Wrap Text
TR-1: Standard form for notification of major holdings
INTU PROPERTIES PLC
(Registration number UK3685527)
ISIN Code: GB0006834344
JSE Code: ITU
LEI: 213800JSNTERD5CJZO95
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)I
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at- Intu Properties Plc
tachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name JPMorgan Chase & Co.
City and country of registered office (if applicable) Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)v
J.P. Morgan Securities plc
Name
JPMorgan Chase Bank, National Association
City and country of registered office (if applicable) London, United Kingdom
5. Date on which the threshold was crossed or
20 February 2019
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 22 February 2019
7. Total positions of person(s) subject to the notification obligation
% of voting rights
% of voting rights at- Total number of
through financial instru- Total of both in %
tached to shares (to- voting rights of is-
ments (8.A + 8.B)
tal of 8. A) suervii
(total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
0.18% 5.78% 5.96% 1,355,040,243
1
threshold was
crossed or reached
Position of previous
notification (if 0.27% 5.73% 6.00%
applicable)
2
8. Notified details of the resulting situation on the date on which the threshold was crossed or
reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if possible) Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
GB0006834344 2,394,749 0.18%
SUBTOTAL 8. A 2,394,749 0.18%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights
Type of financial in- Expiration Exercise/ that may be acquired if
% of voting rights
strument datex Conversion Periodxi the instrument is
exercised/converted.
Right to Recall N/A N/A 1 0.00%
SUBTOTAL 8. B 1 1 0.00%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Physical or
Type of finan- Expiration Exercise/ Number of
cash % of voting rights
cial instrument datex Conversion Period xi voting rights
settlementxii
Cash Settled
Call or Put 22/02/2019 Put: 255p Call:382.5p Cash 1,065,165 0.08%
Option*
Cash Settled
Call or Put 01/03/2019 Put: 255p Call:382.5p Cash 1,065,165 0.08%
Option*
Cash Settled
Call or Put 08/03/2019 Put: 255p Call:382.5p Cash 1,065,165 0.08%
Option*
Cash Settled
Call or Put 15/03/2019 Put: 255p Call:382.5p Cash 1,065,165 0.08%
Option*
Cash Settled
Call or Put 22/03/2019 Put: 255p Call:382.5p Cash 1,065,165 0.08%
Option*
3
Cash Settled
Call or Put 29/03/2019 Put: 255p Call:382.5p Cash 1,065,165 0.08%
Option*
Cash Settled
Call or Put 05/04/2019 Put: 255p Call:382.5p Cash 1,065,165 0.08%
Option*
Cash Settled
Call or Put 12/04/2019 Put: 255p Call:382.5p Cash 1,065,165 0.08%
Option*
Cash Settled
Call or Put 18/04/2019 Put: 255p Call:382.5p Cash 1,065,165 0.08%
Option*
Cash Settled
Call or Put 26/04/2019 Put: 255p Call:382.5p Cash 1,065,165 0.08%
Option*
Cash Settled
Call or Put 03/05/2019 Put: 255p Call:382.5p Cash 1,065,165 0.08%
Option*
Cash Settled
Call or Put 10/05/2019 Put: 255p Call:382.5p Cash 1,065,165 0.08%
Option*
Cash Settled
Call or Put 17/05/2019 Put: 255p Call:382.5p Cash 1,065,165 0.08%
Option*
Cash Settled
Call or Put 24/05/2019 Put: 255p Call:382.5p Cash 1,065,165 0.08%
Option*
Cash Settled
Call or Put 31/05/2019 Put: 255p Call:382.5p Cash 1,065,165 0.08%
Option*
Cash Settled
Call or Put 07/06/2019 Put: 255p Call:382.5p Cash 1,065,165 0.08%
Option*
Cash Settled
Call or Put 14/06/2019 Put: 255p Call:382.5p Cash 1,065,165 0.08%
Option*
Cash Settled
Call or Put 21/06/2019 Put: 255p Call:382.5p Cash 1,065,164 0.08%
Option*
Cash Settled
Call or Put 28/06/2019 Put: 255p Call:382.5p Cash 1,065,163 0.08%
Option*
Cash Settled
Call or Put 05/07/2019 Put: 255p Call:382.5p Cash 1,065,159 0.08%
Option*
Cash Settled
Call or Put 12/07/2019 Put: 255p Call:382.5p Cash 1,065,152 0.08%
Option*
Cash Settled
Call or Put 19/07/2019 Put: 255p Call:382.5p Cash 1,065,137 0.08%
Option*
4
Cash Settled
Call or Put 26/07/2019 Put: 255p Call:382.5p Cash 1,065,113 0.08%
Option*
Cash Settled
Call or Put 02/08/2019 Put: 255p Call:382.5p Cash 1,065,076 0.08%
Option*
Cash Settled
Call or Put 09/08/2019 Put: 255p Call:382.5p Cash 1,065,020 0.08%
Option*
Cash Settled
Call or Put 16/08/2019 Put: 255p Call:382.5p Cash 1,064,942 0.08%
Option*
Cash Settled
Call or Put 23/08/2019 Put: 255p Call:382.5p Cash 1,064,837 0.08%
Option*
Cash Settled
Call or Put 30/08/2019 Put: 255p Call:382.5p Cash 1,064,729 0.08%
Option*
Cash Settled
Call or Put 06/09/2019 Put: 255p Call:382.5p Cash 1,064,564 0.08%
Option*
Cash Settled
Call or Put 13/09/2019 Put: 255p Call:382.5p Cash 1,064,361 0.08%
Option*
Cash Settled
Call or Put 20/09/2019 Put: 255p Call:382.5p Cash 1,064,116 0.08%
Option*
Cash Settled
Call or Put 27/09/2019 Put: 255p Call:382.5p Cash 1,063,826 0.08%
Option*
Cash Settled
Call or Put 04/10/2019 Put: 255p Call:382.5p Cash 1,063,489 0.08%
Option*
Cash Settled
Call or Put 11/10/2019 Put: 255p Call:382.5p Cash 1,063,102 0.08%
Option*
Cash Settled
Call or Put 18/10/2019 Put: 255p Call:382.5p Cash 1,062,665 0.08%
Option*
Cash Settled
Call or Put 25/10/2019 Put: 255p Call:382.5p Cash 1,062,175 0.08%
Option*
Cash Settled
Call or Put 01/11/2019 Put: 255p Call:382.5p Cash 1,061,632 0.08%
Option*
Cash Settled
Call or Put 08/11/2019 Put: 255p Call:382.5p Cash 1,061,036 0.08%
Option*
Cash Settled
Call or Put 15/11/2019 Put: 255p Call:382.5p Cash 1,060,386 0.08%
Option*
5
Cash Settled
Call or Put 22/11/2019 Put: 255p Call:382.5p Cash 1,059,684 0.08%
Option*
Cash Settled
Call or Put 29/11/2019 Put: 255p Call:382.5p Cash 1,058,928 0.08%
Option*
Cash Settled
Call or Put 06/12/2019 Put: 255p Call:382.5p Cash 1,058,121 0.08%
Option*
Cash Settled
Call or Put 13/12/2019 Put: 255p Call:382.5p Cash 1,057,263 0.08%
Option*
Cash Settled
Call or Put 20/12/2019 Put: 255p Call:382.5p Cash 1,056,354 0.08%
Option*
Cash-settled
28/02/2019 28/02/2019 Cash 1,000,000 0.07%
Equity Swap
Cash-settled
04/03/2019 04/03/2019 Cash 10,191 0.00%
Equity Swap
Cash-settled
02/04/2019 02/04/2019 Cash 13,390 0.00%
Equity Swap
Cash-settled
12/04/2019 12/04/2019 Cash 1,300,875 0.10%
Equity Swap
Cash-settled
18/04/2019 18/04/2019 Cash 33,635 0.00%
Equity Swap
Cash-settled
02/05/2019 02/05/2019 Cash 2,181 0.00%
Equity Swap
Cash-settled
22/05/2019 22/05/2019 Cash 2,100,000 0.15%
Equity Swap
Cash-settled
12/06/2019 12/06/2019 Cash 13,531 0.00%
Equity Swap
Cash-settled
18/06/2019 18/06/2019 Cash 892,358 0.07%
Equity Swap
Cash-settled
02/07/2019 02/07/2019 Cash 17,693 0.00%
Equity Swap
Cash-settled
30/07/2019 30/07/2019 Cash 581,502 0.04%
Equity Swap
Cash-settled
02/08/2019 02/08/2019 Cash 9,435 0.00%
Equity Swap
Cash-settled
05/08/2019 05/08/2019 Cash 1,046,162 0.08%
Equity Swap
Cash-settled
03/09/2019 03/09/2019 Cash 25,190 0.00%
Equity Swap
Cash-settled
18/09/2019 18/09/2019 Cash 11,091,875 0.82%
Equity Swap
Cash-settled
02/10/2019 02/10/2019 Cash 293,288 0.02%
Equity Swap
Cash-settled
09/10/2019 09/10/2019 Cash 84,377 0.01%
Equity Swap
Cash-settled
04/11/2019 04/11/2019 Cash 366,015 0.03%
Equity Swap
Cash-settled
27/11/2019 27/11/2019 Cash 1,365,396 0.10%
Equity Swap
6
Cash-settled
03/12/2019 03/12/2019 Cash 188,947 0.01%
Equity Swap
Cash-settled
05/12/2019 05/12/2019 Cash 500,000 0.04%
Equity Swap
Cash-settled
03/01/2020 03/01/2020 Cash 81,647 0.01%
Equity Swap
Cash-settled
07/01/2020 07/01/2020 Cash 846,955 0.06%
Equity Swap
Cash-settled
15/01/2020 15/01/2020 Cash 22,241 0.00%
Equity Swap
Cash-settled
04/02/2020 04/02/2020 Cash 37,089 0.00%
Equity Swap
Cash-settled
06/02/2020 06/02/2020 Cash 190,478 0.01%
Equity Swap
Cash-settled
13/02/2020 13/02/2020 Cash 20,090 0.00%
Equity Swap
Cash-settled
24/02/2020 24/02/2020 Cash 129,272 0.01%
Equity Swap
Cash-settled
28/02/2020 28/02/2020 Cash 1,118,185 0.08%
Equity Swap
Cash-settled
03/03/2020 03/03/2020 Cash 4,991 0.00%
Equity Swap
Cash-settled
09/03/2020 09/03/2020 Cash 1,522,940 0.11%
Equity Swap
Cash-settled
17/03/2020 17/03/2020 Cash 4,243,589 0.31%
Equity Swap
Cash-settled
18/03/2020 18/03/2020 Cash 7,356 0.00%
Equity Swap
Cash-settled
24/03/2020 24/03/2020 Cash 403,255 0.03%
Equity Swap
Cash-settled
23/07/2020 23/07/2020 Cash 389,437 0.03%
Equity Swap
Cash-settled
14/08/2020 14/08/2020 Cash 438,913 0.03%
Equity Swap
Cash-settled
26/07/2023 26/07/2023 Cash 1,184,968 0.09%
Equity Swap
SUBTOTAL
8.B.2
78,382,442 5.78%
* Please note that either a call or a put option (but not both) can be exercised upon ma-
turity, depending on the share price of Intu Properties Plc.
7
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv X
(please add additional rows as necessary)
% of voting rights
% of voting rights if it Total of both if it
through financial in-
equals or is higher equals or is higher
Namexv struments if it equals
than the notifiable than the notifiable
or is higher than the
threshold threshold
notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
J.P. Morgan Interna-
tional Finance Limited
J.P. Morgan Capital
Holdings Limited
J.P. Morgan Securities
5.78% 5.96%
plc
JPMorgan Chase & Co.
JPMorgan Chase Bank,
National Association
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be held N/A
11. Additional informationxvi
Table 8A) Includes stock borrows of 71,854,187 (5.30%)
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
8
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
Place of completion London, United Kingdom
Date of completion 22 February 2019
25 February 2019
JSE Sponsor:
Merrill Lynch South Africa (Pty) Ltd
Notes
iPlease note that national forms may vary due to specific national legislation (Article 3(1a) of Directive 2004/109/EC)
as for instance the applicable thresholds or information regarding capital holdings.
iiFull name of the legal entity and further specification of the issuer or underlying issuer, provided it is reliable and
accurate (e.g. address, LEI, domestic number identity). Indicate in the relevant section whether the issuer is a non UK
issuer.
iii
Other reason for the notification could be voluntary notifications, changes of attribution of the nature of the holding
(e.g. expiring of financial instruments) or acting in concert.
iv This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing of or
exercising voting rights in the cases provided for in DTR5.2.1 (b) to (h)/ Article 10 (b) to (h) of Directive 2004/109/EC;
(c) all parties to the agreement referred to in Article 10 (a) of Directive 2004/109/EC (DTR5.2.1 (a)) or (d) the holder of
financial instruments referred to in Article 13(1) of Directive 2004/109/EC (DTR5.3.1).
As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total
positions of the parties, entering or exiting of acting in concert by a single party) the standard form does not provide for
a specific method how to notify cases of acting in concert.
In relation to the transactions referred to in points (b) to (h) of Article 10 of Directive 2004/109/EC (DTR5.2.1 (b) to (h)),
the following list is provided as indication of the persons who should be mentioned:
- in the circumstances foreseen in letter (b) of Article 10 of that Directive (DTR5.2.1 (b)), the natural person or legal
entity that acquires the voting rights and is entitled to exercise them under the agreement and the natural person
or legal entity who is transferring temporarily for consideration the voting rights;
- in the circumstances foreseen in letter (c) of Article 10 of that Directive (DTR5.2.1 (c)), the natural person or legal
entity holding the collateral, provided the person or entity controls the voting rights and declares its intention of
exercising them, and natural person or legal entity lodging the collateral under these conditions;
- in the circumstances foreseen in letter (d) of Article 10 of that Directive (DTR5.2.1 (d)), the natural person or legal
entity who has a life interest in shares if that person or entity is entitled to exercise the voting rights attached to the
shares and the natural person or legal entity who is disposing of the voting rights when the life interest is created;
- in the circumstances foreseen in letter (e) of Article 10 of that Directive (DTR5.2.1 (e)), the controlling natural
person or legal entity and, provided it has a notification duty at an individual level under Article 9 (DTR 5.1), under
letters (a) to (d) of Article 10 of that Directive (DTR5.2.1 (a) to (d)) or under a combination of any of those situations,
the controlled undertaking;
- in the circumstances foreseen in letter (f) of Article 10 of that Directive (DTR5.2.1 (f)), the deposit taker of the
shares, if he can exercise the voting rights attached to the shares deposited with him at his discretion, and the
depositor of the shares allowing the deposit taker to exercise the voting rights at his discretion;
9
- in the circumstances foreseen in letter (g) of Article 10 of that Directive (DTR5.2.1 (g)), the natural person or legal
entity that controls the voting rights;
- in the circumstances foreseen in letter (h) of Article 10 of that Directive (DTR5.2.1 (h)), the proxy holder, if he
can exercise the voting rights at his discretion, and the shareholder who has given his proxy to the proxy holder
allowing the latter to exercise the voting rights at his discretion (e.g. management companies).
v Applicable in the cases provided for in Article 10 (b) to (h) of Directive 2004/109/EC (DTR5.2.1 (b) to (h). This should
be the full name of the shareholder who is the counterparty to the natural person or legal entity referred to in Article 10
of that Directive (DTR5.2) unless the percentage of voting rights held by the shareholder is lower than the lowest notifi-
able threshold for the disclosure of voting rights holdings in accordance with national practices (e.g. identification of
funds managed by management companies).
viThe date on which threshold is crossed or reached should be the date on which the acquisition or disposal took place
or the other reason triggered the notification obligation. For passive crossings, the date when the corporate event took
effect.
vii
The total number of voting rights shall be composed of all the shares, including depository receipts representing
shares, to which voting rights are attached even if the exercise thereof is suspended.
viii
If the holding has fallen below the lowest applicable threshold in accordance with national law, please note that it
might not be necessary in accordance with national law to disclose the extent of the holding, only that the new holding
is below that threshold.
ixIn case of combined holdings of shares with voting rights attached "direct holding" and voting rights "indirect holding",
please split the voting rights number and percentage into the direct and indirect columns – if there is no combined
holdings, please leave the relevant box blank.
x Date of maturity/expiration of the financial instrument i.e. the date when right to acquire shares ends.
xiIf the financial instrument has such a period – please specify this period – for example once every 3 months starting
from [date].
xii
In case of cash settled instruments the number and percentages of voting rights is to be presented on a delta-adjusted
basis (Article 13(1a) of Directive 2004/109/EC) (DTR 5.3.3.A).
xiii
If the person subject to the notification obligation is either controlled and/or does control another undertaking then the
second option applies.
xivThe full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity has to be
presented also in the cases, in which only on subsidiary level a threshold is crossed or reached and the subsidiary
undertaking discloses the notification as only thus the markets get always the full picture of the group holdings. In case
of multiple chains through which the voting rights and/or financial instruments are effectively held the chains have to be
presented chain by chain leaving a row free between different chains (e.g.: A, B, C, free row, A, B, D, free row, A, E, F
etc.).
xvThe names of controlled undertakings through which the voting rights and/or financial instruments are effectively held
have to be presented irrespectively whether the controlled undertakings cross or reach the lowest applicable threshold
themselves.
xvi Example: Correction of a previous notification.
10
Date: 25/02/2019 04:37:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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