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TR-1: Standard form for notification of major holdings
Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
The Company has received the notifications below in respect of the disposal of shares in the Company
by Volcan Holdings plc, Volcan Holdings II plc, and Conclave PTC Limited and Volcan Investments
Limited, reducing the interest in the Company’s shares below the notifiable threshold.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible) i
1a. Identity of the issuer or the underlying issuer Anglo American plc
of existing shares to which voting rights are
attached ii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii:
3. Details of person subject to the notification obligation iv
Name Conclave PTC Limited
Volcan Investments Limited
City and country of registered office (if applicable) In respect of Conclave PTC Limited, Nassau,
Bahamas.
In respect of Volcan Investments Limited, Abaco,
Bahamas
4. Full name of shareholder(s) (if different from 3.) v
Name Volcan Holdings PLC & Volcan Holdings II PLC
City and country of registered office (if applicable) Limassol, Cyprus
5. Date on which the threshold was crossed or 26 July 2019
reached vi:
6. Date on which issuer notified (DD/MM/YYYY): 26/07/2019
7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial in- (8.A + 8.B) voting rights of
struments issuer vii
(total of 8. A)
(total of 8.B 1 + 8.B 2)
Resulting situation 1.76 per cent. 0 per cent. 1.76 per cent. 1,405,079,530
on the date on which
threshold was
crossed or reached
Position of previous 19.35 per cent. 0 per cent. 19.35 per cent.
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached viii
A: Voting rights attached to shares
Class/type of Number of voting rights ix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
GB00B1XZS820 0 24,709,352 0 1.76 per cent.
SUBTOTAL 8. A 24,709,352 1.76 per cent.
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting rights % of voting rights
instrument date x Conversion Period xi that may be acquired if
the instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Type of financial Expiration Exercise/ Physical or Number of % of voting rights
instrument date x Conversion cash voting rights
Period xi settlement xii
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the X
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv
(please add additional rows as necessary)
Name xv % of voting rights if it % of voting rights Total of both if it
equals or is higher through financial in- equals or is higher
than the notifiable struments if it equals than the notifiable
threshold or is higher than the threshold
notifiable threshold
Conclave PTC Limited 1.76 per cent. 0 per cent. 1.76 per cent.
(Bahamas) – 100 per
cent. voting shares held
in Volcan Investments
Limited
Volcan Investments 1.76 per cent. 0 per cent. 1.76 per cent.
Limited (Bahamas) -
99.97 per cent. voting
shares and 0.03 per
cent. held via nominee
companies in Volcan
Holdings PLC
Volcan Holdings PLC 1.04 per cent. 0 per cent. 1.04 per cent.
(Cyprus)
Conclave PTC Limited 1.76 per cent. 0 per cent. 1.76 per cent.
(Bahamas) – 100 per
cent. voting shares held
in Volcan Investments
Limited
Volcan Investments 1.76 per cent. 0 per cent. 1.76 per cent.
Limited (Bahamas) -
99.97 per cent. voting
shares and 0.03 per
cent. held via nominee
companies in Volcan
Holdings II PLC
Volcan Holdings II PLC 0.72 per cent. 0 per cent. 0.72 per cent.
(Cyprus)
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information xvi
Place of completion Bahamas
Date of completion 26 July 2019
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible) i
1a. Identity of the issuer or the underlying issuer Anglo American plc
of existing shares to which voting rights are
attached ii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii:
3. Details of person subject to the notification obligation iv
Name Volcan Holdings II plc
City and country of registered office (if applicable) Limassol, Cyprus
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or 26 July 2019
reached vi:
6. Date on which issuer notified (DD/MM/YYYY): 26/07/2019
7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial in- (8.A + 8.B) voting rights of
(total of 8. A) struments issuervii
(total of 8.B 1 + 8.B 2)
Resulting situation 0.72 per cent. 0 per cent. 0.72 per cent. 1,405,079,530
on the date on which
threshold was
crossed or reached
Position of previous 7.91 per cent. 0 per cent. 7.91 per cent.
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached viii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
GB00B1XZS820 10,101,610 0 0.72 per cent. 0
SUBTOTAL 8. A 10,101,610 0.72 per cent.
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting rights % of voting rights
instrument date x Conversion Period xi that may be acquired if
the instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Type of financial Expiration Exercise/ Physical or Number of % of voting rights
instrument date x Conversion cash voting rights
Period xi settlement xii
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the X
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv
(please add additional rows as necessary)
Name xv % of voting rights if it % of voting rights Total of both if it
equals or is higher through financial in- equals or is higher
than the notifiable struments if it equals than the notifiable
threshold or is higher than the threshold
notifiable threshold
Conclave PTC Limited 1.76 per cent. 0 per cent. 1.76 per cent.
(Bahamas) – 100 per
cent. voting shares held
in Volcan Investments
Limited
Volcan Investments 1.76 per cent. 0 per cent. 1.76 per cent.
Limited (Bahamas) -
99.97 per cent. voting
shares and 0.03 per
cent. held via nominee
companies in Volcan
Holdings PLC
Volcan Holdings PLC 1.04 per cent. 0 per cent. 1.04 per cent.
(Cyprus)
Conclave PTC Limited 1.76 per cent. 0 per cent. 1.76 per cent.
(Bahamas) – 100 per
cent. voting shares held
in Volcan Investments
Limited
Volcan Investments 1.76 per cent. 0 per cent. 1.76 per cent.
Limited (Bahamas) -
99.97 per cent. voting
shares and 0.03 per
cent. held via nominee
companies in Volcan
Holdings II PLC
Volcan Holdings II PLC 0.72 per cent. 0 per cent. 0.72 per cent.
(Cyprus)
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information xvi
Place of completion Cyprus
Date of completion 26 July 2019
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible) i
1a. Identity of the issuer or the underlying issuer Anglo American plc
of existing shares to which voting rights are
attached ii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligation iv
Name Volcan Holdings plc
City and country of registered office (if applicable) Limassol, Cyprus
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or 26 July 2019
reached vi:
6. Date on which issuer notified (DD/MM/YYYY): 26/07/2019
7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial in- (8.A + 8.B) voting rights of
(total of 8. A) struments issuer vii
(total of 8.B 1 + 8.B 2)
Resulting situation 1.04 per cent. 0 per cent. 1.04 per cent. 1,405,079,530
on the date on which
threshold was
crossed or reached
Position of previous 11.44 per cent. 0 per cent. 11.44 per cent.
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached viii
A: Voting rights attached to shares
Class/type of Number of voting rights ix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
GB00B1XZS820 14,607,742 0 1.04 per cent. 0
SUBTOTAL 8. A 14,607,742 1.04 per cent.
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting rights % of voting rights
instrument date x Conversion Period xi that may be acquired if
the instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Type of financial Expiration Exercise/ Physical or Number of % of voting rights
instrument date x Conversion cash voting rights
Period xi settlement xii
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the X
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv
(please add additional rows as necessary)
Name xv % of voting rights if it % of voting rights Total of both if it
equals or is higher through financial in- equals or is higher
than the notifiable struments if it equals than the notifiable
threshold or is higher than the threshold
notifiable threshold
Conclave PTC Limited 1.76 per cent. 0 per cent. 1.76 per cent.
(Bahamas) – 100 per
cent. voting shares held
in Volcan Investments
Limited
Volcan Investments 1.76 per cent. 0 per cent. 1.76 per cent.
Limited (Bahamas) -
99.97 per cent. voting
shares and 0.03 per
cent. held via nominee
companies in Volcan
Holdings PLC
Volcan Holdings PLC 1.04 per cent. 0 per cent. 1.04 per cent.
(Cyprus)
Conclave PTC Limited 1.76 per cent. 0 per cent. 1.76 per cent.
(Bahamas) – 100 per
cent. voting shares held
in Volcan Investments
Limited
Volcan Investments 1.76 per cent. 0 per cent. 1.76 per cent.
Limited (Bahamas) -
99.97 per cent. voting
shares and 0.03 per
cent. held via nominee
companies in Volcan
Holdings II PLC
Volcan Holdings II PLC 0.72 per cent. 0 per cent. 0.72 per cent.
(Cyprus)
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information xvi
Place of completion Cyprus
Date of completion 26 July 2019
Clare Davage
Deputy Company Secretary
Anglo American plc
26 July 2019
The Company has a primary listing on the Main Market of the London Stock Exchange and
secondary listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the
Namibia Stock Exchange and the SIX Swiss Exchange.
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 26/07/2019 05:45:00
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