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ANGLO AMERICAN PLC - TR-1: Standard form for notification of major holdings

Release Date: 11/10/2017 13:30
Code(s): AGL     PDF:  
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TR-1: Standard form for notification of major holdings

Anglo American plc
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
(the “Company”)

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are                                                       Anglo American Plc
attachedii:

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                                          X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv
                                                               Coronation Asset Management (Pty) Ltd acting as
Name                                                           discretionary investment manager on behalf of managed
                                                               portfolios.

City and country of registered office (if applicable)          Cape Town, South Africa

4. Full name of shareholder(s) (if different from 3.)v

Name                                                           N/A

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or
reachedvi:                                                     10/10/2017

6. Date on which issuer notified (DD/MM/YYYY):                 10/10/2017

7. Total positions of person(s) subject to the notification obligation
                                                         % of voting rights
                             % of voting rights           through financial       Total of both in %                 Total number of
                             attached to shares                 instruments              (8.A + 8.B)                voting rights of
                                (total of 8. A)    (total of 8.B 1 + 8.B 2)                                                issuervii
                                                   
Resulting situation
on the date on which                      2.97%                                                2.97%                    41 819 634
threshold was
crossed or reached

Position of previous
notification (if                          3.02%                                                3.02%
applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii

A: Voting rights attached to shares

Class/type of             Number of voting rightsix                           % of voting rights
shares
ISIN code (if possible)   Direct                 Indirect                     Direct                   Indirect
                          (Art 9 of Directive    (Art 10 of Directive         (Art 9 of Directive      (Art 10 of Directive
                          2004/109/EC) (DTR5.1)  2004/109/EC)                 2004/109/EC) (DTR5.1)    2004/109/EC)
                                                 (DTR5.2.1)                                            (DTR5.2.1)

GB00B1XZS820              41 819 634                                          2.97%




SUBTOTAL 8. A                          41 819 634                                                 2.97%




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                            Number of voting rights
Type of financial         Expiration       Exercise/                        that may be acquired if
instrument                datex            Conversion Periodxi              the instrument is            % of voting rights
                                                                            exercised/converted.




                                           SUBTOTAL 8. B 1



B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
                                           
Type of financial    Expiration            Exercise/            Physical or           Number of
instrument           datex                 Conversion           cash                  voting rights      % of voting rights
                                           Period xi            settlementxii
                                                                                        
                                                       



                                                                SUBTOTAL
                                                                8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv   X
(please add additional rows as necessary)
                                                              % of voting rights
                          % of voting rights if it             through financial               Total of both if it
Namexv                         equals or is higher      instruments if it equals               equals or is higher
                               than the notifiable         or is higher than the               than the notifiable
                                         threshold          notifiable threshold                         threshold
                                                                    
Coronation Fund
Managers Ltd

Coronation Investment
Management SA (Pty)
Ltd

Coronation Asset
Management (Pty) Ltd                        2.97%                                                            2.97%



10. In case of proxy voting, please identify:

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held



11. Additional informationxvi




Place of completion          Cape Town, South Africa

Date of completion           10 October 2017


John Mills
Group Company Secretary
Anglo American plc
11 October 2017

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

Date: 11/10/2017 01:30:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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