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GLN: TR-1 standard form for notification of major holdings.
Glencore plc
(Incorporated in Jersey under the Companies (Jersey) Law 1991)
(Registration number 107710)
JSE Share Code: GLN
LSE Share Code: GLEN
HKSE Share Code: 805HK
ISIN: JE00B4T3BW64
Baar, Switzerland
20 July, 2017
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word
format if possible)
1a. Identity of the issuer or the underlying Glencore PLC
issuer of existing shares to which voting
rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)
3. Details of person subject to the notification obligationiv
Name Harris Associates L.P.
City and country of registered office (if applicable) Chicago, USA
4. Full name of shareholder(s) (if different from 3.)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed 17/07/2017
or reached:
6. Date on which issuer notified 19/07/2017
(DD/MM/YYYY):
7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights Total of both in % (8.A Total number of
attached to shares through financial + 8.B) voting rights of
(total of 8. A) instruments issuer
(total of 8.B 1 + 8.B 2)
Resulting situation on 4.91% n/a 4.91% 14,394,740,908
the date on which
threshold was
crossed or reached
Position of previous 5.01% n/a 5.01%
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the threshold was
crossed or reached
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
JE00B4T3BW64 707,082,866 4.91%
SUBTOTAL 8. A 707,082,866 4.91%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1
(a)
Type of financial Expiration Exercise/ Number of voting rights % of voting rights
instrument date Conversion Period that may be acquired if
the instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of
Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial Expiration Exercise/ Physical or Number of % of voting rights
instrument date Conversion cash voting rights
Period xi settlement
Page 3
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark
the applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
(please add additional rows as necessary)
Name % of voting rights if % of voting rights Total of both if it
it equals or is higher through financial equals or is higher
than the notifiable instruments if it than the notifiable
threshold equals or is higher threshold
than the notifiable
threshold
Harris Associates L.P. 4.91% n/a 4.91%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion Chicago
Date of completion 19/07/2017
Annex: Notification of major holdings (to be filed with the FCA only)
A: Identity of the person subject to the notification obligation
Full name (including legal form for legal entities) Harris Associates L.P.
Contact address (registered office for legal entities) 111 S. Wacker Drive, Suite 4600, Chicago, IL 60606
E-Mail kcolwell@harrisassoc.com
Phone number / Fax number Phone: 312-646-3489
Other useful information
(at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name Kim Colwell
Contact address 111 S. Wacker Drive, Suite 4600, Chicago, IL 60606
E-Mail kcolwell@harrisassoc.com
Phone number / Fax number 312-646-3489
Other useful information (e.g. functional relationship with Senior Compliance Officer
the person or legal entity subject to the notification
obligation)
C: Additional information
Company secretarial
John Burton t: +41 41 709 2619 m: +41 79 944 5434 john.burton@glencore.com
Nicola Leigh t: +41 41 709 2755 m: +41 79 735 3916 nicola.leigh@glencore.com
Media
Charles Watenphul t: +41 41 709 2462 m: +41 79 904 3320 charles.watenphul@glencore.com
Investors
Martin Fewings t: +41 41 709 2880 m: +41 79 737 5642 martin.fewings@glencore.com
Carlos Francisco Fernandez t: +41 41 709 2369 m: +41 79 129 9195 carlos.fernandez@glencore.com
www.glencore.com
Notes for Editors
Glencore is one of the world’s largest global diversified natural resource companies and a major producer
and marketer of more than 90 commodities. The Group's operations comprise around 150 mining and
metallurgical sites, oil production assets and agricultural facilities.
With a strong footprint in both established and emerging regions for natural resources, Glencore's
industrial and marketing activities are supported by a global network of more than 90 offices located in
over 50 countries.
Glencore's customers are industrial consumers, such as those in the automotive, steel, power generation,
oil and food processing sectors. We also provide financing, logistics and other services to producers and
consumers of commodities. Glencore's companies employ around 155,000 people, including contractors.
Glencore is proud to be a member of the Voluntary Principles on Security and Human Rights and the
International Council on Mining and Metals. We are an active participant in the Extractive Industries
Transparency Initiative.
www.facebook.com/Glencore
www.flickr.com/photos/glencore
www.instagram.com/glencoreplc
www.linkedin.com/company/8518
www.slideshare.net/glencore
www.twitter.com/glencore
www.youtube.com/glencorevideos
Disclaimer
The companies in which Glencore plc directly and indirectly has an interest are separate and distinct legal entities. In this
document, “Glencore”, “Glencore group” and “Group” are used for convenience only where references are made to Glencore plc
and its subsidiaries in general. These collective expressions are used for ease of reference only and do not imply any other
relationship between the companies. Likewise, the words “we”, “us” and “our” are also used to refer collectively to members of the
Group or to those who work for them. These expressions are also used where no useful purpose is served by identifying the
particular company or companies.
Sponsor
Absa Bank Limited (acting through its Corporate and Investment Banking Division)
Date: 20/07/2017 10:53:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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