Wrap Text
Notification of transactions by Directors / PDMRs
Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
Notification of transactions by Directors / PDMRs
Awards of Ordinary Shares were made under the Company’s Bonus Share Plan (“BSP”) and Long Term
Incentive Plan (“LTIP”) at nil cost on 12 March 2021 to Directors/PDMRs as detailed below. A share
price of £29.282 (JSE: ZAR.612.338), set in early March, and as approved by the Company’s
Remuneration Committee, has been used to determine the number of shares awarded.
Awards made under the BSP
Under the terms of the BSP, one third of each Share award will vest and be released on 10 March 2023,
subject to continued employment. The remaining two thirds of each award will vest and be released
on 12 March 2024.
Name of Director / PDMR Number of Shares
Mark Cutifani 26,869
Stephen Pearce 16,479
Tony O'Neill 17,090
Didier Charreton 9,656
Bruce Cleaver 12,627
Nolitha Fakude 7,138
Ruben Fernandes 14,473
Seamus French 14,754
Anik Michaud 9,664
Duncan Wanblad 12,501
Peter Whitcutt 16,946
Awards made under the LTIP
The LTIP provides Directors and executive management with Shares awarded on a conditional basis as
determined by the Remuneration Committee. These awards will vest on 12 March 2024, subject to the
satisfaction of performance conditions as explained in the Directors’ Remuneration Report of the
Company’s 2020 Integrated Annual Report. The vested Shares will then be subject to a further holding
period of two years and will be released on 12 March 2026.
Name of Director / PDMR Number of Shares
Mark Cutifani 143,305
Stephen Pearce 86,366
Tony O'Neill 89,566
Didier Charreton 45,467
Bruce Cleaver 65,007
Nolitha Fakude 31,535
Ruben Fernandes 62,178
Seamus French 72,029
Anik Michaud 46,785
Duncan Wanblad 68,257
Peter Whitcutt 61,894
In accordance with Article 19 of the UK Market Abuse Regulation, the relevant FCA notifications are
set out below.
1. Details of PDMR / person closely associated (PCA)
a) Name Mark Cutifani
2. Reason for the notification
a) Position / status Chief Executive (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, one third
of the Share award will be released on 10 March 2023 and two
thirds on 12 March 2024.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 26,869
e) Aggregated information
Aggregated volume 26,869
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest on 12 March 2024;
the Shares will then be subject to a further holding period of
two years and will be released on 12 March 2026.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 143,305
e) Aggregated information
Aggregated volume 143,305
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Stephen Pearce
2. Reason for the notification
a) Position / status Finance Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, one third
of the Share award will be released on 10 March 2023 and two
thirds on 12 March 2024.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 16,479
e) Aggregated information
Aggregated volume 16,479
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest on 12 March 2024;
the Shares will then be subject to a further holding period of
two years and will be released on 12 March 2026.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 86,366
e) Aggregated information
Aggregated volume 86,366
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Tony O'Neill
2. Reason for the notification
a) Position / status Technical Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, one third
of the Share award will be released on 10 March 2023 and two
thirds on 12 March 2024.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 17,090
e) Aggregated information
Aggregated volume 17,090
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest on 12 March 2024;
the Shares will then be subject to a further holding period of
two years and will be released on 12 March 2026.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 89,566
e) Aggregated information
Aggregated volume 89,566
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Didier Charreton
2. Reason for the notification
a) Position / status Group Director – People & Organisation (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, one third
of the Share award will be released on 10 March 2023 and two
thirds on 12 March 2024.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 9,656
e) Aggregated information
Aggregated volume 9,656
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest on 12 March 2024;
the Shares will then be subject to a further holding period of
two years and will be released on 12 March 2026.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 45,467
e) Aggregated information
Aggregated volume 45,467
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Bruce Cleaver
2. Reason for the notification
a) Position / status CEO of De Beers (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, one third
of the Share award will be released on 10 March 2023 and two
thirds on 12 March 2024.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 12,627
e) Aggregated information
Aggregated volume 12,627
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest on 12 March 2024;
the Shares will then be subject to a further holding period of
two years and will be released on 12 March 2026.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 65,007
e) Aggregated information
Aggregated volume 65,007
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Nolitha Fakude
2. Reason for the notification
a) Position / status Group Director – South Africa (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, one third
of the Share award will be released on 10 March 2023 and two
thirds on 12 March 2024.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 1,602
e) Aggregated information
Aggregated volume 1,602
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, one third
of the Share award will be released on 10 March 2023 and two
thirds on 12 March 2024.
c) Currency ZAR – South African Rand
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 5,536
e) Aggregated information
Aggregated volume 5,536
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction Johannesburg Stock Exchange – XJSE
1. Details of PDMR / person closely associated (PCA)
a) Name Nolitha Fakude
2. Reason for the notification
a) Position / status Group Director – South Africa (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest on 12 March 2024;
the Shares will then be subject to a further holding period of
two years and will be released on 12 March 2026.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 6,999
e) Aggregated information
Aggregated volume 6,999
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest on 12 March 2024;
the Shares will then be subject to a further holding period of
two years and will be released on 12 March 2026.
c) Currency ZAR – South African Rand
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 24,536
e) Aggregated information
Aggregated volume 24,536
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction Johannesburg Stock Exchange – XJSE
1. Details of PDMR / person closely associated (PCA)
a) Name Ruben Fernandes
2. Reason for the notification
a) Position / status CEO of Base Metals (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, one third
of the Share award will be released on 10 March 2023 and two
thirds on 12 March 2024.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 14,473
e) Aggregated information
Aggregated volume 14,473
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest on 12 March 2024;
the Shares will then be subject to a further holding period of
two years and will be released on 12 March 2026.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 62,178
e) Aggregated information
Aggregated volume 62,178
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Seamus French
2. Reason for the notification
a) Position / status CEO of Bulk Commodities and Other Minerals (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, one third
of the Share award will be released on 10 March 2023 and two
thirds on 12 March 2024.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 14,754
e) Aggregated information
Aggregated volume 14,754
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest on 12 March 2024;
the Shares will then be subject to a further holding period of
two years and will be released on 12 March 2026.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 72,029
e) Aggregated information
Aggregated volume 72,029
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Anik Michaud
2. Reason for the notification
a) Position / status Group Director – Corporate Relations and Sustainable Impact
(PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, one third
of the Share award will be released on 10 March 2023 and two
thirds on 12 March 2024.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 9,664
e) Aggregated information
Aggregated volume 9,664
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest on 12 March 2024;
the Shares will then be subject to a further holding period of
two years and will be released on 12 March 2026.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 46,785
e) Aggregated information
Aggregated volume 46,785
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Duncan Wanblad
2. Reason for the notification
a) Position / status Group Director – Strategy and Business Development (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, one third
of the Share award will be released on 10 March 2023 and two
thirds on 12 March 2024.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 12,501
e) Aggregated information
Aggregated volume 12,501
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest on 12 March 2024;
the Shares will then be subject to a further holding period of
two years and will be released on 12 March 2026.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 68,257
e) Aggregated information
Aggregated volume 68,257
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Peter Whitcutt
2. Reason for the notification
a) Position / status CEO of Marketing (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Bonus Share Plan. Subject to continued employment, one third
of the Share award will be released on 10 March 2023 and two
thirds on 12 March 2024.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 16,946
e) Aggregated information
Aggregated volume 16,946
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Award of Shares under the terms of the Anglo American plc
Long Term Incentive Plan. Subject to the satisfaction of
performance conditions, the award will vest on 12 March 2024;
the Shares will then be subject to a further holding period of
two years and will be released on 12 March 2026.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 61,894
e) Aggregated information
Aggregated volume 61,894
Price GBP 0.00
f) Date of the transaction 2021-03-12
g) Place of the transaction London Stock Exchange – XLON
Clare Davage
Deputy Company Secretary
12 March 2021
The Company has a primary listing on the Main Market of the London Stock Exchange and secondary
listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia Stock
Exchange and the SIX Swiss Exchange.
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 12-03-2021 05:00:00
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