Wrap Text
Notification of transactions by Directors / PDMRs
Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
Notification of transactions by Directors / PDMRs
The Company announces transactions in its Ordinary Shares by PDMRs.
Vesting of Shares awarded at nil cost under the Company’s Bonus Share Plan (“BSP”) and Long Term
Incentive Plan (“LTIP”).
On 4 March 2020, awards made under the BSP and LTIP vested to Directors/PDMRs and shares were
released and sold to cover withholding taxes on 5 March as noted below at £19.429 per share.
In the case of awards granted under the LTIP in 2017, the relevant performance conditions were met
as to 92.47% (further details can be found in the Directors’ Remuneration Report of the Company’s
2019 Integrated Annual Report). The awards are also subject to the vesting cap approved by the
Company’s Remuneration Committee in 2017, however, the value of the vesting cap was not reached
on this vesting and therefore no shares lapsed as a result of the cap. The awards therefore vested to
the following Directors/PDMRs, to the extent noted below. The remaining portion of the share awards
did not vest and lapsed on the same date.
Awards granted under the BSP to PDMRs vest in two tranches. The first tranche, equal to two thirds of
the award, vests three years after grant. The remaining third vests as a second tranche five years from
grant. First tranches of the 2017 BSP awards and second tranches of the 2015 BSP awards have vested
as set out below.
All shares were released net of shares sold to cover taxes as indicated below. The net shares released
under all LTIP awards are subject to a further two-year holding period, during which time they may not
be sold or transferred.
Director/PDMR Share Plan Shares Shares Shares sold Net shares retained
Granted Vested for tax by Director/PDMR
Didier Charreton 2017 LTIP 116,316 107,557 50,552 57,005
Didier Charreton 2017 BSP 25,957 25,957 12,200 13,757
Bruce Cleaver 2017 LTIP 169,628 156,855 73,722 83,133
Bruce Cleaver 2017 BSP 31,373 31,373 14,746 16,627
Mark Cutifani 2017 LTIP 366,606 339,000 159,330 179,670
Mark Cutifani 2015 BSP 25,530 25,530 12,000 13,530
Mark Cutifani 2017 BSP 70,752 70,752 33,254 37,498
Ruben Fernandes 2017 LTIP 57,017 52,723 16,914 35,809
Ruben Fernandes 2015 BSP 6,589 6,589 1,909 4,680
Ruben Fernandes 2017 BSP 21,278 21,278 6,735 14,543
Seamus French 2017 LTIP 184,267 170,391 80,084 90,307
Seamus French 2015 BSP 15,072 15,072 7,084 7,988
Seamus French 2017 BSP 38,379 38,379 18,039 20,340
Anik Michaud 2017 LTIP 114,035 105,448 49,561 55,887
Anik Michaud 2017 BSP 19,668 19,668 9,244 10,424
Tony O'Neill 2017 LTIP 229,129 211,875 99,582 112,293
Tony O'Neill 2015 BSP 15,690 15,690 7,375 8,315
Tony O'Neill 2017 BSP 44,018 44,018 20,689 23,329
Stephen Pearce 2017 LTIP 220,944 204,306 96,024 108,282
Duncan Wanblad 2017 LTIP 174,617 161,468 75,890 85,578
Duncan Wanblad 2015 BSP 11,080 11,080 5,208 5,872
Duncan Wanblad 2017 BSP 34,033 34,033 15,996 18,037
Peter Whitcutt 2017 LTIP 158,338 146,415 68,816 77,599
Peter Whitcutt 2015 BSP 14,334 14,334 6,737 7,597
Peter Whitcutt 2017 BSP 39,603 39,603 18,614 20,989
Other Transactions in Vested Shares by PDMRs and PCAs
The Company further announces a transfer of its Ordinary shares by a PDMR to a person closely
associated with them (PCA).
In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are
set out below.
1. Details of PDMR / person closely associated (PCA)
a) Name Didier Charreton
2. Reason for the notification
a) Position / status Group Director – People and Organisation (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2017 under the terms of
the Anglo American plc Long Term Incentive Plan and Deferred
Bonus Share Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 107,557
GBP 0.00 25,957
e) Aggregated information
Aggregated volume 133,514
Price GBP 0.00
f) Date of the transaction 2020-03-04
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Long Term Incentive Plan and Deferred Bonus Share Plan to
cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 19.429 50,552
GBP 19.429 12,200
e) Aggregated information
Aggregated volume 62,752
Price GBP 19.429
f) Date of the transaction 2020-03-05
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Bruce Cleaver
2. Reason for the notification
a) Position / status CEO De Beers (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2017 under the terms of
the Anglo American plc Long Term Incentive Plan and Bonus
Share Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 156,855
GBP 0.00 31,373
e) Aggregated information
Aggregated volume 188,228
Price GBP 0.00
f) Date of the transaction 2020-03-04
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Long Term Incentive Plan and Bonus Share Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 19.429 73,722
GBP 19.429 14,746
e) Aggregated information
Aggregated volume 88,468
Price GBP 19.429
f) Date of the transaction 2020-03-05
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Mark Cutifani
2. Reason for the notification
a) Position / status Chief Executive (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2017 and March 2015
under the terms of the Anglo American plc Bonus Share Plan
and Long Term Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 339,000
GBP 0.00 25,530
GBP 0.00 70,752
e) Aggregated information
Aggregated volume 435,282
Price GBP 0.00
f) Date of the transaction 2020-03-04
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 19.429 159,330
GBP 19.429 12,000
GBP 19.429 33,254
e) Aggregated information
Aggregated volume 204,584
Price GBP 19.429
f) Date of the transaction 2020-03-05
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Ruben Fernandes
2. Reason for the notification
a) Position / status CEO of Base Metals (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2017 and March 2015
under the terms of the Anglo American plc Bonus Share Plan
and Long Term Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 52,723
GBP 0.00 6,589
GBP 0.00 21,278
e) Aggregated information
Aggregated volume 80,590
Price GBP 0.00
f) Date of the transaction 2020-03-04
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 19.429 16,914
GBP 19.429 1,909
GBP 19.429 6,735
e) Aggregated information
Aggregated volume 25,558
Price GBP 19.429
f) Date of the transaction 2020-03-05
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Seamus French
2. Reason for the notification
a) Position / status CEO of Bulk Commodities and Other Minerals (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2017 and March 2015
under the terms of the Anglo American plc Bonus Share Plan
and Long Term Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 170,391
GBP 0.00 15,072
GBP 0.00 38,379
e) Aggregated information
Aggregated volume 223,842
Price GBP 0.00
f) Date of the transaction 2020-03-04
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 19.429 80,084
GBP 19.429 7,084
GBP 19.429 18,039
e) Aggregated information
Aggregated volume 105,207
Price GBP 19.429
f) Date of the transaction 2020-03-05
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Anik Michaud
2. Reason for the notification
a) Position / status Group Director, Corporate Relations (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2017 under the terms of
the Anglo American plc Long Term Incentive Plan and Bonus
Share Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 105,448
GBP 0.00 19,668
e) Aggregated information
Aggregated volume 125,116
Price GBP 0.00
f) Date of the transaction 2020-03-04
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 19.429 49,561
GBP 19.429 9,244
e) Aggregated information
Aggregated volume 58,805
Price GBP 19.429
f) Date of the transaction 2020-03-05
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Tony O'Neill
2. Reason for the notification
a) Position / status Technical Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2017 and March 2015
under the terms of the Anglo American plc Bonus Share Plan
and Long Term Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 211,875
GBP 0.00 15,690
GBP 0.00 44,018
e) Aggregated information
Aggregated volume 271,583
Price GBP 0.00
f) Date of the transaction 2020-03-04
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 19.429 99,582
GBP 19.429 7,375
GBP 19.429 20,689
e) Aggregated information
Aggregated volume 127,646
Price GBP 19.429
f) Date of the transaction 2020-03-05
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Stephen Pearce
2. Reason for the notification
a) Position / status Finance Director (Director/PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2017 under the terms of
the Anglo American plc Long Term Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 204,306
e) Aggregated information
Aggregated volume 204,306
Price GBP 0.00
f) Date of the transaction 2020-03-04
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 19.429 96,024
e) Aggregated information
Aggregated volume 96,024
Price GBP 19.429
f) Date of the transaction 2020-03-05
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Duncan Wanblad
2. Reason for the notification
a) Position / status Group Director, Strategy & Business Development (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2017 and March 2015
under the terms of the Anglo American plc Bonus Share Plan
and Long Term Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 161,468
GBP 0.00 11,080
GBP 0.00 34,033
e) Aggregated information
Aggregated volume 206,581
Price GBP 0.00
f) Date of the transaction 2020-03-04
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 19.429 75,890
GBP 19.429 5,208
GBP 19.429 15,996
e) Aggregated information
Aggregated volume 97,094
Price GBP 19.429
f) Date of the transaction 2020-03-05
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Peter Whitcutt
2. Reason for the notification
a) Position / status CEO of Marketing (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4.1 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Release of Shares awarded in March 2017 and March 2015
under the terms of the Anglo American plc Bonus Share Plan
and Long Term Incentive Plan.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 146,415
GBP 0.00 14,334
GBP 0.00 39,603
e) Aggregated information
Aggregated volume 200,352
Price GBP 0.00
f) Date of the transaction 2020-03-04
g) Place of the transaction London Stock Exchange – XLON
4.2 Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Sale of Shares released under the terms of the Anglo American
plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 19.429 68,816
GBP 19.429 6,737
GBP 19.429 18,614
e) Aggregated information
Aggregated volume 94,167
Price GBP 19.429
f) Date of the transaction 2020-03-05
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Bruce Cleaver
2. Reason for the notification
a) Position / status CEO De Beers (PDMR)
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Transfer of Ordinary Shares to spouse at nil cost.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 16,627
e) Aggregated information
Aggregated volume 16,627
Price GBP 0.00
f) Date of the transaction 2020-03-06
g) Place of the transaction London Stock Exchange – XLON
1. Details of PDMR / person closely associated (PCA)
a) Name Adele Cleaver
2. Reason for the notification
a) Position / status PCA – Spouse of Bruce Cleaver, a PDMR
b) Initial notification / Initial notification
amendment
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or
auction monitor
a) Full name of the entity Anglo American plc
b) LEI 549300S9XF92D1X8ME43
4. Details of the transaction(s)
a) Description of the financial Anglo American plc Ordinary Shares of USD0.54945 each
instrument
Identification Code GB00B1XZS820
b) Nature of the transaction Transfer of Ordinary Shares from spouse at nil cost.
c) Currency GBP - British Pound
d) Price(s) and volume(s)
Price(s) Volume(s)
GBP 0.00 16,627
e) Aggregated information
Aggregated volume 16,627
Price GBP 0.00
f) Date of the transaction 2020-03-06
g) Place of the transaction London Stock Exchange – XLON
Clare Davage
Deputy Company Secretary
9 March 2020
The Company has a primary listing on the Main Market of the London Stock Exchange and secondary
listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia Stock
Exchange and the SIX Swiss Exchange.
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 09-03-2020 05:00:00
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