Wrap Text
Notification of transactions by Directors / PDMRs
Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
Notification of transactions by Directors / PDMRs
The Company announces the following transactions in its Ordinary Shares by PDMRs.
Vesting of shares awarded at nil cost under the Company’s Bonus Share Plan (“BSP”) and Long Term
Incentive Plan (“LTIP”)
On 3 March 2021, awards made under the BSP and LTIP vested to Directors/PDMRs and shares were
released and sold to cover withholding taxes on 3 March as noted below at £29.62 per share.
Awards granted under the LTIP in 2018 vested at 83.8%, based on the extent to which the relevant
performance conditions were met (further details can be found in the Directors’ remuneration
report of the Company’s 2020 Integrated Annual Report). The awards are also subject to the vesting
cap approved by the Company’s Remuneration Committee in 2017, however, the value of the
vesting cap was not reached on this vesting and therefore no shares lapsed as a result of the cap.
The awards therefore vested to the following Directors/PDMRs, to the extent noted below. The
remaining portion of the share awards did not vest and lapsed on the same date.
Awards granted under the BSP to PDMRs vest in two tranches. The first tranche, equal to two thirds of
the award, vests three years after grant. The remaining third vests as a second tranche five years from
grant. First tranches of the 2018 BSP awards and second tranches of the 2016 BSP awards have vested
as set out below.
All shares were released net of shares sold to cover taxes as indicated below. The net shares released
under all LTIP awards are subject to a further two-year holding period, during which time they may not
be sold or transferred.
Director/PDMR Share Plan Shares Shares Shares sold Net shares retained
Granted Vested for tax by Director/PDMR
Didier Charreton 2018 BSP 20,112 20,112 9,453 10,659
Didier Charreton 2018 LTIP 70,519 59,094 27,775 31,319
Bruce Cleaver 2018 BSP 27,227 27,227 12,797 14,430
Bruce Cleaver 2018 LTIP 102,841 86,180 40,505 45,675
Mark Cutifani 2016 BSP 44,635 44,635 20,979 23,656
Mark Cutifani 2018 BSP 46,690 46,690 21,945 24,745
Mark Cutifani 2018 LTIP 222,263 186,256 87,541 98,715
Ruben Fernandes 2016 BSP 13,634 13,634 4,553 9,081
Ruben Fernandes 2018 BSP 13,856 13,856 5,408 8,448
Ruben Fernandes 2018 LTIP 33,725 28,261 11,031 17,230
Seamus French 2016 BSP 36,704 36,704 17,251 19,453
Seamus French 2018 BSP 23,894 23,894 11,231 12,663
Seamus French 2018 LTIP 111,716 93,618 44,001 49,617
Anik Michaud 2016 BSP 16,788 16,788 7,891 8,897
Anik Michaud 2018 BSP 17,808 17,808 8,370 9,438
Anik Michaud 2018 LTIP 70,289 58,902 27,684 31,218
Tony O'Neill 2016 BSP 29,425 29,425 13,830 15,595
Tony O'Neill 2018 BSP 30,699 30,699 14,429 16,270
Tony O'Neill 2018 LTIP 138,914 116,410 54,713 61,697
Stephen Pearce 2018 BSP 27,630 27,630 12,987 14,643
Stephen Pearce 2018 LTIP 133,952 112,252 52,759 59,493
Duncan Wanblad 2016 BSP 33,906 33,906 15,936 17,970
Duncan Wanblad 2018 BSP 25,897 25,897 12,172 13,725
Duncan Wanblad 2018 LTIP 105,865 88,714 41,696 47,018
Peter Whitcutt 2016 BSP 35,239 35,239 16,563 18,676
Peter Whitcutt 2018 BSP 27,008 27,008 12,694 14,314
Peter Whitcutt 2018 LTIP 95,996 80,444 37,809 42,635
Other transactions in vested shares by PDMRs and their PCAs
The Company further announces a transfer of its Ordinary shares by a PDMR to a person closely
associated with them (PCA).
In accordance with Article 19 of the UK Market Abuse Regulation, the relevant FCA notifications are
set out below.
1. Details of PDMR / person closely associated (PCA)
a) Name Didier Charreton
2. Reason for the notification
a) Position / status Group Director – People and Organisation (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2018 under the terms of
the Anglo American plc Long Term Incentive Plan and Bonus
Share Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 20,112
GBP 0.00 59,094
e) Aggregated information
Aggregated volume 79,206
Price GBP 0.00
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Long Term Incentive Plan and Bonus Share Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 29.62 9,453
GBP 29.62 27,775
e) Aggregated information
Aggregated volume 37,228
Price GBP 29.62
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Bruce Cleaver
2. Reason for the notification
a) Position / status CEO De Beers (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2018 under the terms of
the Anglo American plc Long Term Incentive Plan and Bonus
Share Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 27,227
GBP 0.00 86,180
e) Aggregated information
Aggregated volume 113,407
Price GBP 0.00
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Long Term Incentive Plan and Bonus Share Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 29.62 12,797
GBP 29.62 40,505
e) Aggregated information
Aggregated volume 53,302
Price GBP 29.62
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Mark Cutifani
2. Reason for the notification
a) Position / status Chief Executive (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2018 and March 2016
under the terms of the Anglo American plc Bonus Share Plan
and Long Term Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 44,635
GBP 0.00 46,690
GBP 0.00 186,256
e) Aggregated information
Aggregated volume 277,581
Price GBP 0.00
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 29.62 20,979
GBP 29.62 21,945
GBP 29.62 87,541
e) Aggregated information
Aggregated volume 130,465
Price GBP 29.62
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Ruben Fernandes
2. Reason for the notification
a) Position / status CEO of Base Metals (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2018 and March 2016
under the terms of the Anglo American plc Bonus Share Plan
and Long Term Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 13,634
GBP 0.00 13,856
GBP 0.00 28,261
e) Aggregated information
Aggregated volume 55,751
Price GBP 0.00
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 29.62 4,553
GBP 29.62 5,408
GBP 29.62 11,031
e) Aggregated information
Aggregated volume 20,992
Price GBP 29.62
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Seamus French
2. Reason for the notification
a) Position / status CEO of Bulk Commodities and Other Minerals (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2018 and March 2016
under the terms of the Anglo American plc Bonus Share Plan
and Long Term Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 36,704
GBP 0.00 23,894
GBP 0.00 93,618
e) Aggregated information
Aggregated volume 154,216
Price GBP 0.00
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 29.62 17,251
GBP 29.62 11,231
GBP 29.62 44,001
e) Aggregated information
Aggregated volume 72,483
Price GBP 29.62
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Anik Michaud
2. Reason for the notification
a) Position / status Group Director, Corporate Relations (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2018 and March 2016
under the terms of the Anglo American plc Bonus Share Plan
and Long Term Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 16,788
GBP 0.00 17,808
GBP 0.00 58,902
e) Aggregated information
Aggregated volume 93,498
Price GBP 0.00
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 29.62 7,891
GBP 29.62 8,370
GBP 29.62 27,684
e) Aggregated information
Aggregated volume 43,945
Price GBP 29.62
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Tony O'Neill
2. Reason for the notification
a) Position / status Technical Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2018 and March 2016
under the terms of the Anglo American plc Bonus Share Plan
and Long Term Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 29,425
GBP 0.00 30,699
GBP 0.00 116,410
e) Aggregated information
Aggregated volume 176,534
Price GBP 0.00
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 29.62 13,830
GBP 29.62 14,429
GBP 29.62 54,713
e) Aggregated information
Aggregated volume 82,972
Price GBP 29.62
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Stephen Pearce
2. Reason for the notification
a) Position / status Finance Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2018 under the terms of
the Anglo American plc Bonus Share Plan and Long Term
Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 27,630
GBP 0.00 112,252
e) Aggregated information
Aggregated volume 139,882
Price GBP 0.00
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 29.62 12,987
GBP 29.62 52,759
e) Aggregated information
Aggregated volume 65,746
Price GBP 29.62
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Duncan Wanblad
2. Reason for the notification
a) Position / status Group Director, Strategy & Business Development (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2018 and March 2016
under the terms of the Anglo American plc Bonus Share Plan
and Long Term Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 33,906
GBP 0.00 25,897
GBP 0.00 88,714
e) Aggregated information
Aggregated volume 148,517
Price GBP 0.00
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 29.62 15,936
GBP 29.62 12,172
GBP 29.6 41,696
e) Aggregated information
Aggregated volume 69,804
Price GBP 29.62
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Peter Whitcutt
2. Reason for the notification
a) Position / status CEO of Marketing (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2018 and March 2016
under the terms of the Anglo American plc Bonus Share Plan
and Long Term Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 35,239
GBP 0.00 27,008
GBP 0.00 80,444
e) Aggregated information
Aggregated volume 142,691
Price GBP 0.00
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 29.62 16,563
GBP 29.62 12,694
GBP 29.62 37,809
e) Aggregated information
Aggregated volume 67,066
Price GBP 29.62
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Bruce Cleaver
2. Reason for the notification
a) Position / status CEO De Beers (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Transfer of Ordinary Shares to spouse at nil cost.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 14,430
e) Aggregated information
Aggregated volume 14,430
Price GBP 0.00
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Adele Cleaver
2. Reason for the notification
a) Position / status PCA – Spouse of Bruce Cleaver, a PDMR
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Transfer of Ordinary Shares from spouse at nil cost.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 14,430
e) Aggregated information
Aggregated volume 14,430
Price GBP 0.00
f) Date of the transaction 2021-03-03
g) Place of the transaction London Stock Exchange – XLON
Clare Davage
Deputy Company Secretary
8 March 2021
The Company has a primary listing on the Main Market of the London Stock Exchange and secondary
listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia Stock
Exchange and the SIX Swiss Exchange.
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 08-03-2021 05:00:00
Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.
Sharenet Sites 
