggregated information
Aggregated volume 999
Price GBP17.232
f) Date of the transaction 2018-09-27
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / PCA
a) Name Anthony O'Neill
2. Reason for the notification
a) Position / status Technical Director
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Grant of share options under the Company’s Sharesave Plan, an
HMRC approved all-employee SAYE plan, at an option price of
GBP12.33 per share to become exercisable on 1 November
2021.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP12.33 1,459
e) Aggregated information
Aggregated volume 1,459
Price GBP12.33
f) Date of the transaction 2018-09-28
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Norman Mbazima
2. Reason for the notification
a) Position / status Deputy Chairman of Anglo American South Africa (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Ordinary Shares
c) Currency ZAR – South African Rand
d) Price(s) and volume(s)
Price(s) Volume(s)
ZAR316.01 25,153
e) Aggregated information
Aggregated volume 25,153
Price ZAR316.01
f) Date of the transaction 2018-10-28
g) Place of the transaction Johannesburg Stock Exchange – XJSE
Clare Davage
Deputy Company Secretary
1 October 2018
The Company has a primary listing on the Main Market of the London Stock Exchange and secondary
listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia Stock
Exchange and the SIX Swiss Exchange.
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 01/10/2018 05:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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